Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AMERICAN TRUST COMPANY | — | DUBUQUE, IA | RECORDKEEPER | $22K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RBC WEALTH MANAGEMENT | — | TUCSON, AZ | INVESTMENT MANAGER | $27K | — |
| THE WATERFORD GROUP, LLC | — | — | RIA | $23K | — |
| ALERA INVESTMENT ADVISORS LLC | 81-4473358 | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AMERICAN FUNDS 2035 TD JOHN HANBOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $2.5M | 23.7% |
| RIA, IA |
| $2K |
| — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PINNACLE PLAN DESIGN LLC | 20-3970947 | TUCSON, AZ | THIRD PARTY ADMINISTRATIO | $5K | — |
| AMERICAN FUNDS 2040 TD JOHN HANBOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $2.2M | 21.1% |
| AMERICAN FUNDS 2045 TD JOHN HANBOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $2.1M | 19.6% |
| AMERICAN FUNDS 2055 TD JOHN HANBOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $1.3M | 12.4% |
| AMERICAN FUNDS 2050 TD JOHN HANBOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $931K | 8.8% |
| AMERICAN FUNDS 2060 TD JOHN HANBOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $787K | 7.4% |
| AMERICAN FUNDS 2065 TD JOHN HANBOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $333K | 3.1% |
| AMERICAN FUNDS 2025 TD JOHN HANBOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $161K | 1.5% |
| Participant Loans Interest rates from 4.25% to 9.50% | Participant loans | — | — | $68K | 0.6% |
| JPMORGAN LARGE CAP GROWTH JOHN HANBOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $36K | 0.3% |
| FIDELITY MID CAP INDEX FUND JOHN HANBOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $34K | 0.3% |
| 500 INDEX FUND JOHN HANBOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $32K | 0.3% |
| NUVEEN SMALL CAP VALUE FUND JOHN HANBOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $22K | 0.2% |
| AMERICAN FUNDS 2030 TD JOHN HANBOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $16K | 0.1% |
| MFS MID CAP VALUE FUND JOHN HANBOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $6K | <0.1% |
| AF AMERICAN BALANCE FUND JOHN HANBOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $5K | <0.1% |
| JPMORGAN U.S. EQUITY FUND JOHN HANBOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $2K | <0.1% |
| John Hancock Stable Value Fund Guaranteed Investment Contract | — | — | — | $1K | <0.1% |
