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Original filing (PDF)20250923111821NAL0002522771001
PATRICK O'CONNOR & ASSOCIATES LP
Form 5500
FILING_RECEIVED
O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
168
Accounts w/ balance
173
Plan assets (EOY)
$12.1M
Net assets (EOY)
$12.1M
How this plan invests
This plan
1 pooled trust
Schedule D
16 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 63 bps in Schedule C fees — 119% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PATRICK O'CONNOR & ASSOCIATES LP.
Plan sponsor
Name
PATRICK O'CONNOR & ASSOCIATES LP
DBA
O'CONNOR & ASSOCIATES
EIN
76-0419951
Address
2200 NORTH LOOP WEST · SUITE 200 · HOUSTON, TX · 77018
Phone
(713) 375-4345
Industry
Real Estatesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-23
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
ARMANINO LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsOther
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STANCORP FINANCIAL GROUP | 93-1253576 | — | NONE | $77K | — |
Investments
16 direct securities · 1 pooled fund· $22.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$11.9M
16 holdings
Pooled Separate Account
$10.6M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT A STANDARD INSURANCE COMPANY · EIN 93-0242990 / PN 005 | Pooled Separate Account | — | — | $10.6M | 87.7% | |
| 11 The Standard Insurance Company Vanguard 500 Index Fund | — | — | — | $2.7M | 22.6% | |
| 9 The Standard Insurance Company PGIM Total Return Bond Fund | — | — | — | $2.1M | 17.5% | |
| 16 * The Standard Insurance Company The Standard Stable Asset Fund | — | — | — | $1.3M | 11.1% | |
| 5 The Standard Insurance Company Goldman Sachs International Equity Insights Fund | — | — | — | $1.2M | 9.7% | |
| 7 The Standard Insurance Company JP Morgan Large Cap Growth Fund | — | — | — | $1.1M | 8.9% | |
| 10 The Standard Insurance Company T. Rowe Price Balanced Fund | — | — | — | $750K | 6.2% | |
| 4 The Standard Insurance Company DFA US Large Cap Value Fund | — | — | — | $737K | 6.1% | |
| 12 The Standard Insurance Company Vanguard Growth Index Fund | — | — | — | $533K | 4.4% | |
| 3 The Standard Insurance Company Columbia Small Cap Index Fund | — | — | — | $500K | 4.1% | |
| 14 The Standard Insurance Company Vanguard Mid Cap Value Index Fund | — | — | — | $293K | 2.4% | |
| 8 The Standard Insurance Company Neuberger Berman Mid Cap Growth Fund | — | — | — | $265K | 2.2% | |
| 2 The Standard Insurance Company American Funds New Perspective Fund | — | — | — | $168K | 1.4% | |
| 15 The Standard Insurance Company Voya Small Cap Growth Fund | — | — | — | $104K | 0.9% | |
| 13 The Standard Insurance Company Vanguard Mid Cap Index Fund | — | — | — | $90K | 0.7% | |
| 1 The Standard Insurance Company AllSpring Special Small Cap Value Fund | — | — | — | $47K | 0.4% | |
| 6 The Standard Insurance Company JP Morgan Equity Income Fund | — | — | — | $29K | 0.2% |
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