How big is Quantlab Financial, LLC's plan?

Quantlab Financial, LLC's plan reported $50.8M in assets and 126 participants for 2024.

Original filing (PDF)20251013212851NAL0001894881001

Quantlab Financial, LLC

Name: Quantlab Financial, LLC — Quantlab Financial 401(k), Form 5500 (2024)
Creator: Quantlab Financial, LLC
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Quantlab Financial 401(k) Plan

401(k) retirement plan · Quantlab Financial, LLC's Quantlab Financial 401(k) Plan held $50.8M in plan assets for 126 participants in 2024, with Fidelity as recordkeeper.

Active participants

126

Accounts w/ balance

208

Plan assets (EOY)

$50.8M

Net assets (EOY)

$50.8M

People on this filing

Kurt Keene signed Quantlab Financial, LLC's 2024 Form 5500 as plan administrator.

Kurt Keene — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Quantlab Financial, LLC's EIN is 76-0596276.

EIN 76-0596276

Plan number 001

Plan year 2024

ACK ID 20251013212851NAL0001894881001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Quantlab Financial, LLC from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Quantlab Financial, LLC's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for QUANTLAB FINANCIAL, LLC.

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How this plan invests

This plan

39 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

100

Total plan cost

Plan health

Vendor & structure

100

Helping the score

Below-peer total plan cost (88th percentile).
High average account balance (87th percentile).
High account-holder ratio — balance-holders per active participant in the top 15% of peers (86th percentile).

Plan sponsor

Name

QUANTLAB FINANCIAL, LLC

EIN

all filings

Address

3 GREENWAY PLAZA, STE. 200 · HOUSTON, TX · 77046

Phone

(713) 333-5445

Industry

Finance & Insurance

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-13

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2T · Default investment account (QDIA)

3H · Sponsor in controlled / affiliated group

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	$650	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
STRATEGIC ADVISORS, INC.	04-2654524	—	ADVISOR	$6K	—

Investments

39 direct securities· $48.0M(94% of reported assets)

Mutual Funds

$40.1M

35 holdings

Common Collective Trusts

$7.5M

2 holdings

Bonds / Notes

$360K

1 holding

Other securities

$5K

1 holding

					% of plan
Fidelity Total Market Index Fund Mutual fund	Common Collective Trusts	—	—	$6.9M	13.6%
Fidelity Blue Chip Growth Fund Mutual fund	Mutual Funds	—	—	$5.2M	10.2%
Fidelity Growth Company Fund Mutual fund	Mutual Funds	—	—	$4.5M	8.9%
Fidelity OTC Portfolio Mutual fund	Mutual Funds	—	—	$4.1M	8.1%
Fidelity Contrafund Fund Mutual fund	Mutual Funds	—	—	$3.7M	7.3%
Fidelity Freedom 2045 Fund Mutual fund	Mutual Funds	—	—	$2.4M	4.7%
Fidelity Freedom 2050 Fund Mutual fund	Mutual Funds	—	—	$2.0M	3.9%
Fidelity Freedom 2035 Fund Mutual fund	Mutual Funds	—	—	$2.0M	3.8%
Fidelity Large Cap Stock Fund Mutual fund	Mutual Funds	—	—	$1.5M	2.9%
Fidelity Low-Priced Stock Fund Mutual fund	Mutual Funds	—	—	$1.3M	2.5%
Fidelity Dividend Growth Fund Mutual fund	Mutual Funds	—	—	$1.1M	2.2%
Fidelity Freedom 2030 Fund Mutual fund	Mutual Funds	—	—	$1.1M	2.2%
Fidelity Investment Grade Bond Fund Mutual fund	Mutual Funds	—	—	$1.1M	2.1%
Fidelity Focused Stock Fund Mutual fund	Mutual Funds	—	—	$965K	1.9%
Fidelity Puritan Fund Mutual fund	Mutual Funds	—	—	$953K	1.9%
Fidelity Small Cap Value Fund Mutual fund	Mutual Funds	—	—	$943K	1.9%
Fidelity Freedom 2040 Fund Mutual fund	Mutual Funds	—	—	$821K	1.6%
Fidelity Diversified International Fund Mutual fund	Mutual Funds	—	—	$817K	1.6%
Fidelity Overseas Fund Mutual fund	Mutual Funds	—	—	$795K	1.6%
American Funds American Mutual Fund Mutual fund	Mutual Funds	—	—	$778K	1.5%
Fidelity Extended Market Index Fund Mutual fund	Common Collective Trusts	—	—	$655K	1.3%
Fidelity Freedom 2055 Fund Mutual fund	Mutual Funds	—	—	$575K	1.1%
Fidelity Intermediate Bond Fund Mutual fund	Mutual Funds	—	—	$511K	1.0%
Fidelity Freedom 2025 Fund Mutual fund	Mutual Funds	—	—	$439K	0.9%
Fidelity Real Estate Investment Portfolio Mutual fund	Mutual Funds	—	—	$427K	0.8%
3.25% - 8.50%	Bonds / Notes	—	—	$360K	0.7%
Fidelity Mid-Cap Stock Fund Mutual fund	Mutual Funds	—	—	$315K	0.6%
Fidelity Capital & Income Fund Mutual fund	Mutual Funds	—	—	$298K	0.6%
Fidelity Freedom 2060 Fund Mutual fund	Mutual Funds	—	—	$271K	0.5%
Fidelity Growth Strategies Fund Mutual fund	Mutual Funds	—	—	$266K	0.5%
Fidelity Freedom Income Fund Mutual fund	Mutual Funds	—	—	$260K	0.5%
Fidelity Short-Term Bond Fund Mutual fund	Mutual Funds	—	—	$203K	0.4%
Fidelity Freedom 2015 Fund Mutual fund	Mutual Funds	—	—	$132K	0.3%
Fidelity Freedom 2065 Fund Mutual fund	Mutual Funds	—	—	$122K	0.2%
Fidelity Freedom 2020 Fund Mutual fund	Mutual Funds	—	—	$103K	0.2%
Vanguard Global Capital Cycles Fund Mutual fund	Mutual Funds	—	—	$91K	0.2%
Fidelity Freedom 2010 Fund Mutual fund	Mutual Funds	—	—	$67K	0.1%
Janus Henderson Triton Fund Mutual fund	Mutual Funds	—	—	$12K	<0.1%
Third Avenue Real Estate Value Inst. Fund Mutual fund	Other securities	—	—	$5K	<0.1%