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Original filing (PDF)20251013142902NAL0000710867001
QAD INC.
Form 5500
FILING_RECEIVED
QAD INC. 401(K) RETIREMENT PLAN
401(k) retirement plan
Signals · 2
26% in single holdingNo recordkeeper disclosed
Active participants
534
Accounts w/ balance
852
Plan assets (EOY)
$189.4M
Net assets (EOY)
$189.4M
How this plan invests
This plan
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
90
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "JP Morgan Large Growth R6" is 26% of plan.
- 13 bps in Schedule C fees — modestly above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for QAD INC..
Plan sponsor
Name
QAD INC.
EIN
77-0105228
Address
101 INNOVATION PLACE · SANTA BARBARA, CA · 93108
Phone
(805) 566-6000
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3F · Sponsor used leased employees
3H · Sponsor in controlled / affiliated group
2S · Automatic enrollment
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
BARTLETT, PRINGLE & WOLF, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JOHN HANCOCK RETIREMENT SVCS | 01-0233346 | — | RETAINED BY CLIENT | $171K | — |
| MORGAN STANLEY | — | PAOLO ALTO, CA | RETAINED BY EMPLOYER | $73K | — |
| BARTLETT, PRINGLE & WOLF, LLP | 95-2089835 | SANTA BARBARA, CA | RETAINED BY CLIENT | $9K | — |
Investments
31 direct securities· $189.1M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| JP Morgan Large Growth R6 | — | — | — | $49.0M | 25.9% | |
| Vanguard Instit Index Fund (Inst) | — | — | — | $23.2M | 12.2% | |
| NYL Guaranteed Int Account | — | — | — | $14.6M | 7.7% | |
| Amer Target 2035 Fund R6 | — | — | — | $9.9M | 5.2% | |
| Amer Target 2030 Fund R6 | — | — | — | $8.3M | 4.4% | |
| Amer Target 2040 Fund R6 | — | — | — | $6.3M | 3.3% | |
| Vanguard Sm Cap Index Fd Adm | — | — | — | $5.6M | 3.0% | |
| JP Morgan Mid Cap Value L | — | — | — | $5.2M | 2.8% | |
| Amer Target 2045 Fund R6 | — | — | — | $5.2M | 2.8% | |
| American Cap World Gr & Inc R6 | — | — | — | $5.1M | 2.7% | |
| Amer Target 2020 Fund R6 | — | — | — | $4.8M | 2.5% | |
| Amer Target 2025 Fund R6 | — | — | — | $4.8M | 2.5% | |
| Vanguard Ttl Bd Mkt Ind Adm | — | — | — | $4.5M | 2.4% | |
| DFA US Large Cap Value Port | — | — | — | $4.5M | 2.4% | |
| Amer Target 2050 Fund R6 | — | — | — | $4.5M | 2.4% | |
| Vanguard Balanced Index Ad | — | — | — | $4.4M | 2.3% | |
| Vanguard Sm Cap Val Ind (Adm) | — | — | — | $4.3M | 2.3% | |
| Western Asset Core Plus Bond I | — | — | — | $4.3M | 2.3% | |
| Virtus SC Sustainable Gr Inst | — | — | — | $4.2M | 2.2% | |
| MFS International Growth Fd R6 | — | — | — | $3.7M | 1.9% | |
| Amer Target 2055 Fund R6 | — | — | — | $3.2M | 1.7% | |
| Vanguard Dev Mrkts Indx Adm | — | — | — | $1.6M | 0.8% | |
| American New World Fund R6 | — | — | — | $1.5M | 0.8% | |
| PIMCO Real Return Instl | — | — | — | $1.5M | 0.8% | |
| Amer Target 2010 Fund R6 | — | — | — | $1.5M | 0.8% | |
| Amer Target 2060 Fund R6 | — | — | — | $1.1M | 0.6% | |
| Cohen & Steers Real Estate Securities I | — | — | — | $730K | 0.4% | |
| Notes receivable from participants | — | — | — | $658K | 0.3% | |
| Vanguard International Value | — | — | — | $448K | 0.2% | |
| American Funds 2065 TD Ret R6 | — | — | — | $422K | 0.2% | |
| Amer Target 2015 Fund R6 | — | — | — | $213K | 0.1% |
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