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Original filing (PDF)20251006132245NAL0003685473001
ALTIUM, INC.
Form 5500
FILING_RECEIVED
ALTIUM, INC. 401(K) PLAN
401(k) retirement plan
Active participants
333
Accounts w/ balance
332
Plan assets (EOY)
$26.0M
Net assets (EOY)
$26.0M
How this plan invests
This plan
33 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 39 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ALTIUM, INC..
Plan sponsor
Name
ALTIUM, INC.
EIN
77-0192774
Address
4225 EXECUTIVE SQUARE SUITE700 · LA JOLLA, CA · 92037
Phone
(858) 864-1555
Industry
Software Publishers· Information / Tech / Mediasee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-06
Pension benefit codes
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
LEVITZACKS CPAS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $42K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS LLC | 47-1411118 | — | ADVISOR | $52K | — |
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $9K | — |
Investments
33 direct securities· $26.0M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity FID 500 INDEX - | — | — | — | $4.7M | 18.0% | |
| Fidelity FID FDM IDX 2050 IPR - | — | — | — | $3.2M | 12.4% | |
| Fidelity FID FDM IDX 2055 IPR - | — | — | — | $2.7M | 10.3% | |
| TRP BLUE CHIP GRTH I - | — | — | — | $2.1M | 8.0% | |
| Fidelity FID FDM IDX 2040 IPR - | — | — | — | $2.1M | 8.0% | |
| Fidelity FID FDM IDX 2045 IPR - | — | — | — | $2.0M | 7.6% | |
| Fidelity FID FDM IDX 2060 IPR - | — | — | — | $1.0M | 3.9% | |
| Fidelity FID FDM IDX 2035 IPR - | — | — | — | $887K | 3.4% | |
| Fidelity FID GOVT MMKT K6 - | — | — | — | $780K | 3.0% | |
| PGIM Investments PGIM TOTAL RTN BD R6 - | — | — | — | $701K | 2.7% | |
| Fidelity FID FDM IDX 2030 IPR - | — | — | — | $674K | 2.6% | |
| Fidelity FID MID CAP IDX - | — | — | — | $669K | 2.6% | |
| Fidelity FID FDM IDX 2025 IPR - | — | — | — | $641K | 2.5% | |
| JP Morgan JPM EQUITY INCOME R6 - | — | — | — | $380K | 1.5% | |
| Fidelity FID GLB EX US IDX - | — | — | — | $373K | 1.4% | |
| Fidelity FID SM CAP IDX - | — | — | — | $319K | 1.2% | |
| Fidelity FID FDM IDX 2065 IPR - | — | — | — | $300K | 1.2% | |
| PIMCO INCOME INST - | — | — | — | $284K | 1.1% | |
| Fidelity FID FDM IDX 2020 IPR - | — | — | — | $278K | 1.1% | |
| Allspring AS SPL MID CP VAL R6 - | — | — | — | $245K | 0.9% | |
| Participant Loans Interest Rates (4.25% to 9.50%) - | — | — | — | $244K | 0.9% | |
| AF NEW WORLD R6 - | — | — | — | $223K | 0.9% | |
| MFS INTL DIVRSN R6 - | — | — | — | $183K | 0.7% | |
| BlackRock BLKRK MD CP GR EQ K - | — | — | — | $173K | 0.7% | |
| JP Morgan UM BEHAVIORAL VAL R6 - | — | — | — | $163K | 0.6% | |
| Fidelity FID FDM IDX 2015 IPR - | — | — | — | $132K | 0.5% | |
| Lord Abbett LD ABT SH DTN INC R6 - | — | — | — | $120K | 0.5% | |
| TRP FINANCIAL SRVS I - | — | — | — | $114K | 0.4% | |
| BlackRock BLKRK HLTH SCI OPP K - | — | — | — | $113K | 0.4% | |
| Federated FH KAUFMANN SM CP R6 - | — | — | — | $96K | 0.4% | |
| Fidelity FID FDM IDX 2010 IPR - | — | — | — | $77K | 0.3% | |
| MassMutual MM INFL PRO & INC I - | — | — | — | $43K | 0.2% | |
| Fidelity FID FDM IDX INC IPR - | — | — | — | $16K | <0.1% |
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