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Original filing (PDF)20250818161439NAL0001372769001
INFINERA CORPORATION
Form 5500
FILING_RECEIVED
INFINERA 401(K) PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
1,235
Accounts w/ balance
1,733
Plan assets (EOY)
$359.9M
Net assets (EOY)
$359.9M
How this plan invests
This plan
15 pooled trusts
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
Helping the score
- Below-peer total fees (6 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for INFINERA CORPORATION.
Plan sponsor
Name
INFINERA CORPORATION
EIN
77-0560433
Address
6373 SAN IGNACIO AVENUE · SAN JOSE, CA · 95119
Phone
(408) 572-5293
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-18
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $85K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SAGEVIEW ADVISORY GROUP LLC | 33-0818667 | — | ADVISOR/INVESTMENT ADV | $100K | — |
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $29K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
30 direct securities · 15 pooled funds· $499.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$342.3M
30 holdings
Common Collective Trust
$156.7M
15 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity BrokerageLink Account Self-Directed Brokerage Account | — | — | — | $61.4M | 17.1% | |
| Fidelity 500 Index Fund Mutual Fund | — | — | — | $55.7M | 15.5% | |
| T. Rowe Price Retirement 2030 H Common Trust Fund | — | — | — | $38.3M | 10.6% | |
| TRP RETIRE 2030 H T. ROWE PRICE TRUST COMPANY · EIN 38-7010946 / PN 001 | Common Collective Trust | — | — | $38.3M | 10.6% | |
| T. Rowe Price Retirement 2035 H Common Trust Fund | — | — | — | $25.8M | 7.2% | |
| TRP RETIRE 2035 H T. ROWE PRICE TRUST COMPANY · EIN 36-7595013 / PN 001 | Common Collective Trust | — | — | $25.8M | 7.2% | |
| T. Rowe Price Retirement 2025 H Common Trust Fund | — | — | — | $19.4M | 5.4% | |
| TRP RETIRE 2025 H T. ROWE PRICE TRUST COMPANY · EIN 37-6495447 / PN 001 | Common Collective Trust | — | — | $19.4M | 5.4% | |
| T. Rowe Price All-Cap Opportunities Fund Mutual Fund | — | — | — | $17.5M | 4.9% | |
| TRP RETIRE 2040 H T. ROWE PRICE TRUST COMPANY · EIN 35-6941729 / PN 001 | Common Collective Trust | — | — | $17.5M | 4.9% | |
| T. Rowe Price Retirement 2045 H Common Trust Fund | — | — | — | $16.9M | 4.7% | |
| TRP RETIRE 2045 H T. ROWE PRICE TRUST COMPANY · EIN 32-6199848 / PN 001 | Common Collective Trust | — | — | $16.9M | 4.7% | |
| Fidelity Government Money Market Fund Money Market Fund | — | — | — | $11.6M | 3.2% | |
| Fidelity Mid Cap Index Fund Mutual Fund | — | — | — | $10.7M | 3.0% | |
| T. Rowe Price Retirement 2050 H Common Trust Fund | — | — | — | $9.9M | 2.8% | |
| TRP RETIRE 2050 H T. ROWE PRICE TRUST COMPANY · EIN 30-6303214 / PN 001 | Common Collective Trust | — | — | $9.9M | 2.8% | |
| T. Rowe Price Retirement 2020 H Common Trust Fund | — | — | — | $7.3M | 2.0% | |
| TRP RETIRE 2020 H T. ROWE PRICE TRUST COMPANY · EIN 36-7594871 / PN 001 | Common Collective Trust | — | — | $7.3M | 2.0% | |
| Victory Sycamore Established Value Fund Mutual Fund | — | — | — | $7.2M | 2.0% | |
| Fidelity Small Cap Index Fund Mutual Fund | — | — | — | $7.0M | 1.9% | |
| American Century Heritage Fund Mutual Fund | — | — | — | $6.9M | 1.9% | |
| T. Rowe Price Retirement 2055 H Common Trust Fund | — | — | — | $5.6M | 1.6% | |
| TRP RETIRE 2055 H T. ROWE PRICE TRUST COMPANY · EIN 35-6941728 / PN 001 | Common Collective Trust | — | — | $5.6M | 1.6% | |
| Putnam Large Cap Value Trust Fund Common Trust Fund | — | — | — | $4.9M | 1.4% | |
| PUTN LG CP VAL TR IA PUTNAM FIDUCIARY TRUST COMPANY · EIN 82-3639536 / PN 275 | Common Collective Trust | — | — | $4.9M | 1.4% | |
| Fidelity U.S. Bond Index Fund Mutual Fund | — | — | — | $4.6M | 1.3% | |
| Undiscovered Managers Behavioral Value Fd Mutual Fund | — | — | — | $4.5M | 1.3% | |
| Fidelity Managed Income Portfolio Common Trust Fund | — | — | — | $4.4M | 1.2% | |
| MIP CL 2 FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 024 | Common Collective Trust | — | — | $4.4M | 1.2% | |
| Fidelity Advisor Government Income Fund Mutual Fund | — | — | — | $3.3M | 0.9% | |
| T. Rowe Price Retirement 2060 H Common Trust Fund | — | — | — | $2.8M | 0.8% | |
| TRP RETIRE 2060 H T. ROWE PRICE TRUST COMPANY · EIN 47-1088316 / PN 001 | Common Collective Trust | — | — | $2.8M | 0.8% | |
| Fidelity International Index Fund Mutual Fund | — | — | — | $2.5M | 0.7% | |
| maturing through October 2034 | — | — | — | $2.4M | 0.7% | |
| Invesco International Small-Mid Company Fund Mutual Fund | — | — | — | $2.3M | 0.6% | |
| DFA Developing Markets Core EQ Mutual Fund | — | — | — | $2.2M | 0.6% | |
| T. Rowe Price Retirement 2010 H Common Trust Fund | — | — | — | $2.0M | 0.6% | |
| TRP RETIRE 2010 H T. ROWE PRICE TRUST COMPANY · EIN 32-6199795 / PN 001 | Common Collective Trust | — | — | $2.0M | 0.6% | |
| American Funds EuroPacific Growth Fund Mutual Fund | — | — | — | $1.9M | 0.5% | |
| Federated Hermes Kaufmann Small Cap Fund Mutual Fund | — | — | — | $1.4M | 0.4% | |
| T. Rowe Price Retirement 2015 H Common Trust Fund | — | — | — | $1.3M | 0.4% | |
| TRP RETIRE 2015 H T. ROWE PRICE TRUST COMPANY · EIN 35-6941654 / PN 001 | Common Collective Trust | — | — | $1.3M | 0.4% | |
| T. Rowe Price Retirement 2065 H Common Trust Fund | — | — | — | $326K | <0.1% | |
| TRP RETIRE 2065 H T. ROWE PRICE TRUST COMPANY · EIN 85-1763138 / PN 001 | Common Collective Trust | — | — | $326K | <0.1% | |
| TRP RETIRE 2005 D T. ROWE PRICE TRUST COMPANY · EIN 61-6434302 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |
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