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Original filing (PDF)20260129074724NAL0005727504001
ASMPT SMT USA, LLC
Form 5500
FILING_RECEIVED
ASMPT 401(K) PLAN
401(k) retirement plan
Signals · 1
Late filing · 2.4 mo
Active participants
395
Accounts w/ balance
529
Plan assets (EOY)
$47.3M
Net assets (EOY)
$47.3M
How this plan invests
This plan
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
90
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Filed 2.4 months past the 10.5-month grace window.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ASMPT SMT USA, LLC.
Plan sponsor
Name
ASMPT SMT USA, LLC
EIN
80-0237825
Address
900 MIDDLESEX TURNPIKE, BLDG. 6 · BILLERICA, MA · 01821
Phone
(978) 338-2472
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2026-01-29
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $24K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SAGEVIEW ADVISORY GROUP, LLC | — | IRVINE, CA | INVESTMENT ADVISOR | $55K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SAGEVIEW ADVISORY GROUP, LLC | — | IRVINE, CA | INVESTMENT MGMT | $23K | — |
Investments
29 direct securities· $46.8M(99% of reported assets)
Uncategorized
$46.0M
28 holdings
Mutual Funds
$723K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Investments Fidelity 500 Index | — | — | — | $6.2M | 13.0% | |
| The Vanguard Group Vanguard Target Retirement 2040 Inv | — | — | — | $3.9M | 8.2% | |
| The Vanguard Group Vanguard Target Retirement 2025 Inv | — | — | — | $3.4M | 7.2% | |
| The Vanguard Group Vanguard Target Retirement 2030 Inv | — | — | — | $2.9M | 6.1% | |
| The Vanguard Group Vanguard Target Retirement 2035 Inv | — | — | — | $2.8M | 6.0% | |
| American Funds American Funds Europacific Gr R6 | — | — | — | $2.4M | 5.1% | |
| Pioneer Investments Pioneer Fundamental Growth K | — | — | — | $2.3M | 4.8% | |
| Fidelity Investments Fidelity Extended Market Index | — | — | — | $2.1M | 4.4% | |
| Self-directed accounts TD Ameritrade Self-directed brokerage account | — | — | — | $2.0M | 4.1% | |
| Group annuity contract * Empower Annuity Insurance Company of America Key Guaranteed Portfolio Fund | — | — | — | $1.9M | 3.9% | |
| The Vanguard Group Vanguard Target Retirement 2045 Inv | — | — | — | $1.7M | 3.6% | |
| JPMorgan Chase Bank JPMorgan US Equity R6 | — | — | — | $1.5M | 3.2% | |
| The Vanguard Group Vanguard Target Retirement 2050 Inv | — | — | — | $1.4M | 3.1% | |
| Baird Core Baird Core Plus Bond Inst | — | — | — | $1.4M | 2.9% | |
| T. Rowe Price T. Rowe Price New Horizons I | — | — | — | $1.4M | 2.9% | |
| JPMorgan Chase Bank JPMorgan Value Advantage R6 | — | — | — | $1.2M | 2.5% | |
| The Vanguard Group Vanguard Interm-Term US Treasury | — | — | — | $1.1M | 2.4% | |
| The Vanguard Group Vanguard Target Retirement 2055 Inv | — | — | — | $1.0M | 2.2% | |
| The Vanguard Group Vanguard Target Retirement 2020 Inv | — | — | — | $744K | 1.6% | |
| The Vanguard Group Vanguard Target Retirement 2060 Inv | — | — | — | $737K | 1.6% | |
| Notes receivable Notes receivable with variable maturities and * Participants interest rates from 4.25% to 9.50%. - | — | — | — | $728K | 1.5% | |
| American Funds American Funds American Balanced R6 | Mutual Funds | — | — | $723K | 1.5% | |
| Macquarie Group Macquarie Mid Cap Growth R6 | — | — | — | $700K | 1.5% | |
| PGIM Investments PGIM High-Yield R6 | — | — | — | $641K | 1.4% | |
| JPMorgan Chase Bank JPMorgan Mid Cap Value R6 | — | — | — | $605K | 1.3% | |
| Victory Capital Management Victory Small Company Opp R6 | — | — | — | $536K | 1.1% | |
| The Vanguard Group Vanguard Target Retirement Income Inv | — | — | — | $365K | 0.8% | |
| Eaton Vance Investment Managers Eaton Vance Government Obl I | — | — | — | $291K | 0.6% | |
| The Vanguard Group Vanguard Target Retirement 2065 Inv | — | — | — | $243K | 0.5% |