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Original filing (PDF)20251013100926NAL0000461107001
HOUSTON PILOTS
Form 5500
FILING_RECEIVED
HOUSTON PILOTS 401(K) PLAN
401(k) retirement plan
Signals · 2
34% in single holding6 service providers
Active participants
142
Accounts w/ balance
188
Plan assets (EOY)
$136.8M
Net assets (EOY)
$136.8M
How this plan invests
This plan
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
92
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
83
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Charles Schwab Instl Personal Choice Retment Account" is 34% of plan.
- 13 bps in Schedule C fees — modestly above peer band of 10 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HOUSTON PILOTS.
Plan sponsor
Name
HOUSTON PILOTS
EIN
76-0289736
Address
203 DEERWOOD GLEN DR · DEER PARK, TX · 77536
Phone
(281) 476-8212
Industry
Transportation & Warehousingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
WEINSTEIN SPIRA & COMPANY, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | 13-3689044 | — | RECORDKEEPER | $16K | — |
Advisor / Consultant
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AVIDIAN WEALTH SOLUTIONS LLC | 06-1667250 | — | INVESTMENT ADVISOR | $134K | — |
| FCA CORP | 76-0076528 | — | INVESTMENT ADVISOR | $15K | — |
| HOPWOOD FINANCIAL SERVICES INC | 16-1677964 | — | INVESTMENT ADVISOR | $5K | — |
Broker
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | SECURITIES BROKER | $1K | — |
| NATIONAL FINANCIAL SERVICES | 04-3523567 | — | SECURITIES BROKER | $0 | — |
Investments
34 direct securities· $136.7M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Charles Schwab Instl Personal Choice Retment Account | — | — | — | $46.4M | 33.9% | |
| Transamerica Life Ins Co Transamerica Guaranteed Inv Option | — | — | — | $10.0M | 7.3% | |
| Vanguard Instl Index | — | — | — | $8.3M | 6.1% | |
| American Funds American Funds 2035 Trgt Dt Ret R6 | — | — | — | $7.9M | 5.8% | |
| JPMorgan Lg Cap Gr R6 | — | — | — | $7.3M | 5.3% | |
| American Funds American Funds 2025 Trgt Dt Ret R6 | — | — | — | $6.4M | 4.7% | |
| American Funds American Funds 2045 Trgt Dt Ret R6 | — | — | — | $6.2M | 4.6% | |
| Transamerica Capital, Inc. Transamerica Core Bd R4 | — | — | — | $5.8M | 4.2% | |
| American Funds American Funds 2040 Trgt Dt Ret R6 | — | — | — | $5.3M | 3.9% | |
| American Funds American Funds American Mtl R6 | — | — | — | $4.3M | 3.1% | |
| Vanguard Small Cap Index Adm | — | — | — | $4.1M | 3.0% | |
| PIMCO Real Return A | — | — | — | $3.9M | 2.9% | |
| American Funds American Funds 2050 Trgt Dt Ret R6 | — | — | — | $3.1M | 2.3% | |
| Vanguard High-Yield Corporate Adm | — | — | — | $2.3M | 1.7% | |
| Vanguard Mid Cap Index Adm | — | — | — | $2.2M | 1.6% | |
| Fidelity Total Intl Index | — | — | — | $2.1M | 1.6% | |
| American Funds American Funds EuroPacific Gr R6 | — | — | — | $1.8M | 1.3% | |
| American Funds American Funds 2030 Trgt Dt Ret R6 | — | — | — | $1.8M | 1.3% | |
| American Funds American Funds 2010 Trgt Dt Ret R6 | — | — | — | $1.5M | 1.1% | |
| Dimensional DFA Real Estate Securities I | — | — | — | $1.2M | 0.9% | |
| Vanguard Total Intl Bd Idx Admiral | — | — | — | $755K | 0.6% | |
| American Funds American Funds 2020 Trgt Dt Ret R6 | — | — | — | $738K | 0.5% | |
| American Funds American Funds 2055 Trgt Dt Ret R6 | — | — | — | $595K | 0.4% | |
| Allspring Special Small Cap Val A | — | — | — | $547K | 0.4% | |
| Vanguard Explorer Adm | — | — | — | $444K | 0.3% | |
| Dimensional DFA Intl Small Co I | — | — | — | $277K | 0.2% | |
| American Funds American Funds New World R6 | — | — | — | $236K | 0.2% | |
| Eagle Carillon Eagle Mid Cap Gr I | — | — | — | $235K | 0.2% | |
| Vanguard Intl Val | — | — | — | $231K | 0.2% | |
| Vanguard Intl Gr Adm | — | — | — | $212K | 0.2% | |
| American Funds American Funds 2060 Trgt Dt Ret R6 | — | — | — | $89K | <0.1% | |
| American Funds American Funds 2065 Trgt Dt Ret R6 | — | — | — | $79K | <0.1% | |
| Allspring Spec Mid Cap Val A | — | — | — | $78K | <0.1% | |
| Participants Notes Receivable with interest rates of 8.75% to 9.50% | — | — | — | $43K | <0.1% |
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