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Original filing (PDF)20251015153809NAL0005013025001
KEYSTONE STRATEGY LLC
Form 5500
FILING_RECEIVED
KEYSTONE STRATEGY LLC 401(K) PROFIT SHARING PLAN AND TRUST
401(k) retirement plan
Active participants
245
Accounts w/ balance
340
Plan assets (EOY)
$32.0M
Net assets (EOY)
$32.0M
How this plan invests
This plan
4 pooled trusts
Schedule D
40 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
94
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
75
Vendor stack
100
Participation health
100
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for KEYSTONE STRATEGY LLC.
Plan sponsor
Name
KEYSTONE STRATEGY LLC
EIN
76-0838207
Address
116 HUNTINGTON AVENUE · SUITE 1200 · BOSTON, MA · 02116
Phone
(650) 873-2359
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
WOLF & COMPANY, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | -$3K | — |
Investments
38 direct securities · 4 pooled funds· $32.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$31.7M
38 holdings
Common Collective Trust
$372K
4 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2060 Fund Investor Shares | — | — | — | $5.1M | 15.8% | |
| Fidelity 500 Index Fund | — | — | — | $5.0M | 15.8% | |
| Vanguard Growth Index Fund Admiral Shares | — | — | — | $4.7M | 14.7% | |
| similar party Shares/units rate of interest, collateral, par or maturity value Cost (1) Value Mutual Funds Vanguard Target Retirement 2055 Fund Investor Shares | — | — | — | $4.7M | 14.6% | |
| Vanguard Target Retirement 2050 Fund Investor Shares | — | — | — | $2.7M | 8.3% | |
| Vanguard Target Retirement 2045 Fund Investor Shares | — | — | — | $2.4M | 7.4% | |
| Vanguard Target Retirement 2030 Fund Investor Shares | — | — | — | $1.4M | 4.4% | |
| Vanguard Target Retirement 2065 Fund Investor Shares | — | — | — | $1.4M | 4.3% | |
| Vanguard Target Retirement 2040 Fund Investor Shares | — | — | — | $981K | 3.1% | |
| Fidelity Large Cap Index Fund | — | — | — | $737K | 2.3% | |
| Money Market Fund Vanguard Federal Money Market Fund | — | — | — | $680K | 2.1% | |
| Fidelity International Index Fund | — | — | — | $430K | 1.3% | |
| JPMorgan U.S. Research Enhances Equity Fund Class R6 | — | — | — | $320K | 1.0% | |
| MFS GROWTH EQUITY S GREAT GRAY TRUST COMPANY · EIN 38-4126293 / PN 596 | Common Collective Trust | — | — | $307K | 1.0% | |
| Vanguard Balanced Index Fund Admiral Shares | — | — | — | $264K | 0.8% | |
| Vanguard Target Retirement 2035 Fund Investor Shares | — | — | — | $175K | 0.5% | |
| Vanguard Mid-Cap Index Fund Admiral Shares | — | — | — | $103K | 0.3% | |
| Fidelity Emerging Markets Index Fund | — | — | — | $75K | 0.2% | |
| Vanguard Small-Cap Index Fund Admiral Shares | — | — | — | $72K | 0.2% | |
| Vanguard Real Estate Index Fund Admiral Shares | — | — | — | $69K | 0.2% | |
| Fidelity Small Cap Growth Index Fund | — | — | — | $62K | 0.2% | |
| PUTN LG CP VAL TR IA PUTNAM FIDUCIARY TRUST COMPANY · EIN 82-3639536 / PN 275 | Common Collective Trust | — | — | $60K | 0.2% | |
| Putnam Fiduciary Trust Company Putnam Large Cap Value Trust IA Fund | — | — | — | $60K | 0.2% | |
| Fidelity Small Cap Value Index Fund | — | — | — | $55K | 0.2% | |
| Vanguard Target Retirement Income Fund Investor Shares | — | — | — | $53K | 0.2% | |
| American Funds American Funds New World Fund Class R6 | — | — | — | $43K | 0.1% | |
| Vanguard Intermediate-Term Bond Index Fund Admiral Shares | — | — | — | $43K | 0.1% | |
| Columbia Small Cap Value Fund II Class I3 | — | — | — | $30K | <0.1% | |
| Lord Abbett Lord Abbett Total Return R6 | — | — | — | $26K | <0.1% | |
| Victory Funds Victory Sycamore Established Value Fund Class R6 | — | — | — | $26K | <0.1% | |
| Dodge & Cox Dodge & Cox International Stock Fund Class I | — | — | — | $25K | <0.1% | |
| Fidelity Mid Cap Value Index Fund | — | — | — | $19K | <0.1% | |
| Fidelity Mid Cap Growth Index Fund | — | — | — | $19K | <0.1% | |
| DFA Inflation-Protected Securities Portfolio Institutional Class | — | — | — | $16K | <0.1% | |
| Loans to participants at a reasonable rate of interest fixed at the time the loan is made, interest rates ranging from * Notes receivable from participants 4.50% to 9.5% | — | — | — | $12K | <0.1% | |
| American Funds American Funds Europacific Growth Fund Class R6 | — | — | — | $12K | <0.1% | |
| Cohen & Steers Cohen & Steers Real Estate Securities Fund, Inc. Class Z | — | — | — | $10K | <0.1% | |
| IVY MID CAP GROWTH C SEI TRUST COMPANY · EIN 45-3036258 / PN 050 | Common Collective Trust | — | — | $6K | <0.1% | |
| Vanguard Target Retirement 2025 Fund Investor Shares | — | — | — | $4K | <0.1% | |
| Dodge & Cox Dodge & Cox Balanced Fund | — | — | — | $2K | <0.1% | |
| Fidelity Short-Term Bond Index Fund 926 * Fidelity Strategic Income Fund | — | — | — | $1K | <0.1% | |
| AB US SM CAP GRTH S GREAT GRAY TRUST COMPANY, LLC · EIN 38-4116832 / PN 531 | Common Collective Trust | — | — | $76 | <0.1% |
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