Original filing (PDF)20251005164510NAL0002906449001

SANTA YNEZ BAND OF CHUMASH INDIANS

Name: SANTA YNEZ BAND OF CHUMASH INDIANS — SANTA YNEZ BAND OF CHUMASH INDIANS 401(K) PLAN, Form 5500 (2024)
Creator: SANTA YNEZ BAND OF CHUMASH INDIANS

Form 5500

FILING_RECEIVED

SANTA YNEZ BAND OF CHUMASH INDIANS 401(K) PLAN

401(k) retirement plan

Signals · 1

Late participant contributions

Active participants

2,416

Accounts w/ balance

3,151

Plan assets (EOY)

$144.4M

Net assets (EOY)

$144.4M

How this plan invests

This plan

1 pooled trust

Schedule D

30 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Average plan with room to improve

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Delinquent participant contributions reported (Schedule H 4a) — 1K (0% of contributions).
Total administrative cost in the bottom quartile of peers (20th percentile).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for SANTA YNEZ BAND OF CHUMASH INDIANS.

Plan sponsor

Name

SANTA YNEZ BAND OF CHUMASH INDIANS

EIN

77-0374673

Address

3400 EAST HIGHWAY 246 · SANTA YNEZ, CA · 93460

Phone

(805) 688-7997

Industry

Accommodation & Food Servicessee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-05

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2S · Automatic enrollment

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Service providers (Schedule C)

3 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
THE VANGUARD GROUP, INC.	23-1945930	—	NONE	$384K	—
VANGUARD ADVISERS INC.	23-2811930	—	NONE	$62K	—

Other service providers

Name	EIN	Location	Relation	Direct comp	Indirect comp
INNOVEST PORTFOLIO SOLUTIONS LLC	84-1612955

Investments

30 direct securities · 1 pooled fund· $144.4M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Other securities

$131.2M

27 holdings

Bonds / Notes

$7.5M

1 holding

Common Collective Trust

$3.4M

1 holding

Agency / Mortgage-Backed

$2.1M

1 holding

Cash / Money Market

$201K

1 holding

					% of plan
Vanguard Target Retirement 2045 Fund Mutual Fund	Other securities	—	—	$16.8M	11.7%
Vanguard Growth Index Fund Admiral Shares Mutual Fund	Other securities	—	—	$12.9M	9.0%
Vanguard Target Retirement 2035 Fund Mutual Fund	Other securities	—	—	$12.8M	8.9%
Vanguard Target Retirement 2025 Fund Mutual Fund	Other securities	—	—	$11.5M	8.0%
Vanguard 500 Index Fund Admiral Shares Mutual Fund	Other securities	—	—	$11.4M	7.9%
Vanguard Target Retirement 2055 Fund Mutual Fund	Other securities	—	—	$8.2M	5.7%
Participant Loans Interest rates from 2.00% to 10.50%	Bonds / Notes	—	—	$7.5M	5.2%
Vanguard Target Retirement 2030 Fund Mutual Fund	Other securities	—	—	$5.9M	4.1%
Vanguard Total International Stock Index Fund Admiral Shares Mutual Fund	Other securities	—	—	$5.8M	4.0%
Vanguard Windsor II Fund Admiral Shares Mutual Fund	Other securities	—	—	$5.7M	4.0%
Vanguard Target Retirement 2060 Fund Mutual Fund	Other securities	—	—	$5.4M	3.8%
Primecap Odyssey Aggressive Growth Fund Mutual Fund	Other securities	—	—	$4.4M	3.1%
Vanguard Mid-Cap Index Fund Admiral Shares Mutual Fund	Other securities	—	—	$4.4M	3.0%
Vanguard Target Retirement 2040 Fund Mutual Fund	Other securities	—	—	$4.1M	2.9%
Vanguard Target Retirement 2065 Fund Mutual Fund	Other securities	—	—	$4.0M	2.7%
Vanguard Target Retirement 2050 Fund Mutual Fund	Other securities	—	—	$3.5M	2.4%
GALLIARD STABLE RETURN FUND C SEI TRUST COMPANY · EIN 52-2250946 / PN 001	Common Collective Trust	—	—	$3.4M	2.4%
Vanguard Target Retirement Income Mutual Fund	Other securities	—	—	$3.0M	2.0%
Vanguard Total Bond Market Index Fund Admiral Shares Mutual Fund	Other securities	—	—	$2.9M	2.0%
Vanguard Small-Cap Index Fund Admiral Shares Mutual Fund	Other securities	—	—	$2.5M	1.8%
Vanguard GNMA Fund Admiral Shares Mutual Fund	Agency / Mortgage-Backed	—	—	$2.1M	1.4%
Dodge & Cox Income Fund Class I Mutual Fund	Other securities	—	—	$1.4M	1.0%
Vanguard Target Retirement 2020 Fund Mutual Fund	Other securities	—	—	$1.2M	0.8%
Dodge & Cox International Stock Fund Class I Mutual Fund	Other securities	—	—	$1.1M	0.7%
Vanguard Selected Value Fund Mutual Fund	Other securities	—	—	$639K	0.4%
Vanguard Target Retirement 2070 Fund Mutual Fund	Other securities	—	—	$546K	0.4%
Vanguard Short-Term Investment-Grade Fund Admiral Shares Mutual Fund	Other securities	—	—	$499K	0.3%
Vanguard Inflation-Protected Securities Fund Admiral Shares Mutual Fund	Other securities	—	—	$366K	0.3%
Invesco Oppenheimer Developing Markets Fund Class R6 Mutual Fund	Other securities	—	—	$236K	0.2%
Vanguard Cash Reserves Federal MM Fund Admiral Shares Mutual Fund	Cash / Money Market	—	—	$201K	0.1%
Vanguard Total International Bond Index Fund Admiral Shares Mutual Fund	Other securities	—	—	$25K	<0.1%