Original filing (PDF)20250922154521NAL0005820512001

Santa Barbara Graduate School, Inc. DBA Pacifica Graduate Institute

Name: Santa Barbara Graduate School, Inc. DBA Pacifica Graduate Institute — Form 5500 Plan 001 (2024)
Creator: Santa Barbara Graduate School, Inc. DBA Pacifica Graduate Institute
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Pacifica Graduate Institute 401(k) Plan

401(k) retirement plan · Santa Barbara Graduate School, Inc. DBA Pacifica Graduate Institute's Pacifica Graduate Institute 401(k) Plan held $17.9M in plan assets for 364 participants in 2024, with Fidelity as recordkeeper.

Active participants

364

Accounts w/ balance

301

Plan assets (EOY)

$17.9M

Net assets (EOY)

$17.9M

People on this filing

Norma Mesa signed Santa Barbara Graduate School, Inc. DBA Pacifica Graduate Institute's 2024 Form 5500 as plan administrator.

Norma Mesa — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Santa Barbara Graduate School, Inc. DBA Pacifica Graduate Institute's EIN is 77-0119973.

EIN 77-0119973

Plan number 001

Plan year 2024

ACK ID 20250922154521NAL0005820512001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Santa Barbara Graduate School, Inc. DBA Pacifica Graduate Institute from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Santa Barbara Graduate School, Inc. DBA Pacifica Graduate Institute's plan includes automatic enrollment, a default investment (QDIA), profit-sharing, ERISA 404(c) participant direction, a 401(k) feature.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for SANTA BARBARA GRADUATE SCHOOL, INC. DBA PACIFICA GRADUATE INSTITUTE.

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How this plan invests

This plan

4 pooled trusts

Schedule D

27 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Average plan with room to improve

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

100

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Low account-holder ratio — balance-holders per active participant in the bottom quartile of peers (16th percentile).
Bottom-decile employer contributions per participant (5th percentile).

Plan sponsor

Name

SANTA BARBARA GRADUATE SCHOOL, INC. DBA PACIFICA GRADUATE INSTITUTE

EIN

all filings

Address

249 LAMBERT RD · CARPINTERIA, CA · 93013

Phone

(805) 679-6158

Industry

Educational Services

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-09-22

Pension benefit codes

2K · 401(m) arrangement

2S · Automatic enrollment

2T · Default investment account (QDIA)

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

3D · Pre-approved plan (master / prototype / VS)

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	$38K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
NFP RETIREMENT INC	33-0905143	—	ADVISOR	$39K	—

Investments

27 direct securities · 4 pooled funds· $17.9M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Mutual Funds

$14.8M

17 holdings

Common Collective Trusts

$1.7M

5 holdings

Other securities

$673K

4 holdings

Common Collective Trust

$557K

4 holdings

Bonds / Notes

$123K

1 holding

					% of plan
Fidelity Freedom Index 2015 Fund Investor Class Mutual Fund -	Mutual Funds	—	—	$4.0M	22.4%
Fidelity Freedom Index 2030 Fund Investor Class Mutual Fund -	Mutual Funds	—	—	$2.9M	15.9%
Fidelity Freedom Index 2035 Fund Investor Class Mutual Fund -	Mutual Funds	—	—	$1.9M	10.8%
Fidelity 500 Index Fund Mutual Fund -	Common Collective Trusts	—	—	$1.1M	6.2%
Fidelity Freedom Index 2010 Fund Investor Class Mutual Fund -	Mutual Funds	—	—	$902K	5.0%
Fidelity Freedom Index 2025 Fund Investor Class Mutual Fund -	Mutual Funds	—	—	$834K	4.7%
Fidelity Freedom Index 2040 Fund Investor Class Mutual Fund -	Mutual Funds	—	—	$806K	4.5%
Fidelity Freedom Index 2020 Fund Investor Class Mutual Fund -	Mutual Funds	—	—	$696K	3.9%
Fidelity Freedom Index Income Fund Investor Class Mutual Fund -	Mutual Funds	—	—	$663K	3.7%
Fidelity Freedom Index 2045 Fund Investor Class Mutual Fund -	Mutual Funds	—	—	$629K	3.5%
Fidelity Freedom Index 2055 Fund Investor Class Mutual Fund -	Mutual Funds	—	—	$618K	3.4%
STABLE VALUE FUND I1 GREAT GRAY TRUST COMPANY · EIN 85-4031707 / PN 653	Common Collective Trust	—	—	$497K	2.8%
Fidelity Freedom Index 2050 Fund Investor Class Mutual Fund -	Mutual Funds	—	—	$348K	1.9%
American Funds Bond Fund of Amer R6 Mutual Fund -	Mutual Funds	—	—	$323K	1.8%
Fidelity U.S. Bond Index Fund Mutual Fund -	Common Collective Trusts	—	—	$280K	1.6%
Loomis Sayles Inflation Protected Securities Fund Mutual Fund -	Other securities	—	—	$269K	1.5%
JPMorgan Large Cap Growth Fund Class R6 Mutual Fund -	Other securities	—	—	$234K	1.3%
Fidelity International Index Fund Mutual Fund -	Common Collective Trusts	—	—	$150K	0.8%
Parnassus Core Equity Investor Fund Mutual Fund -	Other securities	—	—	$130K	0.7%
Notes receivable from participants 4.25% - 9.50% -	Bonds / Notes	—	—	$123K	0.7%
Fidelity Mid Cap Index Fund Mutual Fund -	Common Collective Trusts	—	—	$116K	0.6%
Fidelity Small Cap Index Fund Mutual Fund -	Common Collective Trusts	—	—	$80K	0.4%
Fidelity Freedom Index 2060 Fund Investor Class Mutual Fund -	Mutual Funds	—	—	$77K	0.4%
MFS Mid Cap Value Fund Class R6 Mutual Fund -	Mutual Funds	—	—	$67K	0.4%
MID CAP GROWTH I1 GREAT GRAY TRUST COMPANY · EIN 38-4126247 / PN 549	Common Collective Trust	—	—	$40K	0.2%
BlackRock Emerging Mkts Instl Fund Mutual Fund -	Other securities	—	—	$40K	0.2%
American Funds New Perspective R6 Mutual Fund -	Mutual Funds	—	—	$37K	0.2%
Fidelity Freedom Index 2065 Fund Investor Class Mutual Fund -	Mutual Funds	—	—	$26K	0.1%
LARGE CP VALUE I1 GREAT GRAY TRUST COMPANY · EIN 38-4065329 / PN 426	Common Collective Trust	—	—	$20K	0.1%
Fidelity Government Money Market Fund Class K6 Mutual Fund -	Mutual Funds	—	—	$1K	<0.1%
SMALL CAP GR II I1 GREAT GRAY TRUST COMPANY · EIN 38-4126288 / PN 592	Common Collective Trust	—	—	$296	<0.1%