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Original filing (PDF)20251015181821NAL0002746819001
APPLIED ENTERPRISE MANAGEMENT CORPORATION
Form 5500
FILING_RECEIVED
AEM RETIREMENT PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
292
Accounts w/ balance
407
Plan assets (EOY)
$117.6M
Net assets (EOY)
$117.6M
How this plan invests
This plan
1 pooled trust
Schedule D
36 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (1 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for APPLIED ENTERPRISE MANAGEMENT CORPORATION.
Plan sponsor
Name
APPLIED ENTERPRISE MANAGEMENT CORPORATION
EIN
77-0113181
Address
P.O. BOX 1263 · CAMARILLO, CA · 930111263
Phone
(805) 484-1909
Industry
Custom Computer Programming· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
2A · Age/service weighted or new comparability
Audit & trust (Schedule H)
Auditor
HOLTHOUSE CARLIN & VAN TRIGT LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsOther
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE VANGUARD GROUP, INC. | 23-1945930 | — | NONE | $17K | — |
Investments
35 direct securities · 1 pooled fund· $115.4M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$111.3M
35 holdings
Common Collective Trust
$4.1M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Growth Index Fund Mutual Fund | — | — | — | $25.1M | 21.4% | |
| Vanguard Institutional Total Stock Market Index Fund Mutual Fund | — | — | — | $16.7M | 14.2% | |
| Vanguard Capital Opportunity Fund Mutual Fund | — | — | — | $7.3M | 6.2% | |
| Vanguard Balanced Index Fund Mutual Fund | — | — | — | $6.9M | 5.9% | |
| Vanguard LifeStrategy Moderate Growth Fund Mutual Fund | — | — | — | $6.6M | 5.6% | |
| Vanguard Value Index Fund Mutual Fund | — | — | — | $5.8M | 5.0% | |
| Vanguard Mid-Cap Index Fund Mutual Fund | — | — | — | $4.8M | 4.1% | |
| VFTC RETIREMENT SAVINGS TRUST III VANGUARD FIDUCIARY TRUST COMPANY · EIN 38-7041744 / PN 022 | Common Collective Trust | — | — | $4.1M | 3.5% | |
| Vanguard Total Bond Market Index Fund Mutual Fund | — | — | — | $4.0M | 3.4% | |
| Vanguard Small-Cap Growth Index Fund Mutual Fund | — | — | — | $3.6M | 3.1% | |
| Vanguard Small-Cap Index Fund Mutual Fund | — | — | — | $3.6M | 3.1% | |
| Vanguard Total International Stock Index Fund Mutual Fund | — | — | — | $3.5M | 3.0% | |
| Vanguard Windsor II Fund Mutual Fund | — | — | — | $3.3M | 2.8% | |
| Vanguard Short-Term Treasury Fund Mutual Fund | — | — | — | $3.3M | 2.8% | |
| Vanguard LifeStrategy Growth Fund Mutual Fund | — | — | — | $3.2M | 2.7% | |
| Vanguard Small-Cap Value Index Fund Mutual Fund | — | — | — | $2.4M | 2.0% | |
| Vanguard Selected Value Fund Mutual Fund | — | — | — | $1.8M | 1.6% | |
| Vanguard LifeStrategy Conservative Growth Fund Mutual Fund | — | — | — | $1.8M | 1.5% | |
| Vanguard Inflation-Protected Securities Fund Mutual Fund | — | — | — | $1.5M | 1.2% | |
| Vanguard LifeStrategy Income Fund Mutual Fund | — | — | — | $1.2M | 1.0% | |
| Vanguard Target Retirement 2030 Fund Asset Allocation Mutual Fund | — | — | — | $882K | 0.7% | |
| Vanguard Short-Term Federal Fund Mutual Fund | — | — | — | $670K | 0.6% | |
| Vanguard Treasury Money Market Fund Money Market Mutual Fund | — | — | — | $611K | 0.5% | |
| Vanguard Target Retirement 2055 Fund Asset Allocation Mutual Fund | — | — | — | $470K | 0.4% | |
| Vanguard Target Retirement 2035 Fund Asset Allocation Mutual Fund | — | — | — | $461K | 0.4% | |
| Vanguard Target Retirement 2050 Fund Asset Allocation Mutual Fund | — | — | — | $342K | 0.3% | |
| Vanguard Target Retirement 2060 Fund Asset Allocation Mutual Fund | — | — | — | $309K | 0.3% | |
| Vanguard Pacific Stock Index Fund Mutual Fund | — | — | — | $202K | 0.2% | |
| Vanguard Target Retirement 2040 Fund Asset Allocation Mutual Fund | — | — | — | $198K | 0.2% | |
| Vanguard Target Retirement Income Fund Asset Allocation Mutual Fund | — | — | — | $195K | 0.2% | |
| Vanguard Target Retirement 2045 Fund Asset Allocation Mutual Fund | — | — | — | $188K | 0.2% | |
| Vanguard Target Retirement 2025 Fund Asset Allocation Mutual Fund | — | — | — | $96K | <0.1% | |
| Vanguard Target Retirement 2065 Fund Asset Allocation Mutual Fund | — | — | — | $67K | <0.1% | |
| Vanguard Target Retirement 2020 Fund Asset Allocation Mutual Fund | — | — | — | $56K | <0.1% | |
| Vanguard Target Retirement 2070 Fund Asset Allocation Mutual Fund | — | — | — | $18K | <0.1% | |
| Investments * Vanguard Federal Money Market Fund Money Market Mutual Fund | — | — | — | $10K | <0.1% |
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