How big is Regency Investment Advisors, Inc.'s plan?

Regency Investment Advisors, Inc.'s plan reported $6.8M in assets and 14 participants for 2025.

Original filing (PDF)20260519122757NAL0001248096001

Regency Investment Advisors, Inc.

Name: Regency Investment Advisors, Inc. — Regency Investme, Form 5500 (2025)
Creator: Regency Investment Advisors, Inc.
License: https://www.usa.gov/government-works

Form 5500-SF

FILING_RECEIVED

Regency Investment Advisors Retirement Plan

401(k) retirement plan · Regency Investment Advisors, Inc.'s Regency Investment Advisors Retirement Plan held $6.8M in plan assets for 14 participants in 2025.

Active participants

Accounts w/ balance

Plan assets (EOY)

$6.8M

Net assets (EOY)

$6.8M

Plan identifiers

Regency Investment Advisors, Inc.'s EIN is 77-0344391.

EIN 77-0344391

Plan number 001

Plan year 2025

ACK ID 20260519122757NAL0001248096001

Official Form 5500 document

Download the official 2025 Form 5500 (PDF) for Regency Investment Advisors, Inc. from the U.S. Department of Labor's EFAST2 system.

Download the official 2025 Form 5500 (PDF)

Plan features

Regency Investment Advisors, Inc.'s plan includes profit-sharing, a 401(k) feature, a default investment (QDIA), ERISA 404(c) participant direction.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for REGENCY INVESTMENT ADVISORS, INC..

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Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

Vendor & structure

100

Helping the score