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Original filing (PDF)20251014172228NAL0003492945001
HARMONIC INC.
Form 5500
FILING_RECEIVED
HARMONIC INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
345
Accounts w/ balance
561
Plan assets (EOY)
$154.3M
Net assets (EOY)
$154.3M
How this plan invests
This plan
1 pooled trust
Schedule D
21 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (2 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HARMONIC INC..
Plan sponsor
Name
HARMONIC INC.
EIN
77-0201147
Address
2590 ORCHARD PARKWAY · SAN JOSE, CA · 95131
Phone
(408) 543-2329
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2O · ESOP (non-leveraged)
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
WITHUMSMITH+BROWN,PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES,INC | 34-1479833 | — | NONE | $24K | — |
| STEELPEAK WEALTH LLC | 46-1173026 | — | NONE | $7K | — |
| DYNAMIC WEALTH ADVISORS | 26-3945512 | — | NONE | $5K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $1K | — |
Investments
20 direct securities · 1 pooled fund· $150.5M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$141.3M
20 holdings
Common Collective Trust
$9.2M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VANGUARD | — | — | — | $30.6M | 19.9% | |
| T ROWE PRICE | — | — | — | $17.3M | 11.2% | |
| Personal Choice Retirement | — | — | — | $13.4M | 8.7% | |
| HARBOR | — | — | — | $11.4M | 7.4% | |
| DODGE & COX | — | — | — | $10.8M | 7.0% | |
| NEUBERGER & BERMAN | — | — | — | $9.5M | 6.2% | |
| WILMGTTR CIT II GALLIARD RET INC FD WILMINGTON TRUST, N.A. · EIN 20-5886387 / PN 082 | Common Collective Trust | — | — | $9.2M | 6.0% | |
| TEMPLETON INSTL | — | — | — | $5.4M | 3.5% | |
| VANGUARD | — | — | — | $5.3M | 3.5% | |
| BLACKROCK | — | — | — | $4.8M | 3.1% | |
| WILLIAM BLAIR | — | — | — | $4.6M | 3.0% | |
| PIMCO | — | — | — | $4.3M | 2.8% | |
| VANGUARD | — | — | — | $4.1M | 2.7% | |
| AMG TIMES SQ | — | — | — | $4.0M | 2.6% | |
| DFA U.S. | — | — | — | $3.7M | 2.4% | |
| COLUMBIA | — | — | — | $3.3M | 2.1% | |
| AMERICAN CENTURY | — | — | — | $2.9M | 1.9% | |
| PIMCO | — | — | — | $2.5M | 1.6% | |
| Personal Choice Retirement | — | — | — | $2.1M | 1.3% | |
| Personal Choice Retirement 2 | — | — | — | $722K | 0.5% | |
| Notes receivable from participants | — | — | — | $465K | 0.3% |