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Original filing (PDF)20251015150902NAL0005248817001
HUB INTERNATIONAL LIMITED
Form 5500
FILING_RECEIVED
HUB INTERNATIONAL LIMITED 401(K) SAVINGS PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
13,429
Accounts w/ balance
15,223
Plan assets (EOY)
$1.6B
Net assets (EOY)
$1.6B
How this plan invests
This plan
22 pooled trusts
Schedule D
36 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 14 bps in Schedule C fees — 172% above peer band of 5 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HUB INTERNATIONAL LIMITED.
Plan sponsor
Name
HUB INTERNATIONAL LIMITED
EIN
75-3243028
Address
150 N. RIVERSIDE PLAZA - 17TH FLOOR · CHICAGO, IL · 60606
Phone
(505) 828-4053
Industry
Insurance Agencies & Brokerages· Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
CROWE, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | NONE | $1.2M | — |
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | NONE | $775K | — |
| MORGAN STANLEY | — | NEW YORK, NY | NONE | $146K | — |
| CROWE LLP | — | SOUTH BEND, IN | NONE | $21K | — |
Investments
16 direct securities · 22 pooled funds· $1.7B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$1.3B
22 holdings
Uncategorized
$391.8M
14 holdings
Pooled Separate Accounts
$20.4M
1 holding
Mutual Funds
$9.3M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| STATE STREET S&P 500 INDX SL CL II STATE STREET GLOBAL ADVISORS · EIN 04-0025081 / PN 078 | Common Collective Trust | — | — | $210.4M | 13.4% | |
| T. ROWE PRICE RETIREMENT 2030 TRUST T. ROWE PRICE · EIN 38-7010946 / PN 001 | Common Collective Trust | — | — | $123.3M | 7.8% | |
| T. Rowe Price T. Rowe Price All-Cap Opportunities Fund Class I # | — | — | — | $109.7M | 7.0% | |
| T. ROWE PRICE RETIREMENT 2035 TRUST T. ROWE PRICE · EIN 36-7595013 / PN 001 | Common Collective Trust | — | — | $102.7M | 6.5% | |
| T. ROWE PRICE RETIREMENT 2045 TRUST T. ROWE PRICE · EIN 32-6199848 / PN 001 | Common Collective Trust | — | — | $95.7M | 6.1% | |
| T. ROWE PRICE RETIREMENT 2025 TRUST T. ROWE PRICE · EIN 37-6495447 / PN 001 | Common Collective Trust | — | — | $94.9M | 6.0% | |
| T. ROWE PRICE RETIREMENT 2040 TRUST T. ROWE PRICE · EIN 35-6941729 / PN 001 | Common Collective Trust | — | — | $88.3M | 5.6% | |
| STATE ST US BOND INDEX SL CL XIV STATE STREET GLOBAL ADVISORS · EIN 90-0337987 / PN 477 | Common Collective Trust | — | — | $78.3M | 5.0% | |
| State Street State St Gbl All Cap Equity ex-U.S. Index – Class K # | — | — | — | $77.2M | 4.9% | |
| STATE ST GLOBAL ALLCP EQ EX-US IDX STATE STREET GLOBAL ADVISORS · EIN 90-0337987 / PN 444 | Common Collective Trust | — | — | $77.2M | 4.9% | |
| T. ROWE PRICE RETIREMENT 2050 TRUST T. ROWE PRICE · EIN 30-6303214 / PN 001 | Common Collective Trust | — | — | $65.7M | 4.2% | |
| Vanguard Equity Income – Admiral Shares # | — | — | — | $64.1M | 4.1% | |
| State Street State St S&P Midcap Index Fund – Class XIV # | — | — | — | $59.2M | 3.8% | |
