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Original filing (PDF)20251010140029NAL0012733072001
SMART MODULAR TECHNOLOGIES, INC.
Form 5500
FILING_RECEIVED
SMART MODULAR TECHNOLOGIES 401(K) RETIREMENT SAVINGS PLAN
401(k) retirement plan
Active participants
889
Accounts w/ balance
1,205
Plan assets (EOY)
$217.5M
Net assets (EOY)
$217.5M
How this plan invests
This plan
1 pooled trust
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (5 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SMART MODULAR TECHNOLOGIES, INC..
Plan sponsor
Name
SMART MODULAR TECHNOLOGIES, INC.
EIN
77-0200166
Address
39870 EUREKA DR. · NEWARK, CA · 945604809
Phone
(510) 902-4859
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3F · Sponsor used leased employees
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CARON & BLETZER, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $63K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $56K | — |
Investments
32 direct securities · 1 pooled fund· $216.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$215.5M
32 holdings
Common Collective Trust
$1.2M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund " | — | — | — | $31.7M | 14.6% | |
| Fidelity Blue Chip Growth K6 Fund " | — | — | — | $26.8M | 12.3% | |
| Fidelity Freedom Blend 2030 Fund Class K6 " | — | — | — | $22.5M | 10.3% | |
| Fidelity Freedom Blend 2035 Fund Class K6 " | — | — | — | $18.2M | 8.4% | |
| Fidelity Freedom Blend 2025 Fund Class K6 " | — | — | — | $12.9M | 5.9% | |
| Fidelity Freedom Blend 2040 Fund Class K6 " | — | — | — | $11.6M | 5.3% | |
| Fidelity Government Money Market Fund " | — | — | — | $9.5M | 4.4% | |
| Fidelity Freedom Blend 2045 Fund Class K6 " | — | — | — | $8.6M | 4.0% | |
| American Funds American Mutual Fund " | — | — | — | $6.9M | 3.2% | |
| Fidelity Freedom Blend 2050 Fund Class K6 " | — | — | — | $6.7M | 3.1% | |
| Fidelity Total Bond Fund " | — | — | — | $5.9M | 2.7% | |
| Victory Sycamore Established Value Fund Mutual fund | — | — | — | $5.4M | 2.5% | |
| MFS Mid Cap Growth Fund " | — | — | — | $5.4M | 2.5% | |
| Fidelity Freedom Blend 2055 Fund Class K6 " | — | — | — | $5.1M | 2.3% | |
| Fidelity International Index Fund " | — | — | — | $4.9M | 2.3% | |
| Fidelity Puritan Fund " | — | — | — | $4.5M | 2.1% | |
| Fidelity MidCap Index Fund " | — | — | — | $4.4M | 2.0% | |
| Fidelity SmallCap Index Fund " | — | — | — | $4.0M | 1.8% | |
| Fidelity Freedom Blend 2020 Fund Class K6 " | — | — | — | $3.6M | 1.7% | |
| Northern Small Cap Core Fund " | — | — | — | $3.4M | 1.6% | |
| American Funds Europacific Growth Fund " | — | — | — | $2.4M | 1.1% | |
| Fidelity Freedom 2035 Fund Class K " ** 7 * Fidelity Freedom 2040 Fund Class K " ** 6 * Fidelity Freedom 2045 Fund Class K " ** 3 * Fidelity Freedom Blend 2060 Fund Class K6 " | — | — | — | $1.9M | 0.9% | |
| PGIM High Yield Fund " | — | — | — | $1.8M | 0.8% | |
| Fidelity US Bond Index Fund " | — | — | — | $1.5M | 0.7% | |
| Fidelity Managed Income Portfolio Common collective trust | — | — | — | $1.2M | 0.6% | |
| MIP CL 2 FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 024 | Common Collective Trust | — | — | $1.2M | 0.6% | |
| Fidelity Freedom Blend 2015 Fund Class K6 " | — | — | — | $1.2M | 0.6% | |
| Glenmede Small Cap Equity Fund " ** 1 Dodge & Cox International Stock Fund " | — | — | — | $1.2M | 0.5% | |
| Fidelity Low-Priced Stock K6 Fund " | — | — | — | $672K | 0.3% | |
| Vanguard Inflation Protected Fund " | — | — | — | $573K | 0.3% | |
| Fidelity Freedom Blend 2065 Fund Class K6 " | — | — | — | $380K | 0.2% | |
| Fidelity Freedom Blend Income Fund Class K6 " | — | — | — | $316K | 0.1% | |
| Fidelity Freedom Blend 2010 Fund Class K6 " | — | — | — | $278K | 0.1% |
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