Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $53K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | — | PENNINGTON, NJ | INVESTMENT ADVISOR | $19K | — |
| Name | EIN | Location |
|---|
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Franklin Templeton Western Asset Core Bond Fund | — | — | — | $1.1M | 8.4% | |
| BlackRock iShares S&P 500 Index Fund | — | — | — | $1.1M | 8.3% |
| Relation |
|---|
| Direct comp |
|---|
| Indirect comp |
|---|
| ASCENSUS HOLDINGS INC | — | SAN DIEGO, CA | CONTRACT ADMIN | $8K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WRIGHT FORD YOUNG & CO | — | IRVINE, CA | AUDITOR | $18K | — |
| BlackRock iShares U.S. Aggregate Bond Index Fund | — | — | — | $973K | 7.7% |
| * Empower Annuity Insurance Company of America Key Guaranteed Portfolio Fund | Guaranteed Income / GIC | — | — | $845K | 6.7% |
| BlackRock iShares Russell Mid-Cap Index Fund | — | — | — | $787K | 6.2% |
| Registered investment companies Alger Capital Appreciation Fund | — | — | — | $720K | 5.7% |
| PIMCO Real Return Institutional Fund | — | — | — | $655K | 5.2% |
| Putnam Investments Large Cap Value Fund | — | — | — | $551K | 4.3% |
| Macquarie Emerging Markets Fund | — | — | — | $524K | 4.1% |
| Victory Funds Pioneer Fundamental Growth Fund | — | — | — | $495K | 3.9% |
| BlackRock Strategic Global Bond Fund | — | — | — | $465K | 3.7% |
| BlackRock iShares MSCI EAFE International Index Fund | — | — | — | $459K | 3.6% |
| Janus Henderson Global Equity Income Fund | — | — | — | $445K | 3.5% |
| BlackRock iShares Russell 2000 Small-Cap Index Fund | — | — | — | $431K | 3.4% |
| BlackRock Mid-Cap Growth Equity Fund | — | — | — | $424K | 3.3% |
| Eaton Vance High Income Opportunities Fund | — | — | — | $412K | 3.2% |
| PIMCO Commodities Plus Strategy Institutional Fund | — | — | — | $344K | 2.7% |
| MFS Mid Cap Value Fund | — | — | — | $321K | 2.5% |
| Janus Henderson Triton Fund | — | — | — | $291K | 2.3% |
| MFS Value Fund | — | — | — | $265K | 2.1% |
| MFS International Growth Fund | — | — | — | $231K | 1.8% |
| American Funds Europacific Growth Fund | — | — | — | $203K | 1.6% |
| Macquarie Small Cap Value Fund | — | — | — | $200K | 1.6% |
| Cohen & Steers Real Estate Securities Fund | — | — | — | $197K | 1.6% |
| Notes receivable from participants * Participant Loans Interest rates ranging from 3.75% - 10.50% - | Participant loans | — | — | $118K | 0.9% |
| PGIM Global Real Estate Fund | — | — | — | $96K | 0.8% |
| American Funds American Balanced Fund | — | — | — | $87K | 0.7% |
| Franklin Templeton Income Fund | — | — | — | $35K | 0.3% |
