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Original filing (PDF)20250908165345NAL0032913728001
ASML US, LLC
Form 5500
FILING_RECEIVED
ASML US EMPLOYEES' SAVINGS AND RETIREMENT PLAN
401(k) retirement plan
Signals · 2
1 failed disclosure50% in single holding
Active participants
8,321
Accounts w/ balance
9,977
Plan assets (EOY)
$1.8B
Net assets (EOY)
$1.8B
How this plan invests
This plan
39 pooled trusts
Schedule D
37 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
75
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
- Top holding "maturities through November 2054 * A party-in-interest as defined by ERISA ** Column (d) has not been presented as this information is not applicable" is 50% of plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ASML US, LLC.
Plan sponsor
Name
ASML US, LLC
EIN
77-0568140
Address
2625 W. GERONIMO PLACE · SUITE 200 · CHANDLER, AZ · 85224
Phone
(480) 696-2852
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-08
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3F · Sponsor used leased employees
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
DUFFY KRUSPODIN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $399K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $569K | — |
| SAGEVIEW | 33-0818667 | — | CONSULTANT | $74K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| DUFFY KRUSPODIN, LLP | 95-4244393 | — | ACCOUNTANT/AUDITOR | $26K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
32 direct securities · 39 pooled funds· $4.7B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$2.9B
29 holdings
Common Collective Trust
$1.7B
39 holdings
Common Stocks
$7.4M
1 holding
OTHER
$170K
1 holding
CORPORATE BOND
$17K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| maturities through November 2054 * A party-in-interest as defined by ERISA ** Column (d) has not been presented as this information is not applicable | — | — | — | $1.8B | 100.0% | |
| SS S&P 500 INDEX II STATE STREET GLOBAL ADVISORS TRUST CO · EIN 04-0025081 / PN 078 | Common Collective Trust | — | — | $313.8M | 17.3% | |
| TRP BLUE CHIP GR T2 T. ROWE PRICE TRUST COMPANY · EIN 80-0470272 / PN 002 | Common Collective Trust | — | — | $271.3M | 15.0% | |
| Invesco Stable Value Fund Stable value fund | — | — | — | $90.2M | 5.0% | |
| INVESCO STBL VAL B1 INVESCO TRUST COMPANY · EIN 84-1142974 / PN 001 | Common Collective Trust | — | — | $90.2M | 5.0% | |
| T. Rowe Price Retirement 2035 Trust Common collective trust | — | — | — | $89.7M | 5.0% | |
| TRP RETIRE 2035 G T. ROWE PRICE TRUST COMPANY · EIN 35-6785642 / PN 003 | Common Collective Trust | — | — | $89.7M | 5.0% | |
| T. Rowe Price Retirement 2040 Trust Common collective trust | — | — | — | $88.7M | 4.9% | |
| TRP RETIRE 2040 G T. ROWE PRICE TRUST COMPANY · EIN 35-6941729 / PN 001 | Common Collective Trust | — | — | $88.7M | 4.9% | |
| ASML Small/Mid-Cap Strategy Fund Small/mid-cap equities custom fund | — | — | — | $88.5M | 4.9% | |
| T. Rowe Price Retirement 2030 Trust Common collective trust | — | — | — | $87.7M | 4.8% | |
| TRP RETIRE 2030 G T. ROWE PRICE TRUST COMPANY · EIN 35-2425740 / PN 001 | Common Collective Trust | — | — | $87.7M | 4.8% | |
| T. Rowe Price Retirement 2050 Trust Common collective trust | — | — | — | $86.7M | 4.8% | |
