Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $18K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LPL FINANCIAL | — | SAN DIEGO, CA | INVESTMENT ADVISOR | $14K | — |
| Name | EIN | Location | Relation | Direct comp |
|---|
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Group, Inc. Vanguard 500 Index Admiral | — | — | — | $2.4M | 13.8% | |
| Vanguard Group, Inc. Vanguard Target Retirement 2030 Inv | — | — | — | $2.0M | 11.4% | |
| Vanguard Group, Inc. Vanguard Target Retirement 2035 Inv | — | — | — | $1.4M | 7.8% | |
| Great-West Life & Annuity Insurance Company Empower Self Directed Brokerage Accounts | — | — | — | $1.1M |
| Indirect comp |
|---|
| EMPOWER FINANCIAL SERVICES, INC. | — | GREENWOOD VILLAGE, CO | SECURITIES BROKER | $50 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $16K | — |
| EMPOWER FINANCIAL SERVICES, INC. | — | GREENWOOD VILLAGE, CO | OTH INV COMM & FEES | $10 | — |
| EMPOWER FINANCIAL SERVICES, INC. | — | GREENWOOD VILLAGE, CO | SHAREHOLDER SRVCING FEES | $0 | — |
| 6.3% |
| Vanguard Group, Inc. Vanguard Target Retirement 2045 Inv | — | — | — | $931K | 5.2% |
| Great-West Life & Annuity Insurance Company Key Guaranteed Portfolio Fund (IKGPF) | — | — | — | $847K | 4.8% |
| Vanguard Group, Inc. Vanguard Target Retirement 2050 Inv | — | — | — | $804K | 4.5% |
| Vanguard Group, Inc. Vanguard Target Retirement 2040 Inv | — | — | — | $801K | 4.5% |
| Vanguard Group, Inc. Vanguard US Growth Adm | — | — | — | $593K | 3.3% |
| Quasar Distributors, LLC Primcap Odyssey Stock | — | — | — | $587K | 3.3% |
| Janus Henderson Investors Janus Henderson Enterprise N | — | — | — | $564K | 3.2% |
| Fidelity US Bond Index | — | — | — | $492K | 2.8% |
| Vanguard Group, Inc. Vanguard Mid Cap Index Fund - Admiral | — | — | — | $468K | 2.6% |
| Vanguard Group, Inc. Vanguard Developed Markets Index Admiral | — | — | — | $449K | 2.5% |
| Vanguard Group, Inc. Vanguard Target Retirement Income Inv | — | — | — | $396K | 2.2% |
| American Funds Distributors, Inc. American Funds American Balanced R6 | — | — | — | $379K | 2.1% |
| Vanguard Group, Inc. Vanguard Target Retirement 2020 Inv | — | — | — | $374K | 2.1% |
| Invesco Ltd. Invesco Diversified Dividend R6 | — | — | — | $337K | 1.9% |
| American Funds Distributors, Inc. American Funds Global Balanced R6 | — | — | — | $285K | 1.6% |
| Vanguard Group, Inc. Vanguard Small Cap Index Adm | — | — | — | $267K | 1.5% |
| Vanguard Group, Inc. Vanguard Target Retirement 2025 Inv | — | — | — | $245K | 1.4% |
| Vanguard Group, Inc. Vanguard Reit Index Adm | — | — | — | $228K | 1.3% |
| 9.50% with various due dates -0- | — | — | — | $226K | 1.3% |
| Vanguard Group, Inc. Vanguard Target Retirement 2055 Inv | — | — | — | $196K | 1.1% |
| Vanguard Group, Inc. Vanguard Inflation-protected Secs Adm | — | — | — | $185K | 1.0% |
| Vanguard Group, Inc. Vanguard Balanced Index Adm | — | — | — | $177K | 1.0% |
| Vanguard Group, Inc. Vanguard Emerging Mkts Stock Idx Adm | — | — | — | $175K | 1.0% |
| Quasar Distributors, LLC Brown Advisory Small-cap Growth Inst | — | — | — | $153K | 0.9% |
| American Funds Distributors, Inc. American Funds EuroPacific Growth R6 | — | — | — | $98K | 0.6% |
| Empower Capital Management, LLC Empower Infl-Protd Secs Instl | — | — | — | $93K | 0.5% |
| Vanguard Group, Inc. Vanguard Mortgage-Backed Secs Idx Adm | — | — | — | $89K | 0.5% |
| American Funds Distributors, Inc. American Funds Growth Fund Of Amer R6 | — | — | — | $85K | 0.5% |
| MFS Fund Distributors, Inc. MFS Mid Cap Value Fund R6 | — | — | — | $60K | 0.3% |
| Legg Mason, Inc. Western Asset Core Plus Bond Is | — | — | — | $52K | 0.3% |
| T. Rowe Price T Rowe Price Global Allocation 1 | — | — | — | $48K | 0.3% |
| MFS Fund Distributors, Inc. Mfs New Discovery Value R6 | — | — | — | $38K | 0.2% |
| American Funds Distributors, Inc. American Funds New World R6 | — | — | — | $23K | 0.1% |
| Federated Investors, Inc. Federated Instl High Yield Bond R6 | — | — | — | $23K | 0.1% |
| Great-West Life & Annuity Insurance Company Key Guaranteed Portfolio Fund (4KGPF) | — | — | — | $1K | <0.1% |
