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Original filing (PDF)20251015072103NAL0001965651001
GUAYAKI
Form 5500
FILING_RECEIVED
GUAYAKI YERBA MATE 401(K) PLAN
401(k) retirement plan
Signals · 1
29% in single holding
Active participants
276
Accounts w/ balance
264
Plan assets (EOY)
$12.0M
Net assets (EOY)
$12.0M
How this plan invests
This plan
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
86
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "flexPath Strategies, LLC flexPATH Index Mod 2035" is 29% of plan.
- 52 bps in Schedule C fees — 80% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for GUAYAKI.
Plan sponsor
Name
GUAYAKI
EIN
77-0560794
Address
215 ROSE AVENUE · VENICE, CA · 90291
Phone
(888) 482-9254
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3F · Sponsor used leased employees
Audit & trust (Schedule H)
Auditor
REHMANN ROBSON LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JOHN HANCOCK RETIREMENT PLAN SERV | 01-0233346 | — | RECORDKEEPER | $23K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | 74-2794194 | — | INVESTMENT ADVISOR | $40K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CARPENTER MORSE GROUP | — | LONGWOOD, FL | CONTRACT ADMIN | $100 | — |
Investments
31 direct securities· $11.9M(99% of reported assets)
Uncategorized
$11.9M
30 holdings
Mutual Funds
$9K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| flexPath Strategies, LLC flexPATH Index Mod 2035 | — | — | — | $3.4M | 28.6% | |
| flexPath Strategies, LLC flexPATH Index Mod 2045 | — | — | — | $3.1M | 25.9% | |
| flexPath Strategies, LLC flexPATH Index Mod 2055 | — | — | — | $2.6M | 21.3% | |
| Fidelity 500 Index | — | — | — | $625K | 5.2% | |
| flexPath Strategies, LLC flexPATH Index Moderate 2065 | — | — | — | $363K | 3.0% | |
| flexPath Strategies, LLC flexPATH Index Mod Ret | — | — | — | $220K | 1.8% | |
| JPMorgan JP Morgan Large Growth | — | — | — | $183K | 1.5% | |
| Notes receivable from participants Interest rates ranging from 8.50% to 9.50% | — | — | — | $160K | 1.3% | |
| Fidelity International Index | — | — | — | $155K | 1.3% | |
| Collective investment trusts flexPath Strategies, LLC flexPATH Index Aggressive 2055 | — | — | — | $148K | 1.2% | |
| Northern Trust Northern Global Sustainable | — | — | — | $111K | 0.9% | |
| Vanguard Core Bond Admiral | — | — | — | $107K | 0.9% | |
| Vanguard Equity Income | — | — | — | $100K | 0.8% | |
| American Funds The Bond Fund of America | — | — | — | $87K | 0.7% | |
| Vanguard Emerging Stock Markets | — | — | — | $78K | 0.7% | |
| MFS International Equity | — | — | — | $70K | 0.6% | |
| Fidelity Mid Cap Index | — | — | — | $55K | 0.5% | |
| flexPath Strategies, LLC flexPATH Index Aggressive 2065 | — | — | — | $49K | 0.4% | |
| Fidelity Small Cap Index | — | — | — | $47K | 0.4% | |
| Glenmede Investment Impax Ellevate Global Women's Leadership Fund | — | — | — | $37K | 0.3% | |
| flexPath Strategies, LLC Small Cap Growth | — | — | — | $33K | 0.3% | |
| Dimensional Fund Advisors DFA US Small Cap Value Port | — | — | — | $28K | 0.2% | |
| Fidelity Real Estate Index | — | — | — | $27K | 0.2% | |
| Carillon Tower Advisors Eagle Mid Cap Growth | — | — | — | $27K | 0.2% | |
| Fidelity Money Market Fund | — | — | — | $25K | 0.2% | |
| flexPath Strategies, LLC flexPATH Index Cons Ret | — | — | — | $18K | 0.1% | |
| American Funds American High Income Trust | — | — | — | $18K | 0.1% | |
| flexPath Strategies, LLC flexPATH Idx Conserv 2065 | — | — | — | $9K | <0.1% | |
| Nuveen Large Cap Responsible Equity Fund | Mutual Funds | — | — | $9K | <0.1% | |
| JPMorgan US Government Money Market | — | — | — | $5K | <0.1% | |
| flexPath Strategies, LLC Mid Cap Value | — | — | — | $4K | <0.1% |
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