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Original filing (PDF)20251007114019NAL0004707169001
SEAGATE U.S. LLC
Form 5500
FILING_RECEIVED
SEAGATE 401(K) PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
3,104
Accounts w/ balance
6,768
Plan assets (EOY)
$2.3B
Net assets (EOY)
$2.3B
How this plan invests
This plan
22 pooled trusts
Schedule D
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
Helping the score
- Below-peer total fees (2 bps vs 5 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SEAGATE U.S. LLC.
Plan sponsor
Name
SEAGATE U.S. LLC
EIN
77-0545987
Address
47488 KATO RD · FREMONT, CA · 94538
Phone
(510) 661-1000
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-07
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3F · Sponsor used leased employees
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $108K | — |
Advisor / Consultant
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $243K | — |
| CALLAN | 94-2192581 | — | INVESTMENT ADVISOR | $82K | — |
| NFP RETIREMENT, INC | 33-0905143 | — | CONSULTANT | $28K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MOSS ADAMS LLP | 91-0189318 | — | ACCOUNTANT/AUDITOR | $35K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
12 direct securities · 22 pooled funds· $3.4B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$1.9B
22 holdings
Uncategorized
$1.6B
12 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Institutional 500 Index Common/Collective Trust | — | — | — | $529.3M | 23.0% | |
| VANG INST 500 IDX TR VANGUARD FIDUCIARY TRUST COMPANY · EIN 81-6327546 / PN 001 | Common Collective Trust | — | — | $529.3M | 23.0% | |
| Fidelity Contrafund Pool Common/Collective Trust | — | — | — | $517.8M | 22.5% | |
| FID CONTRA POOL CL F FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 133 | Common Collective Trust | — | — | $517.8M | 22.5% | |
| Harbor Capital Appreciation Fund R Common/Collective Trust | — | — | — | $127.0M | 5.5% | |
| HARBOR CAP APPR R HARBOR TRUST COMPANY · EIN 84-4022934 / PN 001 | Common Collective Trust | — | — | $127.0M | 5.5% | |
| International Equity Fund Mutual Fund | — | — | — | $116.1M | 5.0% | |
| Vanguard Windsor II Admiral Mutual Fund | — | — | — | $100.0M | 4.3% | |
| FIAM CORE PLUS CL J FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 052 | Common Collective Trust | — | — | $89.7M | 3.9% | |
| VANGUARD TARGET 2030 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083979 / PN 001 | Common Collective Trust | — | — | $85.0M | 3.7% | |
| VANGUARD TARGET 2035 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083977 / PN 001 | Common Collective Trust | — | — | $75.7M | 3.3% | |
| VANGUARD TARGET 2040 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083975 / PN 001 | Common Collective Trust | — | — | $71.6M | 3.1% | |
| FIDELITY LOW-PRICED STOCK COMM POOL FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 132 | Common Collective Trust | — | — | $50.8M | 2.2% | |
| VICTORY S SM CP OPP GLOBAL TRUST COMPANY · EIN 90-6245099 / PN 008 | Common Collective Trust | — | — | $50.7M | 2.2% | |
| WILLIAM BLAIR SMALL MID-CAP GROWTH GLOBAL TRUST COMPANY · EIN 27-6331814 / PN 007 | Common Collective Trust | — | — | $50.6M | 2.2% | |
| Prudential Life Insurance Company Security Backed Contract | — | — | — | $45.5M | 2.0% | |
| VANGUARD TARGET 2025 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083981 / PN 001 | Common Collective Trust | — | — | $44.6M | 1.9% | |
| VANGUARD TARGET 2050 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083969 / PN 001 | Common Collective Trust | — | — | $42.1M | 1.8% | |
| VANGUARD TARGET 2045 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083973 / PN 001 | Common Collective Trust | — | — | $40.5M | 1.8% | |
| Voya Life Insurance Company Security Backed Contract | — | — | — | $36.7M | 1.6% | |
| Stable Value Fund Transamerica Premier Life Insurance Company Security Backed Contract | — | — | — | $36.4M | 1.6% | |
| VANGUARD TARGET 2055 VANGUARD FIDUCIARY TRUST COMPANY · EIN 27-6715074 / PN 001 | Common Collective Trust | — | — | $26.6M | 1.2% | |
| VANGUARD TARGET 2020 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083983 / PN 001 | Common Collective Trust | — | — | $26.6M | 1.2% | |
| BlackRock High Yield Portfolio Fund K Mutual Fund | — | — | — | $25.7M | 1.1% | |
| VANGUARD TARGET INC VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083968 / PN 001 | Common Collective Trust | — | — | $17.7M | 0.8% | |
| State Street U.S. Inflation Protected Bond II Common/Collective Trust | — | — | — | $14.9M | 0.6% | |
| SS US INFL PRO BD II STATE STREET GLOBAL ADVISORS TRUST CO · EIN 32-6528132 / PN 037 | Common Collective Trust | — | — | $14.9M | 0.6% | |
| VANGUARD TARGET 2060 VANGUARD FIDUCIARY TRUST COMPANY · EIN 45-3799212 / PN 001 | Common Collective Trust | — | — | $13.0M | 0.6% | |
| maturing through October 2039 - | — | — | — | $7.7M | 0.3% | |
| Wells Fargo Short Term Investment Fund S Security Backed Contract | — | — | — | $5.9M | 0.3% | |
| VANGUARD TARGET 2065 VANGUARD FIDUCIARY TRUST COMPANY · EIN 82-6190443 / PN 001 | Common Collective Trust | — | — | $5.8M | 0.3% | |
| VANGUARD TARGET 2070 VANGUARD FIDUCIARY TRUST COMPANY · EIN 88-6095930 / PN 001 | Common Collective Trust | — | — | $1.4M | <0.1% | |
| US INFLATION PRO BOND INDEX STATE STREET GLOBAL ADVISORS · EIN 04-0025081 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| HARB CAP APPR CIT 4 HARBOR TRUST COMPANY · EIN 84-4022934 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |