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Original filing (PDF)20251007053144NAL0002449379001

CASTLE BIOSCIENCES, INC.

Form 5500
FILING_RECEIVED
CASTLE BIOSCIENCES, INC. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
757
Accounts w/ balance
785
Plan assets (EOY)
$52.9M
Net assets (EOY)
$52.9M
How this plan invests
This plan
32 securities
funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
  • 20 bps in Schedule C fees — modestly above peer band of 16 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CASTLE BIOSCIENCES, INC..
Plan sponsor
Name
CASTLE BIOSCIENCES, INC.
EIN
77-0701774
Address
505 S FRIENDSWOOD DR. STE. 401 · FRIENDSWOOD, TX · 77546
Phone
(602) 370-0899
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Name
PENTEGRA SERVICES, INC
EIN
13-3745616
City
CHARLOTTE, NC
Phone
(844) 367-2848
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-07
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
HAM LANGSTON, BREZINA, LLP
Trustee / custodian
Trustee phone

Service providers (Schedule C)

5 rows
Custodian
1
NameEINLocationRelationDirect compIndirect comp
CHARLES SCHWAB TRUST BANKAUSTIN, TXCUSTODIAN$0
Recordkeeper
3
NameEINLocationRelationDirect compIndirect comp
NORTH AMERICAN KTRADE ALLIANCE, LLC32-0169227RECORDKEEPER$70K
ADP, INC.13-3036745RECORD KEEPER$25K
ADP BROKER-DEALER22-3319984RECORD KEEPER$0
Other
1
NameEINLocationRelationDirect compIndirect comp
PENSION PLANNING CONSULTANTS, INC.HALBUQUERQUE, NMADMINISTRATOR$9K

Investments

32 direct securities· $52.5M(99% of reported assets)
PIInvestmentTypeShares / unitsCostCurrent value% of plan
Fidelity Large Cap Growth Index Fund$7.3M13.8%
Charles Schwab S&P 500 Index Fund$6.0M11.3%
Charles Schwab Target 2040 Index Fund$4.3M8.0%
Charles Schwab Target 2045 Index Fund$4.0M7.6%
Vanguard Value Index Fund - Admiral Shares$3.0M5.6%
Charles Schwab Target 2050 Index Fund$2.9M5.5%
Charles Schwab Target 2060 Index Fund$2.9M5.5%
Dimensional Fund Advisors Intl Large Cap Growth Portfolio - Instl$2.6M4.9%
Charles Schwab Target 2055 Index Fund$1.9M3.6%
Charles Schwab Target 2035 Index Fund$1.7M3.1%
Fidelity Mid Cap Growth Index Fund$1.5M2.9%
Fidelity Total Bond K6 Fund$1.5M2.9%
Dimensional Fund Advisors U.S. Small Cap Growth Portfolio - Instl$1.5M2.8%
Dimensional Fund Advisors U.S. Vector Equity Fund - Instl$1.1M2.0%
GQG Partners Emerging Markets Equity Fund - Instl$1.1M2.0%
Vanguard Small Cap Value Index Fund - Admiral Shares$1.0M1.9%
Vanguard Treasury Money Market Fund$963K1.8%
Dimensional Fund Advisors Real Estate Securities Portfolio - Instl$948K1.8%
American Funds High-Income Trust - R5 Shares$922K1.7%
Vanguard Short-Term Corporate Bond Index Fund$801K1.5%
Vanguard Balanced Index Fund - Admiral Shares$667K1.3%
Fidelity International Index Fund$642K1.2%
Charles Schwab Target 2030 Index Fund$566K1.1%
Vanguard Small Cap Index Fund - Admiral Shares$560K1.1%
Notes receivable Notes receivable from participants with interest rates from participants ranging from 4.25% to 10.50% annual -$550K1.0%
Charles Schwab Target 2025 Index Fund$524K1.0%
Fidelity Mid Cap Index Fund$432K0.8%
Fidelity U.S. Bond Index Fund$366K0.7%
Fidelity Inflation-Protected Bond Index Fund$290K0.5%
Charles Schwab Target 2015 Index Fund$70K0.1%
Charles Schwab Target 2020 Index Fund$53K0.1%
Charles Schwab Target 2010 Index Fund$20K<0.1%