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Original filing (PDF)20251015090716NAL0002144835001
SMTC CORPORATION
Form 5500
FILING_RECEIVED
SMTC 401(K) PLAN
401(k) retirement plan
Active participants
531
Accounts w/ balance
834
Plan assets (EOY)
$33.7M
Net assets (EOY)
$33.7M
How this plan invests
This plan
1 pooled trust
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 60 bps in Schedule C fees — 107% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SMTC CORPORATION.
Plan sponsor
Name
SMTC CORPORATION
EIN
77-0386123
Address
425 N DRIVE · MELBOURNE, FL · 32934
Phone
(321) 837-8118
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
REHMANN ROBSON
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $124K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | 13-5674085 | — | INVESTMENT ADVISOR | $78K | — |
Investments
30 direct securities · 1 pooled fund· $32.8M(97% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$31.0M
30 holdings
Common Collective Trust
$1.8M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| JPM SMART RET BLEND 2035 R6 | Registered Investment Companies | — | — | $4.5M | 13.4% | |
| JPM SMART RET BLEND 2030 R6 | Registered Investment Companies | — | — | $3.9M | 11.6% | |
| JPM SMART RET BLEND 2025 R6 | Registered Investment Companies | — | — | $3.8M | 11.2% | |
| ISHARES S&P 500 INDEX K | Registered Investment Companies | — | — | $2.5M | 7.4% | |
| JPM SMART RET BLEND 2045 R6 | Registered Investment Companies | — | — | $1.8M | 5.3% | |
| PUTNAM STABLE VALUE FUND - 20 PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $1.8M | 5.3% | |
| JPM SMART RET BLEND 2040 R6 | Registered Investment Companies | — | — | $1.7M | 5.0% | |
| JPMORGAN US GARP EQUITY R6 | Registered Investment Companies | — | — | $1.5M | 4.5% | |
| JPM SMART RET BLEND 2020 R6 | Registered Investment Companies | — | — | $1.2M | 3.6% | |
| JPM SMART RET BLEND 2050 R6 | Registered Investment Companies | — | — | $1.2M | 3.5% | |
| FRANKLIN SMALL MID CAP GR R6 | Registered Investment Companies | — | — | $941K | 2.8% | |
| ISHARES RUSSELL 2000 SM CAP K | Registered Investment Companies | — | — | $805K | 2.4% | |
| MAC SCIENCE AND TECH INST | Registered Investment Companies | — | — | $799K | 2.4% | |
| LORD ABBETT MID CAP STOCK R6 | Registered Investment Companies | — | — | $792K | 2.3% | |
| INVESCO COMSTOCK FUND - R6 | Registered Investment Companies | — | — | $684K | 2.0% | |
| JPM SMART RET BLEND 2055 R6 | Registered Investment Companies | — | — | $682K | 2.0% | |
| JPM SMART RET BLENE 2060 R6 | Registered Investment Companies | — | — | $674K | 2.0% | |
| JPM SMART RET BLEND INCOME R6 | Registered Investment Companies | — | — | $521K | 1.5% | |
| CLEARBRIDGE SMALL CAP GR IS | Registered Investment Companies | — | — | $412K | 1.2% | |
| LAZARD INTL STR EQ PORT - R6 | Registered Investment Companies | — | — | $367K | 1.1% | |
| LORD ABBETT TOTAL RETURN R6 | Registered Investment Companies | — | — | $360K | 1.1% | |
| FIRST EAGLE GLOBAL R6 | Registered Investment Companies | — | — | $352K | 1.0% | |
| HTFD INTL OPPORTUNITIES R6 | Registered Investment Companies | — | — | $341K | 1.0% | |
| ISHARES RUSSELL MIDCAP INDEX K | Registered Investment Companies | — | — | $292K | 0.9% | |
| CALVERT US LC CORE RESP INDX I | Registered Investment Companies | — | — | $286K | 0.8% | |
| PRINCIPAL RE SECURITIES I | Registered Investment Companies | — | — | $224K | 0.7% | |
| INVESCO EQUITY AND INCOME R6 | Registered Investment Companies | — | — | $176K | 0.5% | |
| AMF AMERICAN HIGH INCOME - R6 | Registered Investment Companies | — | — | $91K | 0.3% | |
| HTFD BALANCED INCOME R6 | Registered Investment Companies | — | — | $42K | 0.1% | |
| TEMPLETON GLOBAL BOND FUND R6 | Registered Investment Companies | — | — | $34K | 0.1% | |
| LORD ABBETT BOND DEBENTURE R6 | Registered Investment Companies | — | — | $33K | <0.1% |
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