| STATE ST S&P MID CAP INDX SL CL STATE STREET GLOBAL ADVISORS · EIN 90-0337987 / PN 459 | Common Collective Trust | — | — | $59.2M | 3.8% | |
| THE VANGUARD RETIREMENT SAVINGS TRS VANGUARD FIDUCIARY TRUST COMPANY · EIN 38-7041744 / PN 001 | Common Collective Trust | — | — | $59.0M | 3.7% | |
| STATE STREET RUSSELL SMALL CAP INDE STATE STREET GLOBAL ADVISORS · EIN 32-6528132 / PN 040 | Common Collective Trust | — | — | $49.8M | 3.2% | |
| T. ROWE PRICE RETIREMENT 2055 TRUST T. ROWE PRICE · EIN 35-6941728 / PN 001 | Common Collective Trust | — | — | $40.5M | 2.6% | |
| T. ROWE PRICE RETIREMENT 2020 TRUST T. ROWE PRICE · EIN 36-7594871 / PN 001 | Common Collective Trust | — | — | $35.7M | 2.3% | |
| Self-directed brokerage accounts * Various Empower SDB Securities # | — | — | — | $24.7M | 1.6% | |
| BLACKROCK MID CAP GROWTH EQUITY FD BLACKROCK · EIN 38-4139851 / PN 629 | Common Collective Trust | — | — | $24.5M | 1.6% | |
| T. ROWE PRICE RETIREMENT 2060 TRUST T. ROWE PRICE · EIN 47-1088316 / PN 001 | Common Collective Trust | — | — | $20.7M | 1.3% | |
| * Empower MFS International Growth Equity Fund # | Pooled Separate Accounts | — | — | $20.4M | 1.3% | |
| 3.25% to 9.50%, maturities through July 2043) | — | — | — | $16.5M | 1.0% | |
| T. ROWE PRICE RETIREMENT 2015 TRUST T. ROWE PRICE · EIN 35-6941654 / PN 001 | Common Collective Trust | — | — | $12.9M | 0.8% | |
| Lord Abbett Lord Abbett Bond Debenture Fund Class R6 # | — | — | — | $11.9M | 0.8% | |
| BlackRock High Yield Bond Portfolio Institutional Shares # | Mutual Funds | — | — | $9.3M | 0.6% | |
| Virtus Fund Advisors Virtus Ceredex Mid-Cap Value Equity Fund Class R6 # | — | — | — | $9.0M | 0.6% | |
| T. Rowe Price T. Rowe Price International Discovery Fund Class I # | — | — | — | $8.1M | 0.5% | |
| T. ROWE PRICE RETIREMENT 2065 TRUST T. ROWE PRICE · EIN 85-1763138 / PN 001 | Common Collective Trust | — | — | $7.1M | 0.4% | |
| Invesco Advisers, Inc. Invesco Developing Markets R6 # | — | — | — | $3.9M | 0.3% | |
| T. ROWE PRICE RETIREMENT 2010 TRUST T. ROWE PRICE · EIN 32-6199795 / PN 001 | Common Collective Trust | — | — | $3.9M | 0.2% | |
| Columbia Threadneedle Columbia Overseas Value Inst 3 # | — | — | — | $3.5M | 0.2% | |
| T ROWE PRICE RETIREMENT BALANCED TR T.ROWE PRICE · EIN 38-7011316 / PN 001 | Common Collective Trust | — | — | $3.1M | 0.2% | |
| COHEN & STEERS GLOBAL REALTY CIT CL COHEN & STEERS REALTY SHARES · EIN 46-3411346 / PN 064 | Common Collective Trust | — | — | $2.2M | 0.1% | |
| Management Co LLC PIMCO Commodity Real Return Strategy Instl # | — | — | — | $1.7M | 0.1% | |
| Vanguard Federal Money Market Fund # | — | — | — | $1.2M | <0.1% | |
| Notes receivable from participants * Notes receivable from Notes receivable from participants, net of deemed participants | — | — | — | $1.1M | <0.1% | |
| T. ROWE PRICE RETIREMENT 2005 TRUST T. ROWE PRICE · EIN 61-6434302 / PN 001 | Common Collective Trust | — | — | $659K | <0.1% |