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Original filing (PDF)20251010161126NAL0012974864001
DUARTE COMMUNICATIONS, INC.
Form 5500
FILING_RECEIVED
DUARTE COMMUNICATIONS 401(K) PLAN
401(k) retirement plan
Active participants
95
Accounts w/ balance
160
Plan assets (EOY)
$17.9M
Net assets (EOY)
$17.9M
How this plan invests
This plan
1 pooled trust
Schedule D
19 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 60 bps in Schedule C fees — 106% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DUARTE COMMUNICATIONS, INC..
Plan sponsor
Name
DUARTE COMMUNICATIONS, INC.
EIN
77-0365272
Address
1250 GRANT ROAD, #112 · MOUNTAIN VIEW, CA · 94040
Phone
(650) 625-8200
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
METZ CPA, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | 13-3689044 | — | RECORDKEEPER | $70K | — |
| NICHOLAS PENSION CONSULTANTS | 27-1186851 | — | RECORDKEEPER | $4K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GALLAGHER FIDUCIARY ADVISORS LLC | 36-4291971 | — | INVESTMENT ADVISORY PLAN | $33K | — |
Investments
18 direct securities · 1 pooled fund· $17.5M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$17.1M
18 holdings
Pooled Separate Account
$379K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| T. Rowe Price Retirement 2045 I Fund Mutual Fund | — | — | — | $3.5M | 19.8% | |
| T. Rowe Price Retirement 2050 I Fund Mutual Fund | — | — | — | $3.3M | 18.2% | |
| T. Rowe Price Retirement 2025 I Fund Mutual Fund | — | — | — | $3.1M | 17.1% | |
| T. Rowe Price Retirement 2040 I Fund Mutual Fund | — | — | — | $2.1M | 11.8% | |
| T. Rowe Price Retirement 2035 I Fund Mutual Fund | — | — | — | $2.0M | 11.1% | |
| T. Rowe Price Retirement 2055 I Fund Mutual Fund | — | — | — | $801K | 4.5% | |
| T. Rowe Price Retirement 2030 I Fund Mutual Fund | — | — | — | $728K | 4.1% | |
| Fidelity 500 Index Fund Mutual Fund | — | — | — | $669K | 3.7% | |
| INVESCO STABLE VALUE TRUST RET OPT TRANSAMERICA LIFE INSURANCE · EIN 39-0989781 / PN 377 | Pooled Separate Account | — | — | $379K | 2.1% | |
| T. Rowe Price Retirement 2060 I Fund Mutual Fund | — | — | — | $179K | 1.0% | |
| Participant Loans Interest rates from 4.25% to 9.5% $0 | — | — | — | $158K | 0.9% | |
| Fidelity Mid Cap Index Fund Mutual Fund | — | — | — | $133K | 0.7% | |
| Vanguard Total International Stock Index Fund Mutual Fund | — | — | — | $127K | 0.7% | |
| Fidelity U.S. Bond Index Fund Mutual Fund | — | — | — | $100K | 0.6% | |
| Fidelity Small Cap Index Fund Mutual Fund | — | — | — | $90K | 0.5% | |
| MFS International Growth R6 Fund Mutual Fund | — | — | — | $72K | 0.4% | |
| Baird Core Plus Bond Institutional Fund Mutual Fund | — | — | — | $58K | 0.3% | |
| Vanguard Equity Income Admiral Fund Mutual Fund | — | — | — | $33K | 0.2% | |
| AB Large Cap Growth Z Fund Mutual Fund | — | — | — | $3K | <0.1% |
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