This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| DFA International Value I Fd Registered Investment Company * Principal Life Insurance Company $0.00 | — | — | — |
| $340.1M |
| 29.4% |
| Great Gray Trust Company $0.00 | Common Collective Trusts | — | — | $212.0M | 18.3% |
| CLEARBRIDGE LR CP GRWTH CIT GREAT GRAY TRUST COMPANY · EIN 82-3106705 / PN 345 | Common Collective Trust | — | — | $212.0M | 18.3% |
| LgCp S&P 500 Index Registered Investment Company * Principal Life Insurance Company $0.00 | — | — | — | $134.0M | 11.6% |
| Neuberger Berman Lg Cap Val Fd Registered Investment Company The American Funds $0.00 | — | — | — | $115.3M | 10.0% |
| SmCap S&P 600 Index Common/Collective Trust Charles Schwab Bank $0.00 | — | — | — | $86.1M | 7.4% |
| SCHWAB INSTL FIX INC CR PLUS CHARLES SCHWAB BANK · EIN 81-0625170 / PN 003 | Common Collective Trust | — | — | $86.1M | 7.4% |
| Prin SmCap Growth I Sep Acct Registered Investment Company * Principal Life Insurance Company $0.00 | — | — | — | $81.4M | 7.0% |
| Clearbridge Lr Cp Grwth CIT R3 Registered Investment Company Wilmington Trust $0.00 | — | — | — | $66.4M | 5.7% |
| MidCap S&P 400 Idx Pooled Separate Accounts * Principal Life Insurance Company $0.00 | — | — | — | $65.2M | 5.6% |
| PRIN SMCAP GROWTH I SEP ACCT PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 070 | Pooled Separate Account | — | — | $65.2M | 5.6% |
| Schwab Instl Fix Inc Cr Plus Registered Investment Company PIMCO $0.00 | — | — | — | $44.8M | 3.9% |
| Am Fds EuroPacific Grth Fd Registered Investment Company Dimensional Fund Advisors $0.00 | — | — | — | $12.4M | 1.1% |
