Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE CO | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $107K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | — | PENNINGTON, NJ | INVESTMENT ADVISOR | $14K | — |
| Name | EIN | Location |
|---|
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Ishares S&P 500 Index I Mutual Fund N/A | — | — | — | $5.4M | 22.0% | |
| Western Asset Core Bond IS Mutual Fund N/A | — | — | — | $2.0M | 8.1% | |
| Franklin Dynatech R6 Mutual Fund N/A | — | — | — | $2.0M | 8.1% | |
| Ishares MSCI EAFE International Index A Mutual Fund N/A | — | — | — | $1.7M | 7.1% |
| Relation |
|---|
| Direct comp |
|---|
| Indirect comp |
|---|
| NATIONAL ASSOCIATES INC. | — | FAIRVIEW PARK, OH | CONTRACT ADMINISTRATOR | $28K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $34K | — |
| Invesco Diversified Dividend R5 Mutual Fund N/A | — | — | — | $1.5M | 6.1% |
| American Funds New Word Fund R4 Mutual Fund N/A | — | — | — | $1.5M | 6.1% |
| Victory Sycamore Established Value R6 Mutual Fund N/A | — | — | — | $971K | 3.9% |
| Janus Henderson Global Equity Income I Mutual Fund N/A | — | — | — | $947K | 3.8% |
| Empower Annuity Insurance Company of America * Key Guaranteed Portfolio Fund Group Annuity Contract N/A | — | — | — | $903K | 3.7% |
| Columbia Mid Cap Index Instl 3 Mutual Fund N/A | — | — | — | $873K | 3.5% |
| Eaton Vance Atlanta Capital Smid-Cap I Mutual Fund N/A | — | — | — | $788K | 3.2% |
| Invesco Oppenheimer International Growth R6 Mutual Fund N/A | — | — | — | $761K | 3.1% |
| Columbia Small Cap Index Instl 3 Mutual Fund N/A | — | — | — | $720K | 2.9% |
| Janus Henderson Triton I Mutual Fund N/A | — | — | — | $661K | 2.7% |
| Invesco Small Cap Value R6 Mutual Fund N/A | — | — | — | $632K | 2.6% |
| PGIM High-Yield R6 Mutual Fund N/A | — | — | — | $584K | 2.4% |
| DWS Enhanced Commodity Strategy Instl Mutual Fund N/A | — | — | — | $497K | 2.0% |
| PGIM Global Total Return R4 Mutual Fund N/A | — | — | — | $432K | 1.8% |
| Principal Global Real Estate Sec Instl Mutual Fund N/A | — | — | — | $430K | 1.7% |
| American Century Infl Adj Bond Inv Mutual Fund N/A | — | — | — | $388K | 1.6% |
| Pimco Income Instl Mutual Fund N/A | — | — | — | $372K | 1.5% |
| Cohen & Steers Real Estate Securities Z Mutual Fund N/A | — | — | — | $235K | 1.0% |
| Franklin Income R6 Mutual Fund N/A | — | — | — | $162K | 0.7% |
| First Eagle Global I Mutual Fund N/A | — | — | — | $143K | 0.6% |
