Back to filter
Original filing (PDF)20251002123210NAL0000334803001
GENE BY GENE, LTD.
Form 5500
FILING_RECEIVED
GBG 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
133
Accounts w/ balance
154
Plan assets (EOY)
$6.0M
Net assets (EOY)
$6.0M
How this plan invests
This plan
1 pooled trust
Schedule D
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
92
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
75
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for GENE BY GENE, LTD..
Plan sponsor
Name
GENE BY GENE, LTD.
EIN
76-0640295
Address
1445 NORTH LOOP WEST, SUITE 820 · HOUSTON, TX · 77008
Phone
(713) 868-1438
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-02
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CALVETTI FERGUSON, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsOther
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ONEDIGITAL INVESTMENT ADVISORS | 43-1451524 | — | SERVICE PROVIDER | $0 | — |
Investments
29 direct securities · 1 pooled fund· $11.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$6.0M
29 holdings
Pooled Separate Account
$5.7M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT D VOYA RETIREMENT INSURANCE AND ANNUITY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $5.7M | 94.8% | |
| VRIAC Vanguard 500 Index Fund Adm (i) | — | — | — | $1.3M | 21.7% | |
| VRIAC AB Large Cap Growth Fund Z (i) | — | — | — | $606K | 10.0% | |
| VRIAC MyCompass Ind Mod 2045 Fund R (i) | — | — | — | $544K | 9.0% | |
| VRIAC American Funds New Prspctv R6 (i) | — | — | — | $364K | 6.0% | |
| VRIAC Vanguard Small-Cap Index Fund Adm (i) | — | — | — | $348K | 5.8% | |
| VRIAC Voya Fixed Account (i) | — | — | — | $317K | 5.2% | |
| VRIAC MyCompass Ind Agg 2055 Fund R (i) | — | — | — | $265K | 4.4% | |
| VRIAC MFS International Growth Fund R6 (i) | — | — | — | $265K | 4.4% | |
| VRIAC MyCompass Ind Mod 2055 Fund R (i) | — | — | — | $264K | 4.4% | |
| VRIAC MyCompass Ind Agg 2035 Fund R (i) | — | — | — | $262K | 4.3% | |
| VRIAC JPMorgan Equity Income Fund R6 (i) | — | — | — | $254K | 4.2% | |
| VRIAC JPMorgan Emrg Mkts Eqty Fund R6 (i) | — | — | — | $209K | 3.5% | |
| VRIAC Vanguard Mid-Cap Index Fund Adm (i) | — | — | — | $181K | 3.0% | |
| VRIAC American Funds Am Balanced R6 (i) | — | — | — | $134K | 2.2% | |
| VRIAC Voya Intermediate Bond Fund R6 (i) | — | — | — | $132K | 2.2% | |
| VRIAC MyCompass Ind Cns Ret Fund R (i) | — | — | — | $93K | 1.5% | |
| VRIAC MyCompass Ind Cns 2055 Fund R (i) | — | — | — | $88K | 1.5% | |
| VRIAC PGIM High Yield Fund R6 (i) | — | — | — | $81K | 1.3% | |
| VRIAC MyCompass Ind Agg Ret Fund R (i) | — | — | — | $60K | 1.0% | |
| VRIAC MyCompass Ind Cns 2035 Fund R (i) | — | — | — | $57K | 0.9% | |
| VRIAC MyCompass Ind Mod 2035 Fund R (i) | — | — | — | $44K | 0.7% | |
| VRIAC VY T Rowe Price Divr MdCp Gr Pt R6 (i) | — | — | — | $27K | 0.4% | |
| VRIAC MyCompass Ind Agg 2065 Fund R (i) | — | — | — | $27K | 0.4% | |
| VRIAC Franklin Small Cap Value Fund R6 (i) | — | — | — | $23K | 0.4% | |
| VRIAC Virtus Crdx MC Vl Eq Fund R6 (i) | — | — | — | $22K | 0.4% | |
| VRIAC MyCompass Ind Agg 2045 Fund R (i) | — | — | — | $22K | 0.4% | |
| VRIAC ClrBrg SmCp Growth Fund IS (i) | — | — | — | $21K | 0.4% | |
| VRIAC MyCompass Ind Cns 2045 Fund R (i) | — | — | — | $20K | 0.3% | |
| VRIAC MyCompass Ind Mod 2065 Fund R (i) | — | — | — | $3K | <0.1% |
Related plans
Other plans using ONEDIGITAL INVESTMENT ADVISORS
INTERMOUNTAIN HEALTH CARE, INC.
INTERMOUNTAIN HEALTH 401(K) PLAN
$6.8B · 69,032 participants
PENN STATE HEALTH
PENN STATE HEALTH 401(K) SAVINGS PLAN
$2.9B · 15,720 participants
PMG SERVICES, INC.
PMG SERVICES, INC. THRIFT AND PROFIT SHARING PLAN
$1.8B · 8,140 participants
VERTIV GROUP CORPORATION
VERTIV GROUP CORPORATION EMPLOYEE RETIREMENT SAVINGS PLAN
$1.1B · 4,421 participants
CARDTRONICS USA, INC.
NCR PENSION PLAN
$991.7M · 312 participants
HOLMAN AUTOMOTIVE GROUP, INC.
HOLMAN ENTERPRISES SUPPLEMENTAL RETIREMENT AND SAVINGS PLAN
$688.8M · 6,451 participants
Similar-size All Other Professional Services plans
GEO CONSULTANTS CORPORATION
GEO CONSULTANTS CORPORATION 401K RETIREMENT SAVINGS PLAN
$6.0M · 32 participants
HYDRO-KLEAN LLC
HYDRO-KLEAN LLC PROFIT SHARING PLAN AND TRUST
$6.0M · 213 participants
WELSPUN USA INC
WELSPUN USA INC 401(K) PROFIT SHARING PLAN & TRUST
$6.0M · 85 participants
WATCHTOWER SECURITY LLC
WATCHTOWER SECURITY LLC 401(K) PROFIT SHARING PLAN & TRUST
$6.0M
CIRCLE PHARMA, INC.
CIRCLE PHARMA, INC. RETIREMENT PLAN
$6.0M · 64 participants
PROMINENCE ADVISORS, LLC
PROMINENCE ADVISORS, INC. 401(K) PLAN
$6.0M · 92 participants
Large plans in Texas
AT&T INC.
AT&T RETIREMENT SAVINGS PLAN
$43.1B · 102,760 participants
AT&T INC.
AT&T SAVINGS PLAN MASTER TRUST
$42.6B
AT&T INC.
SBC MASTER PENSION TRUST
$30.6B
AT&T INC.
AT&T PENSION BENEFIT PLAN
$28.3B · 93,065 participants
AMERICAN AIRLINES, INC. - RETIREMENT
MASTER TRUST FOR DC PLANS OF AMERICAN AIRLINES, INC. AND AFFILIATES
$27.7B
SAMMONS ENTERPRISES, INC.
SAMMONS ENTERPRISES, INC. EMPLOYEE STOCK OWNERSHIP PLAN
$23.9B · 3,454 participants