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Original filing (PDF)20251013123632NAL0002893650001
ASSOCIATIONS, INC
Form 5500
FILING_RECEIVED
ASSOCIA, INC. 401(K) PLAN
401(k) retirement plan
Active participants
7,675
Accounts w/ balance
2,733
Plan assets (EOY)
$129.6M
Net assets (EOY)
$129.6M
How this plan invests
This plan
15 pooled trusts
Schedule D
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
65
Knocking points off
- 19 bps in Schedule C fees — 90% above peer band of 10 bps.
- Only 36% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ASSOCIATIONS, INC.
Plan sponsor
Name
ASSOCIATIONS, INC
EIN
75-3014941
Address
2301 N GREENVILLE AVE. · 4TH FLOOR · RICHARDSON, TX · 75082
Phone
(214) 953-3009
Industry
Real Estatesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
2F · ERISA section 404(c)
2E · Profit-sharing
2G · Total participant-directed accounts
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $145K | — |
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $43K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS LLC | — | SAN RAFAEL, CA | CONSULTANT/INVST ADVISOR | $52K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BAKER TILLY US LLP | 30-1413443 | — | ACCOUNTANT/AUDITOR | $6K | — |
Investments
23 direct securities · 15 pooled funds· $232.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$111.9M
22 holdings
Common Collective Trust
$104.7M
15 holdings
Guaranteed Income / GIC
$15.7M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Common Collective Trusts * Fidelity Institutional Asset Fidelity Freedom Blend 2025 N/R | — | — | — | $19.4M | 15.0% | |
| FID FRDM BLND 2025 Q FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 090 | Common Collective Trust | — | — | $19.4M | 15.0% | |
| Management Trust Company Commingled Pool Q * Fidelity Institutional Asset Fidelity Freedom Blend 2030 N/R | — | — | — | $18.4M | 14.2% | |
| FID FRDM BLND 2030 Q FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 091 | Common Collective Trust | — | — | $18.4M | 14.2% | |
| Management Trust Company Commingled Pool Q * Fidelity Institutional Asset Fidelity Freedom Blend 2035 N/R | — | — | — | $16.6M | 12.8% | |
| FID FRDM BLND 2035 Q FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 092 | Common Collective Trust | — | — | $16.6M | 12.8% | |
| Lincoln National Life Insurance Lincoln Stable Value N/R | Guaranteed Income / GIC | — | — | $15.7M | 12.1% | |
| Management Trust Company Commingled Pool Q * Fidelity Institutional Asset Fidelity Freedom Blend 2040 N/R | — | — | — | $12.0M | 9.3% | |
| FID FRDM BLND 2040 Q FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 093 | Common Collective Trust | — | — | $12.0M | 9.3% | |
| Management Trust Company Commingled Pool Q * Fidelity Institutional Asset Fidelity Freedom Blend 2045 N/R | — | — | — | $10.3M | 7.9% | |
| FID FRDM BLND 2045 Q FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 094 | Common Collective Trust | — | — | $10.3M | 7.9% | |
| Management Trust Company Commingled Pool Q * Fidelity Institutional Asset Fidelity Freedom Blend 2020 N/R | — | — | — | $8.4M | 6.5% | |
| FID FRDM BLND 2020 Q FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 089 | Common Collective Trust | — | — | $8.4M | 6.5% | |
| Management Trust Company Commingled Pool Q * Fidelity Institutional Asset Fidelity Freedom Blend 2050 N/R | — | — | — | $7.0M | 5.4% | |
| FID FRDM BLND 2050 Q FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 095 | Common Collective Trust | — | — | $7.0M | 5.4% | |
| Fund Mutual Funds * Fidelity Investments Fidelity 500 Index Fund N/R | — | — | — | $5.0M | 3.8% | |
| Management Trust Company Commingled Pool Q * Fidelity Institutional Asset Fidelity Freedom Blend 2015 N/R | — | — | — | $4.0M | 3.1% | |
| FID FRDM BLND 2015 Q FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 088 | Common Collective Trust | — | — | $4.0M | 3.1% | |
| Management Trust Company Commingled Pool Q * Fidelity Institutional Asset Fidelity Freedom Blend 2055 N/R | — | — | — | $3.4M | 2.6% | |
| FID FRDM BLND 2055 Q FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 113 | Common Collective Trust | — | — | $3.4M | 2.6% | |
| Company Participant Loans * Participant Loans Interest rate: 4.25% - 9.50% $0 | — | — | — | $1.5M | 1.2% | |
| Fidelity Institutional Asset Fidelity Freedom Blend 2010 N/R | — | — | — | $1.4M | 1.1% | |
| FID FRDM BLND 2010 Q FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 087 | Common Collective Trust | — | — | $1.4M | 1.1% | |
| Management Trust Company Commingled Pool Q * Fidelity Institutional Asset Fidelity Freedom Blend 2060 N/R | — | — | — | $1.1M | 0.8% | |
| FID FRDM BLND 2060 Q FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 147 | Common Collective Trust | — | — | $1.1M | 0.8% | |
| LARGE CP VALUE I1 GREAT GRAY TRUST COMPANY, LLC · EIN 38-4065329 / PN 426 | Common Collective Trust | — | — | $1.1M | 0.8% | |
| LARGE CAP GRTH II R1 GREAT GRAY TRUST COMPANY · EIN 38-4139848 / PN 626 | Common Collective Trust | — | — | $954K | 0.7% | |
| Fidelity Investments Fidelity Total Bond K6 Fund N/R | — | — | — | $881K | 0.7% | |
| Fidelity Investments Fidelity International Capital N/R | — | — | — | $667K | 0.5% | |
| LLC Class R1 * Fidelity Institutional Asset Fidelity Freedom Blend Income N/R | — | — | — | $534K | 0.4% | |
| FID FRDM BLEND INC Q FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 085 | Common Collective Trust | — | — | $534K | 0.4% | |
| Appreciation K6 Fund * Fidelity Investments Fidelity Mid Cap Index Fund N/R | — | — | — | $392K | 0.3% | |
| American Funds American Balanced Fund Class R6 N/R | — | — | — | $390K | 0.3% | |
| Management Trust Company Commingled Pool Q * Fidelity Institutional Asset Fidelity Freedom Blend 2065 N/R | — | — | — | $243K | 0.2% | |
| FID FRDM BLND 2065 Q FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 168 | Common Collective Trust | — | — | $243K | 0.2% | |
| Fidelity Investments Fidelity Small Cap Value Index Fund N/R | — | — | — | $207K | 0.2% | |
| Fidelity Investments Fidelity Small Cap Growth Index N/R | — | — | — | $170K | 0.1% | |
| Money Market Fund * Fidelity Investments Fidelity Government Money Market N/R | — | — | — | $9K | <0.1% |
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