| TRP RETIRE 2050 G T. ROWE PRICE TRUST COMPANY · EIN 30-6303214 / PN 001 | Common Collective Trust | — | — | $86.7M | 4.8% | |
| Boston Partners Large Cap Value Equity Fund Common collective trust | — | — | — | $86.6M | 4.8% | |
| BP LG CAP VAL EQ CIT BOSTON PARTNERS TRUST COMPANY · EIN 61-1603964 / PN 001 | Common Collective Trust | — | — | $86.6M | 4.8% | |
| T. Rowe Price Retirement 2045 Trust Common collective trust | — | — | — | $86.0M | 4.8% | |
| TRP RETIRE 2045 G T. ROWE PRICE TRUST COMPANY · EIN 52-1309931 / PN 001 | Common Collective Trust | — | — | $86.0M | 4.8% | |
| State Street Russell Small/Mid Cap Index Securities Lending Series Fund Common collective trust | — | — | — | $74.7M | 4.1% | |
| SS RSL SMMDCP IDX II STATE STREET GLOBAL ADVISORS TRUST CO · EIN 32-6528132 / PN 019 | Common Collective Trust | — | — | $74.7M | 4.1% | |
| T. Rowe Price Retirement 2055 Trust Common collective trust | — | — | — | $72.0M | 4.0% | |
| TRP RETIRE 2055 G T. ROWE PRICE TRUST COMPANY · EIN 61-6434302 / PN 001 | Common Collective Trust | — | — | $72.0M | 4.0% | |
| State Street Global All Cap Equity Ex-U.S. Index Securities Lending Series Fund Common collective trust | — | — | — | $49.4M | 2.7% | |
| SS GACEQ EXUS IDX II STATE STREET GLOBAL ADVISORS TRUST CO · EIN 90-0337987 / PN 444 | Common Collective Trust | — | — | $49.4M | 2.7% | |
| T. Rowe Price Retirement 2060 Trust Common collective trust | — | — | — | $48.6M | 2.7% | |
| TRP RETIRE 2060 G T. ROWE PRICE TRUST COMPANY · EIN 52-6559833 / PN 002 | Common Collective Trust | — | — | $48.6M | 2.7% | |
| TRP RETIRE 2025 G T. ROWE PRICE TRUST COMPANY · EIN 36-7594874 / PN 001 | Common Collective Trust | — | — | $48.5M | 2.7% | |
| PRU CORE PL BD CL 5 PRUDENTIAL TRUST COMPANY · EIN 23-6994310 / PN 165 | Common Collective Trust | — | — | $47.3M | 2.6% | |
| WTC-CIF II International Opportunities (Series 5) Portfolio Common collective trust | — | — | — | $44.0M | 2.4% | |
| WT INTL OPPS 5 WELLINGTON TRUST COMPANY, NA · EIN 04-6913417 / PN 159 | Common Collective Trust | — | — | $44.0M | 2.4% | |
| State Street U.S. Bond Index Securities Lending Series Fund Common collective trust | — | — | — | $30.8M | 1.7% | |
| SS US BOND INDX XIV STATE STREET GLOBAL ADVISORS TRUST CO · EIN 90-0337987 / PN 477 | Common Collective Trust | — | — | $30.8M | 1.7% | |
| ALL SPRING TRUST E1 ALL SPRING GLOBAL INVESTEMENTS · EIN 45-7019649 / PN 001 | Common Collective Trust | — | — | $23.7M | 1.3% | |
| T. Rowe Price Retirement 2020 Trust Common collective trust | — | — | — | $22.1M | 1.2% | |
| TRP RETIRE 2020 G T. ROWE PRICE TRUST COMPANY · EIN 52-1309931 / PN 006 | Common Collective Trust | — | — | $22.1M | 1.2% | |
| RIVER ROAD SMALL-MID CAP VALUE II BLACKROCK INSTITUTIONAL TRUST CO NA · EIN 80-0254284 / PN 001 | Common Collective Trust | — | — | $17.8M | 1.0% | |
| T. Rowe Price Retirement 2065 Trust Common collective trust | — | — | — | $16.8M | 0.9% | |
| TRP RETIRE 2065 G T. ROWE PRICE TRUST COMPANY · EIN 85-1763138 / PN 001 | Common Collective Trust | — | — | $16.8M | 0.9% | |
| Notes receivable from participants - 0 - | — | — | — | $16.3M | 0.9% | |
| FRONTIER SMALL CAP GROWTH CIT SEI TRUST COMPANY · EIN 20-8790558 / PN 017 | Common Collective Trust | — | — | $15.9M | 0.9% | |
| State Street U.S. Inflation Protected Bond Index Securities Lending Series Fund Common collective trust | — | — | — | $11.6M | 0.6% | |
| SS US INFL PRO BD II STATE STREET GLOBAL ADVISORS TRUST CO · EIN 32-6528132 / PN 037 | Common Collective Trust | — | — | $11.6M | 0.6% | |
| Common Stock | Common Stocks | — | — | $7.4M | 0.4% | |
| Unit Registered Investment Companies | — | — | — | $7.3M | 0.4% | |
| Cash Money market fund | — | — | — | $6.9M | 0.4% | |
| T. Rowe Price Retirement 2015 Trust Common collective trust | — | — | — | $5.3M | 0.3% | |
| TRP RETIRE 2015 G T. ROWE PRICE TRUST COMPANY · EIN 37-6495447 / PN 001 | Common Collective Trust | — | — | $5.3M | 0.3% | |
| PRINCIPAL US REIT PRINCIPAL GLOBAL INVESTORS TRUST · EIN 82-2725212 / PN 001 | Common Collective Trust | — | — | $4.4M | 0.2% | |
| T. Rowe Price Retirement 2005 Trust Common collective trust | — | — | — | $1.6M | <0.1% | |
| TRP RETIRE 2005 G T. ROWE PRICE TRUST COMPANY · EIN 35-6785642 / PN 014 | Common Collective Trust | — | — | $1.6M | <0.1% | |
| Fidelity Fund Registered Investment Companies | — | — | — | $1.4M | <0.1% | |
| T. Rowe Price Retirement 2010 Trust Common collective trust | — | — | — | $1.3M | <0.1% | |
| TRP RETIRE 2010 G T. ROWE PRICE TRUST COMPANY · EIN 35-6785642 / PN 009 | Common Collective Trust | — | — | $1.3M | <0.1% | |
| External Fund Registered Investment Companies | — | — | — | $731K | <0.1% | |
| Certificate of deposit Money market fund | — | — | — | $614K | <0.1% | |
| Fidelity Government Money Market Fund Money market fund | — | — | — | $177K | <0.1% | |
| s (Call/Warrants) Others (Call/Warrants) | OTHER | — | — | $170K | <0.1% | |
| Government bond US Government Securities | — | — | — | $115K | <0.1% | |
| Corporate Debt | CORPORATE BOND | — | — | $17K | <0.1% | |
| TRP RETIRE 2015 F T. ROWE PRICE TRUST COMPANY · EIN 35-6941654 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| TRP RETIRE 2060 F T. ROWE PRICE TRUST COMPANY · EIN 47-1088316 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| TRP RETIRE 2065 F T. ROWE PRICE TRUST COMPANY · EIN 85-1763138 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| TRP RETIRE 2020 F T. ROWE PRICE TRUST COMPANY · EIN 36-7594871 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| TRP RETIRE 2045 F T. ROWE PRICE TRUST COMPANY · EIN 32-6199848 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| TRP RETIRE 2055 F T. ROWE PRICE TRUST COMPANY · EIN 35-6941728 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| TRP RETIRE 2050 F T. ROWE PRICE TRUST COMPANY · EIN 30-6539250 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| TRP RETIRE 2010 F T. ROWE PRICE TRUST COMPANY · EIN 32-6199795 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| TRP RETIRE 2025 F T. ROWE PRICE TRUST COMPANY · EIN 37-6495447 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| TRP RETIRE 2030 F T. ROWE PRICE TRUST COMPANY · EIN 38-7010946 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| TRP RETIRE 2005 F T. ROWE PRICE TRUST COMPANY · EIN 61-6434302 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| TRP RETIRE 2035 F T. ROWE PRICE TRUST COMPANY · EIN 36-7595013 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |