Chian-HUNG CHEN signed Applied Optoelectronics, Inc.'s 2024 Form 5500 as plan administrator.
Signer names are public record from the Form 5500 e-signature.
Applied Optoelectronics, Inc.'s EIN is 76-0533927.
Download the official 2024 Form 5500 (PDF) for Applied Optoelectronics, Inc. from the U.S. Department of Labor's EFAST2 system.
Download the official 2024 Form 5500 (PDF)Applied Optoelectronics, Inc.'s plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a self-directed brokerage window, automatic enrollment, a default investment (QDIA).
Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VOYA RETIREMENT ADVISORS, LLC | 02-0488491 | — | SERVICE PROVIDER | $7K | — |
| VOYA RETIRE. INSURANCE & ANNUITY CO | 71-0294708 | — | SERVICE PROVIDER | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| Schwab | Mutual Funds | — | — | $7.1M | 17.5% | |
| MFS Investment Management | Mutual Funds | — | — | $3.6M | 8.9% | |
| The Vanguard Group | Mutual Funds | — | — | $3.2M | 7.9% | |
| The Vanguard Group | Mutual Funds | — | — | $3.1M | 7.6% | |
| The Vanguard Group | Mutual Funds | — | — | $2.4M | 5.9% | |
| The Vanguard Group | Mutual Funds | — | — | $2.4M | 5.8% | |
| The Vanguard Group | Mutual Funds | — | — | $2.2M | 5.4% | |
| The Vanguard Group | Mutual Funds | — | — | $1.6M | 4.0% | |
| JPMorgan Chase | Other securities | — | — | $1.3M | 3.2% | |
| MassMutual | Other securities | — | — | $1.2M | 2.8% | |
| Fidelity | Mutual Funds | — | — | $1.0M | 2.5% | |
| Fidelity | Mutual Funds | — | — | $1.0M | 2.5% | |
| The Vanguard Group | Mutual Funds | — | — | $946K | 2.3% | |
| Schwab Personal Choice Retirement Account | Self-Directed Brokerage | — | — | $895K | 2.2% | |
| MFS Investment Management | Mutual Funds | — | — | $846K | 2.1% | |
| Capital Group American Funds | Mutual Funds | — | — | $727K | 1.8% | |
| Fidelity | Mutual Funds | — | — | $652K | 1.6% | |
| The Vanguard Group | Mutual Funds | — | — | $615K | 1.5% | |
| Capital Group American Funds | Mutual Funds | — | — | $608K | 1.5% | |
| The Vanguard Group | Mutual Funds | — | — | $513K | 1.3% | |
| The Vanguard Group | Mutual Funds | — | — | $500K | 1.2% | |
| Dimensional Fund Advisors | Mutual Funds | — | — | $448K | 1.1% | |
| Dodge & Cox | Mutual Funds | — | — | $430K | 1.1% | |
| The Vanguard Group | Mutual Funds | — | — | $324K | 0.8% | |
| Capital Group American Funds | Mutual Funds | — | — | $271K | 0.7% | |
| Fidelity | Mutual Funds | — | — | $264K | 0.7% | |
| Participant loans | Participant loans | — | — | $217K | 0.5% | |
| Capital Group American Funds | Mutual Funds | — | — | $214K | 0.5% | |
| Dimensional Fund Advisors | Mutual Funds | — | — | $152K | 0.4% | |
| Victory Capital Management | Other securities | — | — | $143K | 0.4% | |
| Eaton Vance | Other securities | — | — | $131K | 0.3% | |
| Dimensional Fund Advisors | Mutual Funds | — | — | $128K | 0.3% | |
| Brandywine Global Incorporated | Other securities | — | — | $104K | 0.3% | |
| The Vanguard Group | Mutual Funds | — | — | $91K | 0.2% | |
| Pacific Investment Management Company, LLC | Common Stocks | — | — | $81K | 0.2% | |
| The Vanguard Group | Mutual Funds | — | — | $50K | 0.1% | |
| Schwab | Mutual Funds | — | — | $35K | <0.1% | |
| The Vanguard Group | Mutual Funds | — | — | $16K | <0.1% | |
| MAP VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY SEPARATE ACCOUNT D · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $0 | <0.1% |
Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.
| ONEDIGITAL INVESTMENT ADVISORS | 41-1451524 | — | SERVICE PROVIDER | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALLIANCE BENEFIT GROUP OF HOUSTON I | — | HOUSTON, TX | THIRD PARTY ADMINISTRATOR | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $41 | — |
