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Original filing (PDF)20251007155452NAL0005012113002
MONTEREY PENINSULA SURGERY CENTER, LLC
Form 5500
FILING_RECEIVED
MONTEREY PENINSULA SURGERY CENTER, LLC 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
223
Accounts w/ balance
232
Plan assets (EOY)
$17.4M
Net assets (EOY)
$17.4M
How this plan invests
This plan
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 58 bps in Schedule C fees — 99% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MONTEREY PENINSULA SURGERY CENTER, LLC.
Plan sponsor
Name
MONTEREY PENINSULA SURGERY CENTER, LLC
EIN
77-0470910
Address
966 CASS STREET, SUITE 210 · MONTEREY, CA · 93940
Phone
(831) 333-4111
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-07
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
JOHANSON & YAU
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsOther
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VALIC RETIREMENT SERVICES COMPANY | 51-0396365 | — | NONE | $100K | — |
Investments
26 direct securities· $17.2M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Developed Mkts Id Adm Mutual fund n/a | — | — | — | $2.1M | 12.1% | |
| Vanguard 500 Index Adm Mutual fund n/a | — | — | — | $2.0M | 11.6% | |
| Vanguard Intrm-Trm Bnd Idx Adm Mutual fund n/a | — | — | — | $1.5M | 8.7% | |
| Vc I Systematic Growth Fund Mutual fund n/a | — | — | — | $1.4M | 8.3% | |
| Vc I Dividend Value Mutual fund n/a | — | — | — | $1.3M | 7.8% | |
| Fixed Interest Option Fixed annuity n/a | — | — | — | $1.2M | 7.1% | |
| Western Asset Core Plus Bnd Is Mutual fund n/a | — | — | — | $925K | 5.3% | |
| Van Mid Cap Index Adm Mutual fund n/a | — | — | — | $905K | 5.2% | |
| Vc I US Socially Responsible Mutual fund n/a | — | — | — | $732K | 4.2% | |
| American Europacific Growth R6 Mutual fund n/a | — | — | — | $726K | 4.2% | |
| Amerfunds 2045 TRGT DT RETR R6 Mutual fund n/a | — | — | — | $705K | 4.1% | |
| Vanguard SM CP Idx Adm Mutual fund n/a | — | — | — | $575K | 3.3% | |
| Janus Henderson Triton N Mutual fund n/a | — | — | — | $571K | 3.3% | |
| Vc I Small Cap Special Value Mutual fund n/a | — | — | — | $374K | 2.2% | |
| Vc I Global Real Estate Mutual fund n/a | — | — | — | $301K | 1.7% | |
| Amerfunds 2055 TRGT DT RETR R6 Mutual fund n/a | — | — | — | $271K | 1.6% | |
| Notes receivable from participants 19 loans - 4.25% to 9.5% n/a | — | — | — | $259K | 1.5% | |
| Amerfunds 2050 TRGT DT RETR R6 Mutual fund n/a | — | — | — | $248K | 1.4% | |
| Amerfunds 2025 TRGT DT RETR R6 Mutual fund n/a | — | — | — | $238K | 1.4% | |
| Amerfunds 2040 TRGT DT RETR R6 Mutual fund n/a | — | — | — | $161K | 0.9% | |
| Amerfunds 2015 TRGT DT RETR R6 Mutual fund n/a | — | — | — | $152K | 0.9% | |
| Amerfunds 2020 TRGT DT RETR R6 Mutual fund n/a | — | — | — | $109K | 0.6% | |
| Amerfunds 2035 TRGT DT RETR R6 Mutual fund n/a | — | — | — | $99K | 0.6% | |
| Amerfunds 2030 TRGT DT RETR R6 Mutual fund n/a | — | — | — | $98K | 0.6% | |
| Amerfunds 2060 TRGT DT RETR R6 Mutual fund n/a | — | — | — | $59K | 0.3% | |
| Parametric Intl Equity Fd Cl I Mutual fund n/a | — | — | — | $5K | <0.1% |
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