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Original filing (PDF)20251010080022NAL0007351825001
AVVALE, INC.
Form 5500
FILING_RECEIVED
AVVALE, INC. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
49% in single holding
Active participants
79
Accounts w/ balance
122
Plan assets (EOY)
$7.8M
Net assets (EOY)
$7.8M
How this plan invests
This plan
1 pooled trust
Schedule D
38 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Ameritas Life Insurance Corp. Separate Account G" is 49% of plan.
Helping the score
- Below-peer total fees (22 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AVVALE, INC..
Plan sponsor
Name
AVVALE, INC.
EIN
75-3265376
Address
444 N MICHIGAN AVE · CHICAGO, IL · 60611
Phone
(312) 234-0202
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
WIPFLI, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AMERITAS LIFE INSURANCE CORP | 47-0098400 | — | AFFILIATE RECORD KEEPER | $1K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AMERITAS ADVISORY SERVICES LLC | 84-4383499 | — | INVESTMENT ADVISOR | $15K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MESIROW FINANCIAL INVESTMENT MGMT | 36-3429599 | — | 3(21) FIDUCIARY | $1K | — |
Investments
37 direct securities · 1 pooled fund· $15.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Pooled Separate Account
$7.6M
1 holding
Uncategorized
$6.2M
35 holdings
Pooled Separate Accounts
$1.4M
1 holding
Insurance Contracts
$184K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| ALIC SEPARATE ACCOUNT G AMERITAS LIFE INSURANCE CORP. · EIN 47-0098400 / PN 003 | Pooled Separate Account | — | — | $7.6M | 96.6% | |
| s * Ameritas Life Insurance Corp. T. Rowe Price Retirement 2045 Fund, I Class | Pooled Separate Accounts | — | — | $1.4M | 18.4% | |
| Ameritas Life Insurance Corp. T. Rowe Price Retirement 2040 Fund, I Class | — | — | — | $886K | 11.3% | |
| Ameritas Life Insurance Corp. Janus Henderson Balanced Fund, Class T | — | — | — | $822K | 10.5% | |
| Ameritas Life Insurance Corp. Vanguard 500 Index Fund, Admiral Shares | — | — | — | $622K | 7.9% | |
| Ameritas Life Insurance Corp. T. Rowe Price Retirement 2035 Fund, I Class | — | — | — | $602K | 7.7% | |
| Ameritas Life Insurance Corp. T. Rowe Price Retirement 2050 Fund, I Class | — | — | — | $487K | 6.2% | |
| Ameritas Life Insurance Corp. T. Rowe Price Retirement 2055 Fund, I Class | — | — | — | $438K | 5.6% | |
| Ameritas Life Insurance Corp. T. Rowe Price Retirement 2030 Fund, I Class | — | — | — | $287K | 3.7% | |
| Ameritas Life Insurance Corp. Jpmorgan Large Cap Growth Fund, Class R6 | — | — | — | $256K | 3.3% | |
| Ameritas Life Insurance Corp. Usaa Nasdaq-100 Index Fund, Class R6 | — | — | — | $222K | 2.8% | |
| Ameritas Life Insurance Corp. T. Rowe Price Retirement 2025 Fund, I Class | — | — | — | $188K | 2.4% | |
| * Ameritas Life Insurance Corp. Guaranteed Investment Account | Insurance Contracts | — | — | $184K | 2.4% | |
| Ameritas Life Insurance Corp. Fidelity Vip Government Money Market Portfolio | — | — | — | $150K | 1.9% | |
| Ameritas Life Insurance Corp. T. Rowe Price Retirement 2060 Fund, I Class | — | — | — | $132K | 1.7% | |
| Ameritas Life Insurance Corp. T. Rowe Price Retirement 2065 Fund, I Class | — | — | — | $105K | 1.3% | |
| Ameritas Life Insurance Corp. Vanguard Mid-Cap Index Fund, Admiral Shares | — | — | — | $98K | 1.2% | |
| Ameritas Life Insurance Corp. Vanguard Total Bond Market Index, Admiral Shares | — | — | — | $91K | 1.2% | |
| Ameritas Life Insurance Corp. Jpmorgan U.S. Equity Fund, Class R6 | — | — | — | $85K | 1.1% | |
| Ameritas Life Insurance Corp. Pimco Income Fund, Institutional Class | — | — | — | $78K | 1.0% | |
| Ameritas Life Insurance Corp. Carillon Eagle Mid Cap Growth Fund, Class R6 | — | — | — | $69K | 0.9% | |
| Participant Loans Rate of Interest 8.00% - 9.50% | — | — | — | $67K | 0.9% | |
| Notes receivable from participants *** $0 | — | — | — | $67K | 0.9% | |
| Ameritas Life Insurance Corp. Dfa Emerging Markets Core Equity, Institutional Class | — | — | — | $62K | 0.8% | |
| Ameritas Life Insurance Corp. Vanguard Small Cap Index, Admiral Shares | — | — | — | $60K | 0.8% | |
| Ameritas Life Insurance Corp. Vanguard Real Estate Index Fund, Admiral Shares | — | — | — | $54K | 0.7% | |
| Ameritas Life Insurance Corp. T. Rowe Price Retirement 2010 Fund, I Class | — | — | — | $50K | 0.6% | |
| Ameritas Life Insurance Corp. Vanguard Developed Markets Index, Admiral Shares | — | — | — | $38K | 0.5% | |
| Ameritas Life Insurance Corp. Vanguard Total International Stock Index, Admiral Shares | — | — | — | $37K | 0.5% | |
| Ameritas Life Insurance Corp. Jpmorgan Equity Income, Class R6 | — | — | — | $32K | 0.4% | |
| Ameritas Life Insurance Corp. Neuerger Berman Genesis Fund, Class R6 | — | — | — | $27K | 0.3% | |
| Ameritas Life Insurance Corp. Bny Mellon Natural Resources Fund, Class I | — | — | — | $24K | 0.3% | |
| Ameritas Life Insurance Corp. Dfa Us Small Cap Fund, Institutional Class | — | — | — | $17K | 0.2% | |
| Ameritas Life Insurance Corp. T. Rowe Price Retirement 2015 Fund, I Class | — | — | — | $11K | 0.1% | |
| Ameritas Life Insurance Corp. Delaware Ivy High Income Fund, Class Y | — | — | — | $7K | <0.1% | |
| Ameritas Life Insurance Corp. American Century Mid Cap Value Fund, R6 Class | — | — | — | $7K | <0.1% | |
| Ameritas Life Insurance Corp. Blackrock Global Allocation Fund, Institutional Shares | — | — | — | $5K | <0.1% | |
| Ameritas Life Insurance Corp. T. Rowe Price Retirement 2020 Fund, I Class | — | — | — | $2K | <0.1% |
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