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Original filing (PDF)20250911145122NAL0000281379001
ADTRAN NETWORKS NORTH AMERICA INC.
Form 5500
FILING_RECEIVED
ADTRAN NETWORKS NORTH AMERICA INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
297
Accounts w/ balance
492
Plan assets (EOY)
$121.0M
Net assets (EOY)
$121.0M
How this plan invests
This plan
1 pooled trust
Schedule D
42 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 18 bps in Schedule C fees — 79% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ADTRAN NETWORKS NORTH AMERICA INC..
Plan sponsor
Name
ADTRAN NETWORKS NORTH AMERICA INC.
EIN
77-0546619
Address
5755 PEACHTREE INDUSTRIAL BLVD · NORCROSS, GA · 300923502
Phone
(678) 728-8799
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-11
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CBIZ CPA'S P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| IFG ADVISORY, LLC | 46-3235230 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $217K | — |
Investments
41 direct securities · 1 pooled fund· $121.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$117.2M
41 holdings
Common Collective Trust
$4.0M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Group Vanguard 500 Index Admiral Fund | — | — | — | $23.5M | 19.4% | |
| Harbor Capital Appreciation Inst Fund | — | — | — | $10.7M | 8.8% | |
| Vanguard Group Vanguard Target Retirement 2030 Inv Fund | — | — | — | $10.5M | 8.7% | |
| Vanguard Group Vanguard Target Retirement 2040 Inv Fund | — | — | — | $7.1M | 5.9% | |
| Fidelity Investments Fidelity Advisor Equity Growth Fund | — | — | — | $5.9M | 4.9% | |
| Vanguard Group Vanguard Target Retirement 2035 Inv Fund | — | — | — | $5.8M | 4.8% | |
| Vanguard Group Vanguard Mid Cap Index Admiral Fund | — | — | — | $5.7M | 4.7% | |
| Vanguard Group Vanguard Small Cap Index Admiral Fund | — | — | — | $5.4M | 4.4% | |
| Vanguard Group Vanguard Federal Money Market Inv Fund | — | — | — | $4.2M | 3.4% | |
| MORLEY STABLE VALUE FUND PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $4.0M | 3.3% | |
| Vanguard Group Vanguard Target Retirement 2045 Inv Fund | — | — | — | $3.2M | 2.6% | |
| Vanguard Group Vanguard Target Retirement 2025 Inv Fund | — | — | — | $3.2M | 2.6% | |
| Vanguard Group Vanguard Target Retirement 2020 Inv Fund | — | — | — | $3.0M | 2.5% | |
| SEI Trust Company Allspring Small Company Growth R6 Fund | — | — | — | $2.8M | 2.3% | |
| Vanguard Group Vanguard Target Retirement 2050 Inv Fund | — | — | — | $2.5M | 2.0% | |
| Principal Funds Inc High Yield Securities R6 Fund | — | — | — | $2.4M | 2.0% | |
| Loomis Sayles Loomis Sayles Investment Grade Bond Fund | — | — | — | $2.0M | 1.6% | |
| Legg Mason ClearBridge Large Cap Growth Institutional Fund | — | — | — | $1.9M | 1.5% | |
| Invesco Funds Group, Inc. Invesco Diversified Dividend R6 Fund | — | — | — | $1.8M | 1.5% | |
| The American Funds American Funds American Balanced R6 Fund | — | — | — | $1.7M | 1.4% | |
| The American Funds American Funds Europacific Growth R6 Fund | — | — | — | $1.6M | 1.3% | |
| Dimensional Investment Group DFA Emerging Markets Institutional Fund | — | — | — | $1.5M | 1.3% | |
| BlackRock Strategic Income Opps K | — | — | — | $1.3M | 1.1% | |
| Victory Funds Victory Government Securities Fund | — | — | — | $1.1M | 0.9% | |
| Vanguard Group Vanguard Target Retirement 2055 Inv Fund | — | — | — | $1.1M | 0.9% | |
| Vanguard Group Vanguard Target Retirement Income Inv Fund | — | — | — | $1.1M | 0.9% | |
| Dimensional Investment Group DFA U.S. Targeted Value I Fund | — | — | — | $1.0M | 0.8% | |
| American Century Investments American Century Mid-Cap Value R6 | — | — | — | $946K | 0.8% | |
| Principal Funds Inc Real Estate Securities R6 Fund | — | — | — | $855K | 0.7% | |
| Fidelity Investments Fidelity International Index Fund | — | — | — | $678K | 0.6% | |
| Participant Loan Receivables Interest Rates of 5.25% to 10.50% -0- | — | — | — | $593K | 0.5% | |
| Loomis Sayles Loomis Sayles GL Allocation N Fund | — | — | — | $560K | 0.5% | |
| American Beacon Funds American Beacon International Equity Institutional Fund | — | — | — | $497K | 0.4% | |
| Vanguard Group Vanguard Target Retirement 2060 Inv Fund | — | — | — | $408K | 0.3% | |
| Vanguard Group Vanguard Short Term Treasury Admiral Fund | — | — | — | $309K | 0.3% | |
| PIMCO Funds PIMCO Commodity Real Return Strategy Instl Fund | — | — | — | $212K | 0.2% | |
| Vanguard Group Vanguard Target Retirement 2065 Inv Fund | — | — | — | $112K | <0.1% | |
| (E) | — | — | — | $88K | <0.1% | |
| Vanguard Group Vanguard Target Retirement 2070 Inv Fund | — | — | — | $88K | <0.1% | |
| (E) | — | — | $17K | $23K | <0.1% | |
| Dimensional Investment Group DFA International Sustainability Core 1 Portfolio | — | — | — | $23K | <0.1% | |
| American Century Investments American Century Large Cap Equity R6 Fund | — | — | — | $17K | <0.1% |
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