Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $1K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | — | PENNINGTON, NJ | INVESTMENT ADVISOR | $23K | — |
| Name | EIN | Location |
|---|
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT 401 TALCOTT RESOLUTION LIFE INSURANCE COMPANY · EIN 06-0974148 / PN 000 | Pooled Separate Account | — | — | $5.9M | 35.9% |
| Relation |
|---|
| Direct comp |
|---|
| Indirect comp |
|---|
| ASCENSUS HOLDINGS INC DBA FUTUREPLA | — | SAN DIEGO, CA | CONTRACT ADMIN | $10K | — |
| Merrill Lynch Participant-Directed Brokerage Account | — | — | — | $5.3M | 31.8% |
| Charles Schwab Participant-Directed Brokerage Account | — | — | — | $2.6M | 15.9% |
| Empower Annuity Insurance Company of America Fixed Account | — | — | — | $2.2M | 13.1% |
| Empower Annuity Insurance Company of America JPMorgan Large Cap Growth | — | — | — | $1.1M | 6.9% |
| Empower Annuity Insurance Company of America Hartford Equity Income | — | — | — | $608K | 3.7% |
| Empower Annuity Insurance Company of America Hartford International Opportunities | — | — | — | $451K | 2.7% |
| Empower Annuity Insurance Company of America Vanguard 500 Index | — | — | — | $383K | 2.3% |
| Empower Annuity Insurance Company of America Eaton Vance Inc Fund of Boston | — | — | — | $373K | 2.3% |
| Empower Annuity Insurance Company of America Hartford Midcap | — | — | — | $323K | 2.0% |
| Empower Annuity Insurance Company of America BlackRock iShares Russell Mid Cap | — | — | — | $300K | 1.8% |
| Empower Annuity Insurance Company of America BlackRock Total Return | — | — | — | $297K | 1.8% |
| Empower Annuity Insurance Company of America Pimco Total Return ** 198 * Empower Annuity Insurance Company of America American Funds Target Date Ret 2030 | — | — | — | $289K | 1.8% |
| Empower Annuity Insurance Company of America Franklin Mutual Global Discovery ** 642 * Empower Annuity Insurance Company of America Templeton Global Discovery | — | — | — | $278K | 1.7% |
| Empower Annuity Insurance Company of America American Century Emerging Markets | — | — | — | $251K | 1.5% |
| Empower Annuity Insurance Company of America Pimco Income Inst | — | — | — | $250K | 1.5% |
| Empower Annuity Insurance Company of America American Funds Target Date Ret 2055 | — | — | — | $216K | 1.3% |
| Empower Annuity Insurance Company of America Macquarie Small Cap Growth | — | — | — | $210K | 1.3% |
| Empower Annuity Insurance Company of America American Funds Target Date Ret 2040 | — | — | — | $197K | 1.2% |
| Participant Loans to participants, bearing interest from 5.25% to 10.50% | Participant loans | — | — | $148K | 0.9% |
| Empower Annuity Insurance Company of America AB Discovery Value | — | — | — | $92K | 0.6% |
| Empower Annuity Insurance Company of America American Funds Target Date Ret 2050 | — | — | — | $89K | 0.5% |
| Empower Annuity Insurance Company of America American Funds Target Date Ret 2060 | — | — | — | $71K | 0.4% |
| Empower Annuity Insurance Company of America Hartford Balance Income | — | — | — | $59K | 0.4% |
| UBS Participant-Directed Brokerage Account | — | — | — | $52K | 0.3% |
| Empower Annuity Insurance Company of America American Funds Target Date Ret 2035 | — | — | — | $29K | 0.2% |
| Empower Annuity Insurance Company of America BlackRock iShares Russell 2000 Small Cap | — | — | — | $16K | <0.1% |
| Empower Annuity Insurance Company of America American Funds Capital Income Builder | — | — | — | $9K | <0.1% |
| Empower Annuity Insurance Company of America American Funds Target Date Ret 2045 | — | — | — | $5K | <0.1% |
