Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INS. CO. | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $18K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CARNOW AND ASSOCIATES, LTD. | — | BANNOCKBURN, IL | TPA | $5K | — |
| Name | EIN | Location | Relation | Direct comp |
|---|
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2040 Mutual fund a | — | — | — | $2.6M | 20.3% | |
| Vanguard Target Retirement 2035 Mutual fund a | — | — | — | $1.8M | 14.6% | |
| Vanguard 500 Index Mutual fund a | — | — | — | $1.3M | 10.4% | |
| Vanguard Target Retirement 2055 Mutual fund a | — | — | — | $813K | 6.4% |
| Indirect comp |
|---|
| DUFEK & COMPANY, LLC | — | CHICAGO, IL | AUDITOR | $9K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ROTHSCHILD INV. CORP | — | CHICAGO, IL | INV ADV | $36K | — |
| EMPOWER ADVISORY GROUP | — | GREENWOOD VILLAGE, CO | INV MGMNT | $4K | — |
| American Funds Growth Fund of America Mutual fund a | — | — | — | $763K | 6.0% |
| Vanguard Target Retirement 2050 Mutual fund a | — | — | — | $659K | 5.2% |
| American Funds Washington Mutual fund a | — | — | — | $572K | 4.5% |
| Vanguard Target Retirement 2025 Mutual fund a | — | — | — | $548K | 4.3% |
| Vanguard Target Retirement 2060 Mutual fund a | — | — | — | $539K | 4.3% |
| Vanguard Target Retirement 2045 Mutual fund a | — | — | — | $517K | 4.1% |
| Vanguard Target Retirement 2030 Mutual fund a | — | — | — | $303K | 2.4% |
| American Funds Fundamental Investors Mutual fund a | — | — | — | $253K | 2.0% |
| Vanguard Intermediate-Term Bond Mutual fund a | — | — | — | $251K | 2.0% |
| Vanguard Mid-Cap Index Mutual fund a | — | — | — | $243K | 1.9% |
| BlackRock High Yield Bond Mutual fund a | — | — | — | $191K | 1.5% |
| Vanguard Developed Markets Index Mutual fund a | — | — | — | $171K | 1.4% |
| Vanguard Target Retirement Income Mutual fund a 763 Vanguard Tax-Managed Balanced Mutual fund a | — | — | — | $139K | 1.1% |
| Vanguard International Growth Mutual fund a | — | — | — | $129K | 1.0% |
| Invesco US Government Money Portfolio Mutual fund a | — | — | — | $107K | 0.8% |
| Vanguard Small-Cap Index Mutual fund a | — | — | — | $103K | 0.8% |
| Vanguard Target Retirement 2020 Mutual fund a | — | — | — | $100K | 0.8% |
| DFA Emerging Markets Portfolio Mutual fund a | — | — | — | $97K | 0.8% |
| Vanguard Small-Cap Growth Index Mutual fund a | — | — | — | $91K | 0.7% |
| Vanguard Real Estate Index Mutual fund a | — | — | — | $60K | 0.5% |
| Vanguard Small-Cap Value Index Mutual fund a | — | — | — | $48K | 0.4% |
| Vanguard Energy Fund Mutual fund a | — | — | — | $46K | 0.4% |
| BlackRock Health Sciences Mutual fund a | — | — | — | $45K | 0.4% |
| PGIM Global Real Estate Mutual fund a | — | — | — | $42K | 0.3% |
| BlackRock Strategic Income Mutual fund a | — | — | — | $26K | 0.2% |
| Vanguard Target Retirement 2065 Mutual fund a | — | — | — | $26K | 0.2% |
| American Funds New Perspective Mutual fund a | — | — | — | $21K | 0.2% |
| American Funds New World Mutual fund a | — | — | — | $16K | 0.1% |
