Back to filter
Original filing (PDF)20250917041558NAL0000119457001
AIV, L.P.
Form 5500
FILING_RECEIVED
AIV, L.P. 401(K) PLAN
401(k) retirement plan
Active participants
288
Accounts w/ balance
272
Plan assets (EOY)
$33.7M
Net assets (EOY)
$33.7M
How this plan invests
This plan
42 pooled trusts
Schedule D
42 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AIV, L.P..
Plan sponsor
Name
AIV, L.P.
EIN
76-0325317
Address
22806 NORTHWEST LAKE DRIVE · HOUSTON, TX · 77095
Phone
(713) 462-4181
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-17
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
HARPER & PEARSON COMPANY P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JOHN HANCOCK LIFE INSURANCE COMPANY | 01-0233346 | BUFFALO, NY | RECORDKEEPER | $43K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RAYMOND JAMES INSURANCE GROUP INC | — | ST PETERSBURG, FL | ADVISOR | $45K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NOVA 401 (K) ASSOCIATES | — | HOUSTON, TX | THIRD PARTY ADMINISTRATOR | $14K | — |
Investments
42 pooled funds· $32.5M(96% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AMER TARGET 2045 FUND R6 JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $3.8M | 11.2% | |
| FIDELITY BLUE CHIP GROWTH K6 JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $3.3M | 9.8% | |
| AMER TARGET 2030 FUND R6 JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $3.0M | 9.0% | |
| VANGUARD VALUE INDEX FD ADM JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $2.0M | 6.1% | |
| AMER TARGET 2040 FUND R6 JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $2.0M | 6.1% | |
| AMER TARGET 2050 FUND R6 JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $2.0M | 5.8% | |
| VANGUARD GROWTH INDEX FD ADM JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $1.8M | 5.3% | |
| VANGUARD INFO TECH IDX ADMIRAL JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $1.5M | 4.3% | |
| DFA US LARGE COMPANY PRT INST JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $1.2M | 3.4% | |
| AMER TARGET 2035 FUND R6 JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $984K | 2.9% | |
| AMER TARGET 2020 FUND R6 JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $968K | 2.9% | |
| MADISON MID CAP FUND R6 JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $837K | 2.5% | |
| MFS NEW DISCOVERY VALUE R6 JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $818K | 2.4% | |
| VANGUARD TTL STK MRKT INDX AD JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $788K | 2.3% | |
| VANGUARD DEV MRKTS INDX ADM JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $780K | 2.3% | |
| AMER TARGET 2055 FUND R6 JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $740K | 2.2% | |
| VOYA INTERMEDIATE BOND I JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $708K | 2.1% | |
| AMER TARGET 2060 FUND R6 JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $613K | 1.8% | |
| VANGUARD MID CAP INDEX ADM JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $590K | 1.8% | |
| VANGUARD SM CAP VAL IND (ADM) JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $532K | 1.6% | |
| GG METLIFE GAC 25554 CL J JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $493K | 1.5% | |
| VANGUARD L-T INVEST GRADE ADML JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $472K | 1.4% | |
| VANGUARD MID-CAP VAL INDEX ADM JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $401K | 1.2% | |
| MFS INTERNATIONAL EQUITY R6 JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $399K | 1.2% | |
| VANGUARD SMALL GROWTH ADML JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $278K | 0.8% | |
| FIDELITY ADV INTL GROWTH Z JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $246K | 0.7% | |
| VICTORY SYCA EST VALUE I JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $197K | 0.6% | |
| JPMORGAN EMERGING MKTS EQTY R5 JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $158K | 0.5% | |
| VANGUARD MIDCAP GRWTH IND ADM JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $147K | 0.4% | |
| COHEN & STEERS REAL EST SEC I JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $122K | 0.4% | |
| VANGUARD SM CAP INDEX FD ADM JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $117K | 0.3% | |
| PIMCO INCOME FUND INST JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $97K | 0.3% | |
| VANGUARD EQUITY INCOME FD ADM JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $97K | 0.3% | |
| AMER TARGET 2025 FUND R6 JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $84K | 0.3% | |
| AMER TARGET 2010 FUND R6 JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $82K | 0.2% | |
| COLUMBIA SM CAP GR I INST 3 JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $56K | 0.2% | |
| JPMORGAN US SMALL COMPANY R6 JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $36K | 0.1% | |
| AMERICAN FUNDS 2065 TD RET R6 JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $27K | <0.1% | |
| LORD ABBETT HIGH YIELD CL R6 JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $21K | <0.1% | |
| MERIDIAN CONTRARIAN INVESTOR C JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $10K | <0.1% | |
| AMER TARGET 2015 FUND R6 JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $1K | <0.1% | |
| PIMCO GOV MONEY MARKET ADMIN JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $151 | <0.1% |
Related plans
Other plans using RAYMOND JAMES INSURANCE GROUP INC
COADVANTAGE CORPORATION
COADVANTAGE CORPORATION RETIREMENT SAVINGS PLAN
$1.2B · 76,258 participants
EMERGENCY MEDICAL ASSOCIATES OF TAMPA BAY, LLC
EMATB, LLC RETIREMENT PLAN
$77.6M · 141 participants
PROFESSIONAL COMPOUNDING CENTERS
PCCA EMPLOYEES' 401(K) SAVINGS PLAN
$46.5M · 364 participants
PUBLIC POLICY HOLDING COMPANY, INC.
PUBLIC POLICY HOLDING COMPANY, INC. 401(K) PLAN
$39.3M · 334 participants
ED STAUB & SONS PETROLEUM INC.
ED STAUB & SONS PETROLEUM INC. 401(K) PROFIT SHARING PLAN
$31.5M · 366 participants
GRAYSON & ASSOCIATES, P.C.
GRAYSON & ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN
$24.7M · 86 participants
Similar-size Wholesale Trade plans
OSTERMAN & COMPANY, INC.
OSTERMAN & COMPANY, INC. 401(K) PROFIT SHARING PLAN
$33.7M · 114 participants
MDC INTERIOR SOLUTIONS, LLC
MDC INTERIOR SOLUTIONS, LLC EMPLOYEES' 401(K) SAVINGS PLAN
$33.5M · 248 participants
LINDSTROM, LLC
STAR STAINLESS SCREW CO. SAVINGS AND INVESTMENT PLAN
$34.0M · 861 participants
SHIVELY BROS., INC.
SHIVELY BROS., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST
$33.4M · 218 participants
DIESEL FORWARD, INC.
DIESEL FORWARD, INC. RETIREMENT PLAN
$33.2M · 272 participants
NEFCO HOLDING COMPANY LLC
NEFCO HOLDING COMPANY LLC 401(K) PROFIT SHARING PLAN
$34.2M · 1,102 participants
Large plans in Texas
AT&T INC.
AT&T RETIREMENT SAVINGS PLAN
$43.1B · 102,760 participants
AT&T INC.
AT&T SAVINGS PLAN MASTER TRUST
$42.6B
AT&T INC.
SBC MASTER PENSION TRUST
$30.6B
AT&T INC.
AT&T PENSION BENEFIT PLAN
$28.3B · 93,065 participants
AMERICAN AIRLINES, INC. - RETIREMENT
MASTER TRUST FOR DC PLANS OF AMERICAN AIRLINES, INC. AND AFFILIATES
$27.7B
SAMMONS ENTERPRISES, INC.
SAMMONS ENTERPRISES, INC. EMPLOYEE STOCK OWNERSHIP PLAN
$23.9B · 3,454 participants