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Original filing (PDF)20251008113218NAL0005771697001
DAIKIN COMFORT TECHNOLOGIES MANUFACTURING, L.P.
Form 5500
FILING_RECEIVED
THE DAIKIN 401(K) PLAN
401(k) retirement plan
Signals · 2
No recordkeeper disclosed6 service providers
Active participants
12,035
Accounts w/ balance
12,428
Plan assets (EOY)
$635.3M
Net assets (EOY)
$635.3M
How this plan invests
This plan
14 pooled trusts
Schedule D
23 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 12 bps in Schedule C fees — 102% above peer band of 6 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DAIKIN COMFORT TECHNOLOGIES MANUFACTURING, L.P..
Plan sponsor
Name
DAIKIN COMFORT TECHNOLOGIES MANUFACTURING, L.P.
EIN
76-0423371
Address
19001 KERMIER RD., · WALLER, TX · 774848810
Phone
(713) 263-5895
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-08
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
STULB & ASSOCIATES, APAC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsAdvisor / Consultant
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERCER INVESTMENTS LLC | 76-0423371 | — | INVESTMENT ADVISORY | $38K | — |
| MERCER | 13-2834414 | — | INVESTMENT ADVISORY | $38K | — |
| WILSHIRE ADVISORS LLC | 95-2755361 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $654K | — |
Accountant / Auditor
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| REHMANN ROBSON | 38-3635706 | — | ACCOUNTANT | $23K | — |
| WILLIAMS DISTRIBUTING CO | 38-1860494 | — | ACCOUNTANT | $15K | — |
Investments
11 direct securities · 14 pooled funds· $618.6M(97% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$395.3M
11 holdings
Common Collective Trust
$223.3M
14 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds Mutual Fund - American Balanced Fund R6 | — | — | — | $143.6M | 22.6% | |
| Vanguard Group Mutual Fund - US Growth Fund | — | — | — | $78.7M | 12.4% | |
| INVESCO STABLE VALUE TR CLS B1 INVESCO NATIONAL TRUST CO · EIN 84-1142974 / PN 001 | Common Collective Trust | — | — | $62.1M | 9.8% | |
| Fidelity Investments Mutual Fund - 500 Index Fund | — | — | — | $51.8M | 8.1% | |
| SSGA TARGET RET 2040 VI FD STATE STREET BANK AND TRUST COMPANY · EIN 90-0337987 / PN 318 | Common Collective Trust | — | — | $30.1M | 4.7% | |
| Dodge and Cox Funds Mutual Fund - Foreign Stock Fund | — | — | — | $30.1M | 4.7% | |
| SSGA TARGET RET 2030 VI FD STATE STREET BANK AND TRUST COMPANY · EIN 90-0337987 / PN 316 | Common Collective Trust | — | — | $29.8M | 4.7% | |
| T. Rowe Price Funds Mutual Fund - Small Cap Stock | — | — | — | $26.8M | 4.2% | |
| Fidelity Investments Mutual Fund - Extended Market Index Fund | — | — | — | $20.4M | 3.2% | |
| SSGA TARGET RET 2035 VI FD STATE STREET BANK AND TRUST COMPANY · EIN 90-0337987 / PN 317 | Common Collective Trust | — | — | $18.4M | 2.9% | |
| SSGA TARGET RET 2050 VI FD STATE STREET BANK AND TRUST COMPANY · EIN 90-0337987 / PN 320 | Common Collective Trust | — | — | $16.1M | 2.5% | |
| Participant Loans Maturity Dates Ranging from 2025 to 2045 and Interest Rates Ranging from 4.25% to 10.50% | — | — | — | $15.0M | 2.4% | |
| American Funds Mutual Fund - Europacific Growth Fund R6 | — | — | — | $14.9M | 2.3% | |
| SSGA TARGET RET 2045 VI FD STATE STREET BANK AND TRUST COMPANY · EIN 90-0337987 / PN 319 | Common Collective Trust | — | — | $14.5M | 2.3% | |
| LOOMIS SAYLES INV GRD BD TR D LOOMIS SAYLES TRUST COMPANY LLC · EIN 84-6391546 / PN 004 | Common Collective Trust | — | — | $14.3M | 2.3% | |
| SSGA TARGET RET 2025 VI FD STATE STREET BANK AND TRUST COMPANY · EIN 90-0337987 / PN 315 | Common Collective Trust | — | — | $11.9M | 1.9% | |
| SSGA TARGET RET 2055 VI FD STATE STREET BANK AND TRUST COMPANY · EIN 90-0337987 / PN 325 | Common Collective Trust | — | — | $8.1M | 1.3% | |
| SSGA TARGET RET 2060 VI FD STATE STREET BANK AND TRUST COMPANY · EIN 90-0337987 / PN 454 | Common Collective Trust | — | — | $6.8M | 1.1% | |
| Fidelity Investments Mutual Fund - U.S. Bond Index Fund | — | — | — | $6.6M | 1.0% | |
| Fidelity Investments Mutual Fund - Total International Index Fund | — | — | — | $5.3M | 0.8% | |
| SSGA TARGET RET 2020 VI FD STATE STREET BANK AND TRUST COMPANY · EIN 90-0337987 / PN 314 | Common Collective Trust | — | — | $5.3M | 0.8% | |
| SSGA TARGET RET 2065 VI FD STATE STREET GLOBAL ADVISORS · EIN 32-6528132 / PN 049 | Common Collective Trust | — | — | $3.7M | 0.6% | |
| State Street Bank and Trust Common/Collective Trust Fund - Target Return Income | — | — | — | $2.0M | 0.3% | |
| SSGA TARGET RET INC VI FD STATE STREET BANK AND TRUST COMPANY · EIN 90-0337987 / PN 326 | Common Collective Trust | — | — | $2.0M | 0.3% | |
| MORLEY STABLE VALUE FUND PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |