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Original filing (PDF)20250731193643NAL0002827235001
BASTION TECHNOLOGIES, INC.
Form 5500
FILING_RECEIVED
BASTION TECHNOLOGIES 401(K) PLAN
401(k) retirement plan
Active participants
565
Accounts w/ balance
522
Plan assets (EOY)
$74.5M
Net assets (EOY)
$74.5M
How this plan invests
This plan
1 pooled trust
Schedule D
33 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BASTION TECHNOLOGIES, INC..
Plan sponsor
Name
BASTION TECHNOLOGIES, INC.
EIN
76-0586385
Address
17625 EL CAMINO REAL · SUITE 330 · HOUSTON, TX · 77058
Phone
(281) 283-9330
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-31
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
FRIERSON SOLA SIMONTON & KUTAC,PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER AND S | 13-5674085 | — | RECORDKEEPER | $123K | — |
Investments
33 direct securities · 1 pooled fund· $78.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$73.6M
33 holdings
Common Collective Trust
$5.2M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| ISHARES S&P 500 INDEX FD CL K MUTUAL FUNDS | — | — | $7.1M | $11.3M | 15.2% | |
| T ROWE PRICE BLUE CHIP GRTH I MUTUAL FUNDS | — | — | $6.9M | $10.2M | 13.7% | |
| JANUS HENDERSON BALANCED FD N MUTUAL FUNDS | — | — | $6.0M | $7.4M | 9.9% | |
| FEDERATED HERMES CAPITAL PRESERVATI FEDERATED INVESTORS TRUST COMPANY · EIN 22-2712853 / PN 001 | Common Collective Trust | — | — | $5.2M | 6.9% | |
| ACCRUED INCOME ACCRUED INCOME 925 FEDERATED CAPITAL PRESER CL R6 COMMON / COLLECTIVE TRUSTS | — | — | $4.3M | $4.3M | 5.8% | |
| AMERICAN WASHINGTON MUTUAL FUNDS | — | — | $3.5M | $4.3M | 5.8% | |
| JANUS HENDERSON FLEXIBLE BD N MUTUAL FUNDS | — | — | $4.6M | $4.3M | 5.7% | |
| VANGUARD GNMA FUND ADM MUTUAL FUNDS | — | — | $4.3M | $4.0M | 5.4% | |
| MFS INTRNTL INTRINSIC VL FD R6 MUTUAL FUNDS | — | — | $3.4M | $3.0M | 4.0% | |
| VANGUARD SMALL CAP INDEX FUND MUTUAL FUNDS | — | — | $1.6M | $2.0M | 2.7% | |
| JP MORGAN UNDISC MGRS CL R6 MUTUAL FUNDS | — | — | $1.6M | $1.9M | 2.5% | |
| CONESTOGA SMALL CAP FUND INSTL MUTUAL FUNDS | — | — | $1.4M | $1.8M | 2.4% | |
| ISHARES RUSSELL MID-CAP IDX K MUTUAL FUNDS | — | — | $1.5M | $1.8M | 2.4% | |
| AMERICAN WASHINGTON GM MUTUAL FUNDS | — | — | $1.4M | $1.6M | 2.1% | |
| T ROWE PRICE BLUE CHIP GR I GM MUTUAL FUNDS | — | — | $1.2M | $1.5M | 2.0% | |
| JANUS HENDERSON FLXBL BD N GM MUTUAL FUNDS | — | — | $1.6M | $1.4M | 1.9% | |
| PRINCIPAL REAL ESTATE SEC FD I MUTUAL FUNDS | — | — | $1.1M | $1.2M | 1.6% | |
| SELF-DIRECT ACCT OTHER ASSETS | — | — | $1.2M | $1.2M | 1.6% | |
| AMERICAN EUROPACIFIC GROWTH R6 MUTUAL FUNDS | — | — | $1.2M | $1.2M | 1.6% | |
| EATON VANCE ATLANTA MUTUAL FUNDS | — | — | $968K | $1.0M | 1.4% | |
| MFS MID CAP VALUE FUND R6 MUTUAL FUNDS | — | — | $892K | $953K | 1.3% | |
| VANGUARD GNMA FUND ADM GM MUTUAL FUNDS | — | — | $883K | $874K | 1.2% | |
| FEDERATED CAPITAL PRESER R6 GM COMMON / COLLECTIVE TRUSTS | — | — | $837K | $837K | 1.1% | |
| LOAN FUND LOANS | — | — | $763K | $763K | 1.0% | |
| HARTFORD SCHRODERS INTL SDR MUTUAL FUNDS | — | — | $682K | $711K | 1.0% | |
| AMERICAN NEW WORLD FUND MUTUAL FUNDS | — | — | $658K | $689K | 0.9% | |
| MFS MID CAP VALUE FUND R6 GM MUTUAL FUNDS | — | — | $473K | $537K | 0.7% | |
| EATON VANCE ATLANTA GM MUTUAL FUNDS | — | — | $442K | $499K | 0.7% | |
| HARTFORD SCHRODERS INTL SDR GM MUTUAL FUNDS | — | — | $459K | $487K | 0.7% | |
| AMERICAN EUROPACIFIC R6 GM MUTUAL FUNDS | — | — | $449K | $440K | 0.6% | |
| CONESTOGA SML CAP FD INSTL GM MUTUAL FUNDS | — | — | $304K | $356K | 0.5% | |
| AMERICAN NEW WORLD FUND GM MUTUAL FUNDS | — | — | $318K | $335K | 0.5% | |
| JP MORGAN UNDSC MGRS CL R6 GM MUTUAL FUNDS | — | — | $292K | $334K | 0.4% | |
| PRINCIPAL REAL EST SEC FD I GM MUTUAL FUNDS | — | — | $310K | $316K | 0.4% |
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