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Original filing (PDF)20251015154306NAL0002571955001
SIERRATHERMAL, INC.
Form 5500
FILING_RECEIVED
SIERRATHERMAL, INC. 401K PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
120
Accounts w/ balance
163
Plan assets (EOY)
$11.4M
Net assets (EOY)
$11.4M
How this plan invests
This plan
1 pooled trust
Schedule D
37 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (2 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SIERRATHERMAL, INC..
Plan sponsor
Name
SIERRATHERMAL, INC.
EIN
77-0328679
Address
200 WESTRIDGE DRIVE · WATSONVILLE, CA · 95076
Phone
(831) 763-0113
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
AUDIT & TAX SOLUTIONS, CPAS, INC.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VOYA RETIREMENT INSURANCE & ANNUITY | 71-0294708 | — | SERVICE PROVIDER | $3K | — |
| GLOBAL RETIREMENT PARTNERS LLC | 47-1411118 | — | SERVICE PROVIDER | $0 | — |
Investments
32 direct securities · 1 pooled fund· $12.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$12.9M
32 holdings
Pooled Separate Account
$0
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Voya Index Solution 2035 Port Mutual Funds | — | — | — | $1.8M | 16.1% | |
| Fidelity 500 Index Fund Mutual Funds | — | — | — | $1.5M | 12.8% | |
| Voya Index Solution 2045 Port Mutual Funds | — | — | — | $1.3M | 11.6% | |
| Voya Fixed Account Guaranteed Investment Contracts | — | — | — | $1.3M | 10.9% | |
| Voya Fixed Account Insurance Company General Account | — | — | — | $861K | 7.5% | |
| Voya Index Solution 2030 Port Mutual Funds | — | — | — | $859K | 7.5% | |
| JPMorgan LgCp Grw Fd Mutual Funds | — | — | — | $727K | 6.4% | |
| Fidelity Mid Cap Idx Fd Mutual Funds | — | — | — | $653K | 5.7% | |
| AmCen Mid Cap Value Fund Mutual Funds | — | — | — | $447K | 3.9% | |
| Voya Fixed Account (4450) Insurance Company General Account | — | — | — | $389K | 3.4% | |
| Pimco Income Fund Ins Mutual Funds | — | — | — | $352K | 3.1% | |
| (Held at End of Year) SIERRATHERMAL, INC. 401(K) PLAN EIN#77-0328679 Plan# 001 * Voya Index Solution 2040 P Z Registered Investment Company | — | — | — | $289K | 2.5% | |
| Fidelity Sm Cp Ind Fd Mutual Funds | — | — | — | $257K | 2.3% | |
| Putnam Lg Cp Cal Fd Mutual Funds | — | — | — | $253K | 2.2% | |
| Putnam Lrg Cp Val Fd - Cl R6 Registered Investment Company | — | — | — | $253K | 2.2% | |
| Carillon Eagle Mid Cap Grw Mutual Funds | — | — | — | $197K | 1.7% | |
| Fid US Bd Id Fd Mutual Funds | — | — | — | $169K | 1.5% | |
| Fidelity Intl Index Fd Mutual Funds | — | — | — | $161K | 1.4% | |
| Voya Index Solution 2025 Port Mutual Funds | — | — | — | $152K | 1.3% | |
| Voya Index Solution 2050 Port Mutual Funds | — | — | — | $150K | 1.3% | |
| Janus Hndr Triton Fd Mutual Funds | — | — | — | $147K | 1.3% | |
| Voya Index Solution 2055 Port Mutual Funds | — | — | — | $130K | 1.1% | |
| DFA US Small Cap VI Port Ins Mutual Funds | — | — | — | $123K | 1.1% | |
| Participant loans 14 loans; 3.25 - 8.50% | — | — | — | $89K | 0.8% | |
| Voya Index Solution 2060 Port Mutual Funds | — | — | — | $82K | 0.7% | |
| Fidelity Total Bond Mutual Funds | — | — | — | $82K | 0.7% | |
| Franklin Real Estate Sec Mutual Funds | — | — | — | $74K | 0.7% | |
| Voya Index Solution Inc Port Mutual Funds | — | — | — | $48K | 0.4% | |
| Pioneer Balanced ESG Fund K Registered Investment Company | — | — | — | $47K | 0.4% | |
| Voya Gov Money Market Port Mutual Funds | — | — | — | $27K | 0.2% | |
| Voya Index Solution 2065 Port Mutual Funds | — | — | — | $20K | 0.2% | |
| Voya Gov Money Market Fund (Hld Acct) Mutual Funds | — | — | — | $3K | <0.1% | |
| VOYA RETIREMENT INSURANCE & ANNUITY MAP CONTACT SEPARATE ACCOUNT D · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% |
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