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Original filing (PDF)20251111074547NAL0002771347001
PHOENIX TECHNOLOGY SERVICES USA INC.
Form 5500
FILING_RECEIVED
PHOENIX TECHNOLOGY SERVICES 401(K) PLAN
401(k) retirement plan
Signals · 2
52% in single holdingNo recordkeeper disclosed
Active participants
510
Accounts w/ balance
410
Plan assets (EOY)
$30.3M
Net assets (EOY)
$30.3M
How this plan invests
This plan
1 pooled trust
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Fidelity 500 Index Fund Mutual Fund" is 52% of plan.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PHOENIX TECHNOLOGY SERVICES USA INC..
Plan sponsor
Name
PHOENIX TECHNOLOGY SERVICES USA INC.
EIN
76-0606716
Address
12329 CUTTEN ROAD · HOUSTON, TX · 77066
Phone
(713) 337-0600
Industry
Mining, Quarrying, Oil & Gassee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-11-11
Pension benefit codes
2T · Default investment account (QDIA)
2A · Age/service weighted or new comparability
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2F · ERISA section 404(c)
Audit & trust (Schedule H)
Auditor
CITRIN COOPERMAN & COMPANY, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WORLD INVESTMENT ADVISORS LLC | 61-1758632 | — | ADVISOR | $47K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY WORKPLACE SERVICES LLC | 04-3532603 | — | PLAN ADMINISTRATOR | $53K | — |
Investments
28 direct securities · 1 pooled fund· $30.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$29.4M
28 holdings
Common Collective Trust
$1.1M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund Mutual Fund | — | — | — | $15.2M | 50.1% | |
| PGIM Total Return Bond Fund Mutual Fund | — | — | — | $2.8M | 9.3% | |
| Fidelity International Index Fund Mutual Fund | — | — | — | $2.0M | 6.7% | |
| Fidelity Freedom Index 2045 Fund Mutual Fund | — | — | — | $1.3M | 4.2% | |
| Managed Income Portfolio Collective Trust Fund | — | — | — | $1.2M | 4.0% | |
| MIP CL 2 FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 024 | Common Collective Trust | — | — | $1.1M | 3.7% | |
| Fidelity Freedom Index 2055 Fund Mutual Fund | — | — | — | $1.1M | 3.5% | |
| Fidelity Contrafund Mutual Fund | — | — | — | $812K | 2.7% | |
| Fidelity Freedom Index 2040 Fund Mutual Fund | — | — | — | $629K | 2.1% | |
| Fidelity Freedom Index 2050 Fund Mutual Fund | — | — | — | $612K | 2.0% | |
| Fidelity Freedom Index 2060 Fund Mutual Fund | — | — | — | $590K | 2.0% | |
| Fidelity US Bond Index Fund Mutual Fund | — | — | — | $507K | 1.7% | |
| Principal Equity Income Fund Inst Mutual Fund | — | — | — | $391K | 1.3% | |
| PIMCO All Asset Fund Institutional Mutual Fund | — | — | — | $388K | 1.3% | |
| Fidelity Freedom Index 2035 Fund Mutual Fund | — | — | — | $330K | 1.1% | |
| PIMCO Income Fund Institutional Mutual Fund | — | — | — | $313K | 1.0% | |
| Fidelity Small Cap Index Fund Mutual Fund | — | — | — | $258K | 0.9% | |
| Fidelity Freedom Index 2065 Fund Mutual Fund | — | — | — | $193K | 0.6% | |
| Janus Henderson Triton Fund Mutual Fund | — | — | — | $182K | 0.6% | |
| John Hancock Disciplined Value Mid Cap Fund Mutual Fund | — | — | — | $122K | 0.4% | |
| Fidelity Mid Cap Index Fund Mutual Fund | — | — | — | $117K | 0.4% | |
| Fidelity Freedom Index 2030 Fund Mutual Fund | — | — | — | $115K | 0.4% | |
| Mass Mutual Mid Cap Growth Fund Mutual Fund | — | — | — | $80K | 0.3% | |
| American Funds New World Fund Mutual Fund | — | — | — | $71K | 0.2% | |
| American Beacon Small Cap Value Fund Mutual Fund | — | — | — | $68K | 0.2% | |
| Fidelity Freedom Index 2025 Fund Mutual Fund ** 850 * Fidelity Freedom Index 2025 Fund Mutual Fund | — | — | — | $43K | 0.1% | |
| Fidelity Freedom Index Income Fund Mutual Fund | — | — | — | $17K | <0.1% | |
| American Funds EuroPacific Growth Fund Mutual Fund | — | — | — | $16K | <0.1% | |
| Fidelity Short-Term Bond Index Fund Mutual Fund | — | — | — | $13K | <0.1% |
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