Back to filter
Original filing (PDF)20250827103301NAL0004969011001
US DATA MANAGEMENT, LLC DBA USDM LIFE SCIENCES
Form 5500
FILING_RECEIVED
USDM LIFE SCIENCES 401(K) SAVINGS PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
135
Accounts w/ balance
163
Plan assets (EOY)
$13.0M
Net assets (EOY)
$13.0M
How this plan invests
This plan
5 pooled trusts
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 41 bps in Schedule C fees — modestly above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for US DATA MANAGEMENT, LLC DBA USDM LIFE SCIENCES.
Plan sponsor
Name
US DATA MANAGEMENT, LLC DBA USDM LIFE SCIENCES
EIN
77-0543352
Address
535 CHAPALA STREET · SANTA BARBARA, CA · 93101
Phone
(888) 231-0816
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-27
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
PENSION ASSURANCE LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsTPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $53K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ACTUARIAL BENEFITS CORPORATION | 20-1054428 | — | CONSULTING | $0 | — |
Investments
25 direct securities · 5 pooled funds· $12.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$9.1M
25 holdings
Pooled Separate Account
$3.6M
4 holdings
Common Collective Trust
$155K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PRIN LGCP S&P 500 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | — | $1.8M | 13.7% | |
| PRIN LARGECAP GROWTH I SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 066 | Pooled Separate Account | — | — | $1.1M | 8.5% | |
| American Funds American Funds Target Date Retirement 2040 R6 Fund | — | — | — | $1.1M | 8.1% | |
| American Funds American Funds Target Date Retirement 2030 R6 Fund | — | — | — | $804K | 6.2% | |
| American Funds American Funds Target Date Retirement 2035 R6 Fund | — | — | — | $740K | 5.7% | |
| American Funds American Funds Target Date Retirement 2045 R6 Fund | — | — | — | $716K | 5.5% | |
| PRIN SMCAP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $704K | 5.4% | |
| American Funds American Funds Target Date Retirement 2050 R6 Fund | — | — | — | $693K | 5.3% | |
| Capital Research and Mgmt Co American Funds Washington Mutual Investment R6 Fund | — | — | — | $612K | 4.7% | |
| American Funds American Funds Target Date Retirement 2055 R6 Fund | — | — | — | $599K | 4.6% | |
| American Funds American Funds American Balance R6 Fund | — | — | — | $532K | 4.1% | |
| Janus Henderson Janus Henderson Balance I Fund | — | — | — | $517K | 4.0% | |
| American Funds American Funds Target Date Retirement 2015 R6 Fund ** 235 American Funds American Funds Target Date Retirement 2020 R6 Fund | — | — | — | $417K | 3.2% | |
| Capital Research and Mgmt Co American Funds New World R6 | — | — | — | $369K | 2.9% | |
| Janus Henderson Janus Henderson Triton N | — | — | — | $298K | 2.3% | |
| American Funds American Funds Target Date Retirement 2025 R6 Fund | — | — | — | $279K | 2.2% | |
| Participant Loans to participants, bearing interest from 5.25% to 8.50% | — | — | — | $252K | 1.9% | |
| Fidelity Management & Research Fidelity Advisor Total Bond M Fund | — | — | — | $218K | 1.7% | |
| Capital Research and Mgmt Co American Funds EuroPacific Growth R6 Fund | — | — | — | $176K | 1.4% | |
| Hartford Midcap Y Fund | — | — | — | $159K | 1.2% | |
| American Century Inv. Mgmt. American Century Mid-Cap Value R6 Fund | — | — | — | $156K | 1.2% | |
| MORLEY STABLE VALUE FUND PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $155K | 1.2% | |
| JP Morgan Investment Mgmt Inc. Undiscovered Managers Behavioral Value R6 Fund | — | — | — | $148K | 1.1% | |
| Cohen & Steers Cohen & Steers Real Estate Securities A Fund | — | — | — | $139K | 1.1% | |
| Capital Research and Mgmt Co American Funds New Perspective R6 Fund | — | — | — | $115K | 0.9% | |
| PRIN LIQUID ASSETS SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 024 | Pooled Separate Account | — | — | $69K | 0.5% | |
| American Funds American Funds Target Date Retirement 2065 R6 Fund | — | — | — | $52K | 0.4% | |
| American Funds American Funds Target Date Retirement 2060 R6 Fund | — | — | — | $40K | 0.3% | |
| American Funds American Funds Target Date Retirement 2010 R6 Fund | — | — | — | $8K | <0.1% | |
| MFS Investment Management MFS Growth Allocation R3 Fund | — | — | — | $5K | <0.1% |
Related plans
Other plans using PRINCIPAL LIFE INSURANCE COMPANY
BOARD OF TRUSTEES OF THE I.A.M. NATIONAL PENSION FUND
IAM NATIONAL PENSION FUND
$15.0B · 102,863 participants
CHEVRON CORPORATION
CHEVRON MASTER PENSION TRUST
$12.2B
AMERICAN EXPRESS COMPANY AND ITS PARTICIPATING SUBSIDIARIES
AMERICAN EXPRESS RETIREMENT SAVINGS PLAN
$9.1B · 25,049 participants
LOWE'S COMPANIES, INC.
LOWES 401(K) PLAN
$8.6B · 263,650 participants
HDR, INC.
HDR, INC. BEST PLAN AND ESOP
$7.7B · 12,137 participants
BURNS & MCDONNELL, INC
BURNS & MCDONNELL, INC. EMPLOYEE STOCK OWNERSHIP PLAN
$5.5B · 10,567 participants
Similar-size Professional & Technical Services plans
BECKLAR, LLC
BECKLAR, LLC 401(K) PLAN
$13.0M · 748 participants
MEDICAL INFORMATICS ENGINEERING,
MEDICAL INFORMATICS ENGINEERING, INC. 401(K) RETIREMENT PLAN
$13.0M · 142 participants
STRATEGIC SOLUTIONS GROUP LLC
STRATEGIC SOLUTIONS GROUP 401(K) PLAN
$13.0M · 137 participants
DYNAMIC COMPUTING SERVICES CORPORATION
DCS EMPLOYEE SAVINGS AND RETIREMENT PLAN
$13.0M · 77 participants
EAGLE TECHNOLOGIES, INC.
EAGLE TECHNOLOGIES, INC. 401(K) PROFIT SHARING PLAN AND TRUST
$12.8M · 30 participants
VETERANS EZ INFO, INC.
VETSEZ 401(K) PLAN
$12.8M · 243 participants
Large plans in California
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
EQUITY INDEX FUND
$215.1B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
EQUITY INDEX FUND E
$190.9B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
EQUITY INDEX FUND F
$188.1B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
RUSSELL 1000 INDEX FUND
$187.7B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
CASH EQUIVALENT FUND II
$125.0B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
BLACKROCK MSCI ACWI EX-US IMI INDEX FUND E
$88.3B