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Original filing (PDF)20251014154433NAL0003314481001
THE BROWNSTONE GROUP, INC.
Form 5500
FILING_RECEIVED
BROWNSTONE GROUP, INC. 401K PLAN
401(k) retirement plan
Active participants
131
Accounts w/ balance
224
Plan assets (EOY)
$8.4M
Net assets (EOY)
$8.4M
How this plan invests
This plan
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (36 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE BROWNSTONE GROUP, INC..
Plan sponsor
Name
THE BROWNSTONE GROUP, INC.
EIN
76-0667202
Address
750 BERING DRIVE, SUITE 400 · HOUSTON, TX · 770572132
Phone
(713) 432-7727
Industry
Management of Companies / Holdingssee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
DOEREN MAYHEW ASSURANCE
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JOHN HANCOCK LIFE INSURANCE CO USA | 01-0233346 | — | RECORDKEEPER | $30K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH, INC | — | FAIRFIELD, IA | FINANCIAL ADVISOR | — | — |
Investments
34 direct securities· $7.8M(93% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds Amer Target 2040 Fund R6 | — | — | — | $959K | 11.4% | |
| American Funds Amer Target 2035 Fund R6 | — | — | — | $874K | 10.4% | |
| John Hancock Jhancock Midx Lifestyle Mod R6 | — | — | — | $743K | 8.9% | |
| John Hancock JH Stable Value Guranteed Income | — | — | — | $710K | 8.5% | |
| JP Morgan Funds JP Morgan Large Growth R6 | — | — | — | $606K | 7.2% | |
| Vangaurd Group Vanguard Value Index Fund Admiral | — | — | — | $506K | 6.0% | |
| American Funds Amer Target 2050 Fund R6 | — | — | — | $453K | 5.4% | |
| American Funds Amer Target 2045 Fund R6 | — | — | — | $447K | 5.3% | |
| Vanguard Group Vanguard Growth Index Fund | — | — | — | $392K | 4.7% | |
| Vanguard Group Vanguard 500 Index Fd Admiral | — | — | — | $309K | 3.7% | |
| Fidelity Investments Fidelity Total Bond Fund K6 | — | — | — | $242K | 2.9% | |
| John Hancock Jhancock Midx Lifestyle Bal R6 | — | — | — | $222K | 2.6% | |
| American Funds Amer Target 2025 Fund R6 | — | — | — | $197K | 2.3% | |
| American Funds Amer Target 2055 Fund R6 | — | — | — | $192K | 2.3% | |
| American Funds Amer Target 2060 Fund R6 | — | — | — | $156K | 1.9% | |
| American Funds Amer Target 2030 Fund R6 | — | — | — | $140K | 1.7% | |
| Vanguard Group Vanguard Mid Cap Index Fund | — | — | — | $115K | 1.4% | |
| JP Morgan Funds JPMorgan US Govt Money Market Cap Cl | — | — | — | $88K | 1.1% | |
| Vanguard Group Vanguard Total Int Index Adm | — | — | — | $83K | 1.0% | |
| American Funds American Funds 2065 TD Ret R6 | — | — | — | $76K | 0.9% | |
| Vanguard Group Vanguard Small Cap Value Index | — | — | — | $68K | 0.8% | |
| Vanguard Group Vanguard S-T Federal Fund Adml | — | — | — | $29K | 0.3% | |
| Franklin Templeton Investments Franklin Small-Mid Growth R6 | — | — | — | $29K | 0.3% | |
| John Hancock JHancock Midx Lifestyle Agg R6 | — | — | — | $27K | 0.3% | |
| John Hancock John Hancock Bond Fund R6 | — | — | — | $26K | 0.3% | |
| John Hancock JHancock Midx Lifestyle Gr R6 | — | — | — | $21K | 0.3% | |
| American Funds Amer Target 2015 Fund R6 | — | — | — | $21K | 0.3% | |
| American Funds Amer Target 2020 Fund R6 | — | — | — | $14K | 0.2% | |
| American Funds American New World Fund R6 | — | — | — | $10K | 0.1% | |
| American Funds Amer Target 2010 Fund R6 | — | — | — | $10K | 0.1% | |
| SEI Trust Company Cohen & Steers Real Estate Sec Z | — | — | — | $8K | <0.1% | |
| American Funds American Century SC Growth R6 | — | — | — | $6K | <0.1% | |
| John Hancock John Hancock Market Cap Growth R6 | — | — | — | $3K | <0.1% | |
| Franklin Templeton Investments Putnam Small Cap Growth Fund | — | — | — | $3K | <0.1% |
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