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Original filing (PDF)20250918190510NAL0001891120001
AMAX ENGINEERING CORPORATION
Form 5500
FILING_RECEIVED
AMAX PROFIT SHARING 401(K) PLAN
401(k) retirement plan
Active participants
136
Accounts w/ balance
125
Plan assets (EOY)
$25.7M
Net assets (EOY)
$25.7M
How this plan invests
This plan
58 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (4 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AMAX ENGINEERING CORPORATION.
Plan sponsor
Name
AMAX ENGINEERING CORPORATION
EIN
77-0046535
Address
1565 RELIANCE WAY · FREMONT, CA · 94539
Phone
(510) 651-8886
Industry
Engineering Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-18
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
JOHANSON & YAU ACCOUNTANCY CORP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | 13-3689044 | — | RECORDKEEPER | $2K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| INNOVEST PORTFOLIO SOLUTIONS LLC | 84-1612955 | — | ADVISORY | $8K | — |
Investments
48 direct securities· $26.1M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Alger Capital Appreciation Instl R Mutual fund n/a | — | — | — | $6.9M | 26.7% | |
| Vanguard Total Stock Mkt Idx Adm Mutual fund n/a | — | — | — | $5.8M | 22.4% | |
| Transamerica Life Ins Co Transamerica Stbl Val Focus Op | — | — | — | $3.1M | 11.9% | |
| American Funds New Perspective R3 Mutual fund n/a | — | — | — | $1.3M | 5.2% | |
| BlackRock Equity Dividend R Mutual fund n/a | — | — | — | $877K | 3.4% | |
| Vanguard Small Cap Index Adm Mutual fund n/a | — | — | — | $825K | 3.2% | |
| American Funds Capital Inc Bldr R3 Mutual fund n/a 793 American Funds Fundamental Invs R3 Mutual fund n/a | — | — | — | $615K | 2.4% | |
| Blackrock Glbl Alloc R | — | — | — | $550K | 2.1% | |
| BlackRock Global Allocation R Mutual fund n/a | — | — | — | $550K | 2.1% | |
| Invesco Eq Inc R | — | — | — | $533K | 2.1% | |
| Vanguard Mid-Cap Val Idx Admiral | — | — | — | $466K | 1.8% | |
| Pioneer Strategic Income A Mutual fund n/a | — | — | — | $437K | 1.7% | |
| JPMorgan High Yield R2 Mutual fund n/a | — | — | — | $354K | 1.4% | |
| PGIM Total Return Bond R Mutual fund n/a | — | — | — | $333K | 1.3% | |
| JPMorgan Core Bond R2 Mutual fund n/a | — | — | — | $318K | 1.2% | |
| American Funds American Funds 2045 Trgt Dt Ret R6 | — | — | — | $318K | 1.2% | |
| Vanguard LifeStrategy Cnsrv Gr Inv Mutual fund n/a | — | — | — | $306K | 1.2% | |
| PIMCO Real Return A Mutual fund n/a | — | — | — | $233K | 0.9% | |
| American Century Infl Adj Bond A Mutual fund n/a | — | — | — | $207K | 0.8% | |
| Invesco Small Cap Equity A Mutual fund n/a | — | — | — | $202K | 0.8% | |
| Invesco Diversified Dividend A Mutual fund n/a | — | — | — | $196K | 0.8% | |
| American Funds American Hi Inc Tr R3 Mutual fund n/a | — | — | — | $194K | 0.8% | |
| American Funds 2020 Trgt Date Retire R6 Mutual fund n/a | — | — | — | $184K | 0.7% | |
| Franklin Small Cap Value R Mutual fund n/a | — | — | — | $172K | 0.7% | |
| Notes receivable from participants 4 loans - 5.75% - 9.5% n/a | — | — | — | $133K | 0.5% | |
| PGIM Jennison Natural Resources A Mutual fund n/a | — | — | — | $115K | 0.4% | |
| Transamerica High Yield Bond A Mutual fund n/a | — | — | — | $99K | 0.4% | |
| American Funds 2030 Trgt Date Retire R6 Mutual fund n/a | — | — | — | $94K | 0.4% | |
| Vanguard Total Intl Stock Index Admiral Mutual fund n/a | — | — | — | $72K | 0.3% | |
| Eaton Vance Atlanta Capital SMID-Cap R Mutual fund n/a | — | — | — | $66K | 0.3% | |
| Janus Henderson Triton R Mutual fund n/a | — | — | — | $63K | 0.2% | |
| Invesco Developing Markets A Mutual fund n/a | — | — | — | $63K | 0.2% | |
| Vanguard LifeStrategy Growth Inv Mutual fund n/a | — | — | — | $61K | 0.2% | |
| Invesco Global Opportunities R Mutual fund n/a | — | — | — | $61K | 0.2% | |
| Invesco Glbl Opp R | — | — | — | $61K | 0.2% | |
| American Funds 2050 Trgt Date Retire R6 Mutual fund n/a | — | — | — | $48K | 0.2% | |
| American Funds American Funds 2065 Trgt Dt Ret R6 | — | — | — | $40K | 0.2% | |
| Vanguard LifeStrategy Moderate Gr Inv Mutual fund n/a | — | — | — | $33K | 0.1% | |
| Thornburg Intl Eq R4 | — | — | — | $32K | 0.1% | |
| Vanguard LifeStrategy Income Inv Mutual fund n/a | — | — | — | $29K | 0.1% | |
| Transamerica Trust Company Cash Reserve Account | — | — | — | $27K | 0.1% | |
| Victory Munder Mid-Cap Core Growth A Mutual fund n/a | — | — | — | $25K | <0.1% | |
| American Funds 2025 Trgt Date Retire R6 Mutual fund n/a | — | — | — | $25K | <0.1% | |
| American Funds 2035 Trgt Date Retire R6 Mutual fund n/a | — | — | — | $17K | <0.1% | |
| American Funds 2010 Trgt Date Retire R6 Mutual fund n/a | — | — | — | $16K | <0.1% | |
| American Funds 2040 Trgt Date Retire R6 Mutual fund n/a | — | — | — | $15K | <0.1% | |
| American Funds American Funds 2015 Trgt Dt Ret R6 | — | — | — | $14K | <0.1% | |
| American Funds American Funds 2060 Trgt Dt Ret R6 | — | — | — | $4K | <0.1% |