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Original filing (PDF)20250919134652NAL0001103731001
MANAGEMENT CONTROLS, INC.
Form 5500
FILING_RECEIVED
MANAGEMENT CONTROLS, INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
167
Accounts w/ balance
189
Plan assets (EOY)
$18.9M
Net assets (EOY)
$18.9M
How this plan invests
This plan
1 pooled trust
Schedule D
23 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
- 41 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MANAGEMENT CONTROLS, INC..
Plan sponsor
Name
MANAGEMENT CONTROLS, INC.
EIN
76-0392753
Address
15600 JOHN F KENNEDY BOULEVARD · SUITE 850 · HOUSTON, TX · 77032
Phone
(281) 590-5881
Industry
Software Publishers· Information / Tech / Mediasee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-19
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BDG-CPAS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $27K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MBG RETIREMENT INC | 76-0392127 | — | ADVISOR | $38K | — |
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $11K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
22 direct securities · 1 pooled fund· $18.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$18.5M
22 holdings
Common Collective Trust
$414K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund Mutual Fund ** 7 $ | — | — | — | $3.6M | 19.1% | |
| Fidelity Freedom Index 2040 Fund Institutional Premium Class Mutual Fund | — | — | — | $2.0M | 10.6% | |
| Fidelity Freedom Index 2035 Fund Institutional Premium Class Mutual Fund | — | — | — | $1.8M | 9.5% | |
| Fidelity Large Cap Growth Index Mutual Fund | — | — | — | $1.7M | 8.9% | |
| Fidelity Freedom Index 2045 Fund Institutional Premium Class Mutual Fund | — | — | — | $1.1M | 5.8% | |
| Fidelity Freedom Index 2055 Fund Institutional Premium Class Mutual Fund | — | — | — | $1.1M | 5.6% | |
| Fidelity Mid Cap Index Fund Mutual Fund | — | — | — | $929K | 4.9% | |
| Fidelity Freedom Index 2030 Fund Institutional Premium Class Mutual Fund | — | — | — | $907K | 4.8% | |
| Fidelity Small Cap Index Fund Mutual Fund ** 16 | — | — | — | $675K | 3.6% | |
| Fidelity International Index Fund Mutual Fund | — | — | — | $637K | 3.4% | |
| Fidelity Freedom Index 2050 Fund Institutional Premium Class Mutual Fund | — | — | — | $617K | 3.3% | |
| American Funds American Mutual Fund Class R-6 Mutual Fund | — | — | — | $584K | 3.1% | |
| American Funds New Perspective Fund Class R-6 Mutual Fund | — | — | — | $583K | 3.1% | |
| Fidelity Freedom Index 2060 Fund Institutional Premium Class Mutual Fund | — | — | — | $505K | 2.7% | |
| PGIM Total Return Bond Fund-Class R6 Mutual Fund | — | — | — | $480K | 2.5% | |
| PIMCO STABLE INC 1 SEI TRUST COMPANY · EIN 45-4367155 / PN 036 | Common Collective Trust | — | — | $414K | 2.2% | |
| Participant loans Interest rates from 4.25% to 9.50%; Various maturities -0- | — | — | — | $350K | 1.9% | |
| Fidelity Emerging Markets Index Fund Mutual Fund | — | — | — | $348K | 1.8% | |
| Fidelity Freedom Index 2015 Fund Institutional Premium Class Mutual Fund | — | — | — | $233K | 1.2% | |
| Fidelity Freedom Index 2020 Fund Institutional Premium Class Mutual Fund | — | — | — | $151K | 0.8% | |
| Fidelity Freedom Index 2065 Fund Institutional Premium Class Mutual Fund | — | — | — | $114K | 0.6% | |
| DFA Real Estate Securities Portfolio Institutional Class Mutual Fund | — | — | — | $93K | 0.5% | |
| Fidelity Freedom Index 2025 Fund Institutional Premium Class Mutual Fund | — | — | — | $50K | 0.3% |
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