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Original filing (PDF)20251013143805NAL0001441025001
UNITED WAY OF METROPOLITAN DALLAS, INC.
Form 5500
FILING_RECEIVED
403(B) SAVINGS PLAN FOR UNITED WAY OF METROPOLITAN DALLAS, INC.
403(b) retirement plan
Active participants
80
Accounts w/ balance
111
Plan assets (EOY)
$8.4M
Net assets (EOY)
$8.4M
How this plan invests
This plan
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UNITED WAY OF METROPOLITAN DALLAS, INC..
Plan sponsor
Name
UNITED WAY OF METROPOLITAN DALLAS, INC.
EIN
75-6005352
Address
1800 N LAMAR STREET · DALLAS, TX · 752021701
Phone
(214) 978-0005
Industry
Other Services (ex. Public Admin)see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
004
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsAdvisor / Consultant
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WOODBURY FINANCIAL SVCS | 41-0944586 | — | INVESTMENT ADVISORY | $0 | — |
| OSAIC WEALTH INC | 93-0987232 | — | INVESTMENT ADVISORY | $0 | — |
| WILSHIRE ADVISORS LLC | 95-2755361 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $48K | — |
Investments
30 direct securities· $8.4M(100% of reported assets)
Uncategorized
$7.7M
29 holdings
Mutual Funds
$749K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Class * Principal Trust Company Principal LifeTime 2040 Fund R-2 N/R | — | — | — | $1.3M | 15.8% | |
| Class * Principal Trust Company Principal LifeTime 2025 Fund R-2 N/R | — | — | — | $1.0M | 12.5% | |
| Class * Principal Trust Company Principal LifeTime 2035 Fund R-2 N/R | — | — | — | $1.0M | 12.4% | |
| s * Principal Trust Company Principal LifeTime 2050 Fund R-2 N/R | Mutual Funds | — | — | $749K | 9.0% | |
| Principal Trust Company Principal LifeTime 2055 Fund R-2 N/R | — | — | — | $528K | 6.3% | |
| Class PGIM Investments, LLC PGIM Jennison Growth R Fund N/R | — | — | — | $513K | 6.1% | |
| Class Columbus Circle Investors Columbus MidCap Growth R2 Fund N/R | — | — | — | $422K | 5.0% | |
| Fidelity Investments Fidelity Advisor High Income N/R | — | — | — | $380K | 4.5% | |
| Group Annuity Contract * Principal Life Insurance Principal Fixed Income Guaranteed N/R | — | — | — | $348K | 4.2% | |
| Class * Principal Trust Company Principal LifeTime Strategic Income N/R | — | — | — | $330K | 3.9% | |
| Class * Principal Trust Company Principal LifeTime 2045 Fund R-2 N/R | — | — | — | $246K | 2.9% | |
| R3 Fund * Principal Trust Company Principal MidCap S&P 400 Index N/R | — | — | — | $244K | 2.9% | |
| Advisor Fund * Principal Trust Company Principal SmallCap S&P 600 Index N/R | — | — | — | $230K | 2.8% | |
| Advantage T Fund * Principal Trust Company Principal LifeTime 2030 Fund R-2 N/R | — | — | — | $208K | 2.5% | |
| Principal Trust Company Principal LifeTime 2015 Fund R-2 N/R | — | — | — | $184K | 2.2% | |
| Class * Principal Trust Company Principal LifeTime 2065 Fund N/R | — | — | — | $122K | 1.5% | |
| Class * Principal Trust Company Principal LifeTime 2060 Fund R-2 N/R | — | — | — | $83K | 1.0% | |
| Company Option * Participant Loans Interest rates: 5.25% - 10.50% $0 | — | — | — | $71K | 0.8% | |
| (E) | — | — | — | $71K | 0.8% | |
| Fund R3 * Principal Trust Company Principal LargeCap Growth Fund I N/R | — | — | — | $70K | 0.8% | |
| Principal Trust Company Principal LifeTime 2020 Fund R-2 N/R | — | — | — | $67K | 0.8% | |
| Federated Investment Mgmt. Federated Hermes Kaufmann Small N/R | — | — | — | $36K | 0.4% | |
| Principal Trust Company Principal MidCap Value Fund I N/R | — | — | — | $26K | 0.3% | |
| Cap R Fund * Principal Trust Company Principal Diversified International R2 N/R | — | — | — | $19K | 0.2% | |
| Principal Trust Company Principal Equity Income Fund N/R 667 * Principal Trust Company Principal SmallCap Value II Advisor N/R | — | — | — | $15K | 0.2% | |
| (E) | — | — | $19K | $11K | 0.1% | |
| Markets R2 Fund PGIM Investments, LLC PGIM Global Real Estate Fund N/R 195 * PIMCO Real Return Fund N/R | — | — | — | $11K | 0.1% | |
| R3 Fund * Principal Trust Company Principal MidCap Growth Fund N/R | — | — | — | $11K | 0.1% | |
| Fund * Principal Trust Company Principal International Emerging N/R | — | — | — | $9K | 0.1% | |
| Class * Principal Trust Company Principal LargeCap S&P 500 Index N/R | — | — | — | $8K | <0.1% |