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Original filing (PDF)20250722134657NAL0002451585001
SUNVIEW VINEYARDS OF CALIFORNIA, INC.
Form 5500
FILING_RECEIVED
SUNVIEW 401(K) PLAN
401(k) retirement plan
Signals · 1
~80 bps in Sched C fees
Active participants
4,686
Accounts w/ balance
462
Plan assets (EOY)
$15.1M
Net assets (EOY)
$15.1M
How this plan invests
This plan
4 pooled trusts
Schedule D
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
65
Knocking points off
- 80 bps in Schedule C fees — 176% above peer band of 29 bps.
- Only 10% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SUNVIEW VINEYARDS OF CALIFORNIA, INC..
Plan sponsor
Name
SUNVIEW VINEYARDS OF CALIFORNIA, INC.
EIN
77-0199908
Address
1998 ROAD 152 · DELANO, CA · 93215
Phone
(661) 792-3151
Industry
Agriculture, Forestry, Fishing, Huntingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-22
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
2X · Other multiple-employer DC plan
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CAMPBELL TAYLOR WASHBURN
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | 84-0467907 | GREENWOOD VILLAGE, CO | RECORDKEEPER | $98K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EQUITABLE ADVISORS LLC | — | NEW YORK, NY | BROKER/ADVISE R | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| HICKS PENSION SERVICES | 94-2158860 | FRESNO, CA | CONTRACT ADMIN | $2K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $15K | — |
| ENVESTNET RETIREMENT SOLUTIONS LLC | — | DENVER, CO | OTHER | $6K | — |
Investments
23 direct securities · 4 pooled funds· $15.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$12.8M
23 holdings
Common Collective Trust
$2.3M
4 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| STATE ST S&P 500 INDX SL C1 II STATE STREET GLOBAL ADVISORS COLLECTIVE TRUSTS · EIN 04-0025081 / PN 000 | Common Collective Trust | — | — | $1.8M | 11.7% | |
| AMERICAN FUNDS 2030 TRGT DATE RETIRE R6 Mutual funds - | — | — | — | $1.7M | 11.2% | |
| AMERICAN FUNDS 2035 TRGT DATE RETIRE R6 Mutual funds - | — | — | — | $1.6M | 10.3% | |
| AMERICAN FUNDS 2040 TRGT DATE RETIRE R6 Mutual funds - | — | — | — | $1.1M | 7.5% | |
| AMERICAN FUNDS 2025 TRGT DATE RETIRE R6 Mutual funds - | — | — | — | $937K | 6.2% | |
| AMERICAN FUNDS 2045 TRGT DATE RETIRE R6 Mutual funds - | — | — | — | $917K | 6.1% | |
| AMERICAN FUNDS 2050 TRGT DATE RETIRE R6 Mutual funds - | — | — | — | $805K | 5.3% | |
| AMERICAN FUNDS 2010 TRGT DATE RETIRE R6 Mutual funds - | — | — | — | $673K | 4.5% | |
| AMERICAN FUNDS 2020 TRGT DATE RETIRE R6 Mutual funds - | — | — | — | $603K | 4.0% | |
| AMERICAN FUNDS 2055 TRGT DATE RETIRE R6 Mutual funds - | — | — | — | $601K | 4.0% | |
| FIDELITY ADVISOR GROWTH OPPS Z Mutual funds - | — | — | — | $512K | 3.4% | |
| BLACKROCK EAFE EQUITY INDEX FEE C1 GREAT GRAY · EIN 20-3802495 / PN 007 | Common Collective Trust | — | — | $481K | 3.2% | |
| AMERICAN FUNDS 2060 TRGT DATE RETIRE R6 Mutual funds - | — | — | — | $465K | 3.1% | |
| FIDELITY ADVISOR INVESTMENT GR BD Z Mutual funds - | — | — | — | $462K | 3.1% | |
| AMERICAN FUNDS EUROPACIFIC GR R6 Mutual funds - | — | — | — | $455K | 3.0% | |
| EI FIXED ACCOUNT - SERIES CLASS I Fixed annuity contract - | — | — | — | $454K | 3.0% | |
| FIDELITY MID CAP INDEX Mutual funds - | — | — | — | $327K | 2.2% | |
| FIDELITY SMALL CAP INDEX Mutual funds - | — | — | — | $309K | 2.0% | |
| AMERICAN FUNDS 2015 TRGT DATE RETIRE R6 Mutual funds - | — | — | — | $242K | 1.6% | |
| FIDELITY SMALL CAP VALUE INDEX Mutual funds - | — | — | — | $173K | 1.1% | |
| PUTNAM LARGE CAP VALUE R6 Mutual funds - | — | — | — | $153K | 1.0% | |
| JPMORGAN INCOME R6 Mutual funds - | — | — | — | $142K | 0.9% | |
| PIMCO REAL RETURN INSTL Mutual funds - | — | — | — | $113K | 0.7% | |
| PIMCO REAL ESTATE REAL RTN STRATEGY I Mutual funds - | — | — | — | $76K | 0.5% | |
| BLACKROCK RUSSELL 2000 GROWTH INDEX GREAT GRAY · EIN 20-3802495 / PN 000 | Common Collective Trust | — | — | $33K | 0.2% | |
| AMERICAN FUNDS 2065 TRGT DATE RETIRE R6 Mutual funds - | — | — | — | $5K | <0.1% | |
| SSGA RUSSELL SC VALUE INDEX NL STATE STREET GLOBAL ADVISORS COLLECTIVE TRUSTS · EIN 90-0337987 / PN 223 | Common Collective Trust | — | — | $0 | <0.1% |