Back to filter
Original filing (PDF)20251216095110NAL0001280563001
SOUTHWIND ENTERPRISES, INC.
Form 5500-SF
FILING_RECEIVED
SOUTHWIND ENTERPRISES 401(K) PLAN
401(k) retirement plan
Signals · 2
Late filing · 1.0 moNo auditor on file
Active participants
538
Accounts w/ balance
145
Plan assets (EOY)
$2.5M
Net assets (EOY)
$2.5M
Plan health score (directional)
70
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
56
Concentration risk
75
Total plan cost
75
Vendor stack
100
Participation health
65
Knocking points off
- No independent qualified public accountant (IQPA) named.
- Filed 1.0 months past the 10.5-month grace window.
- Only 27% as many balances as active participants — suggests many active employees aren't deferring.
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SOUTHWIND ENTERPRISES, INC..
Plan sponsor
Name
SOUTHWIND ENTERPRISES, INC.
EIN
76-0727051
Address
9851 WIDMER ROAD · LENEXA, KS · 66215
Phone
(816) 678-9811
Industry
Transportation & Warehousingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-12-16
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
—
Trustee / custodian
—
Trustee phone
—
Small plan (5500-SF) — Schedule H data not available.