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Original filing (PDF)20251014144130NAL0006380722001
MESA VINEYARD MANAGEMENT, INC.
Form 5500
FILING_RECEIVED
MESA VINEYARD 401(K) RETIREMENT PLAN
401(k) retirement plan
Active participants
445
Accounts w/ balance
269
Plan assets (EOY)
$18.5M
Net assets (EOY)
$18.5M
How this plan invests
This plan
1 pooled trust
Schedule D
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
92
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
80
Knocking points off
- 43 bps in Schedule C fees — modestly above peer band of 29 bps.
- 60% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MESA VINEYARD MANAGEMENT, INC..
Plan sponsor
Name
MESA VINEYARD MANAGEMENT, INC.
EIN
77-0202905
Address
110 GIBSON ROAD · TEMPLETON, CA · 93465
Phone
(805) 434-4100
Industry
Agriculture, Forestry, Fishing, Huntingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EVOLVE RETIREMENT PLAN SOLUTIONS | 83-3736646 | — | RECORDKEEPER | $42K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CORVUS WEALTH | 85-3315053 | — | ADVISOR | $26K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| HICKS PENSION SERVICES | 77-0155091 | — | TPA | $11K | — |
Investments
23 direct securities · 1 pooled fund· $18.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$15.3M
23 holdings
Common Collective Trust
$3.3M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SVF METLIFE SERIES 25053 CLASS RELIANCE TRUST COMPANY · EIN 46-6625485 / PN 002 | Common Collective Trust | — | — | $3.3M | 17.6% | |
| American Funds American Fd Target Date Ret 2030 R6 | — | — | — | $2.6M | 14.1% | |
| American Funds American Fd Target Date Ret 2040 R6 | — | — | — | $2.6M | 14.0% | |
| American Funds American Fd Target Date Ret 2035 R6 | — | — | — | $1.6M | 8.6% | |
| Vanguard Mid Cap Index Fund Admiral | — | — | — | $1.1M | 5.7% | |
| Participants Participant Loans Rates from 4.25% to 9.50% - | — | — | — | $855K | 4.6% | |
| Charles Schwab S&P 500 Index Fund - Select S | — | — | — | $698K | 3.8% | |
| American Funds American Mutual Fund R6 | — | — | — | $620K | 3.3% | |
| American Funds American Fd Target Date Ret 2020 R6 | — | — | — | $610K | 3.3% | |
| Vanguard Growth Index Fd Admiral | — | — | — | $567K | 3.1% | |
| Vanguard Total Bond Mkt Index Adm | — | — | — | $563K | 3.0% | |
| American Funds American Fd Target Date Ret 2045 R6 | — | — | — | $531K | 2.9% | |
| American Funds American Fd 2055 Target Date Ret R6 | — | — | — | $524K | 2.8% | |
| Dimensional Fund Advisors Dfa Intl Core Eqty Port Instl | — | — | — | $451K | 2.4% | |
| Charles Schwab Small Cap Index Select | — | — | — | $426K | 2.3% | |
| American Funds American Fd Target Date Ret 2050 R6 | — | — | — | $424K | 2.3% | |
| American Funds American Fd Target Date Ret 2025 R6 | — | — | — | $297K | 1.6% | |
| American Funds American Fd 2060 Target Date Ret R6 | — | — | — | $215K | 1.2% | |
| American Funds American Fd Target Date Ret 2015 R6 | — | — | — | $187K | 1.0% | |
| Dimensional Fund Advisors Dfa Emerg Mkts Core Eqty Port Instl | — | — | — | $136K | 0.7% | |
| American Funds American Fd 2065 Target Date Ret R6 | — | — | — | $121K | 0.7% | |
| Charles Schwab Treasyrt Oblig Money Inv | — | — | — | $98K | 0.5% | |
| Vanguard Short Term Infl Prdt Adm | — | — | — | $56K | 0.3% | |
| Vanguard Total Intl Bd Index Admiral | — | — | — | $20K | 0.1% |
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