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Original filing (PDF)20260323134816NAL0002372896001
WESTWOOD HOLDINGS GROUP, INC. SAVINGS PLAN
Form 5500
FILING_RECEIVED
WESTWOOD HOLDINGS GROUP, INC. SAVINGS PLAN
401(k) retirement plan
Signals · 2
Late filing · 4.2 moNo recordkeeper disclosed
Active participants
151
Accounts w/ balance
187
Plan assets (EOY)
$51.6M
Net assets (EOY)
$51.6M
How this plan invests
This plan
6 pooled trusts
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
83
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Filed 4.2 months past the 10.5-month grace window.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (0 bps vs 16 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for WESTWOOD HOLDINGS GROUP, INC. SAVINGS PLAN.
Plan sponsor
Name
WESTWOOD HOLDINGS GROUP, INC. SAVINGS PLAN
EIN
75-2969997
Address
200 CRESCENT COURT SUITE 1200 · DALLAS, TX · 752011855
Phone
(214) 756-6900
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2026-03-23
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
THE CJ CPA GROUP, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $1K | — |
| CHARLES SCHWAB TRUST BANK | 82-3967259 | — | NONE | $0 | — |
Investments
26 direct securities · 6 pooled funds· $70.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$60.8M
26 holdings
Common Collective Trust
$9.9M
6 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PCRA Self-Directed Brokerage Account | — | — | — | $10.2M | 19.7% | |
| Charles Schwab Bank Personal Choice Accounts | — | — | — | $10.2M | 19.7% | |
| Vanguard Target Retirement 2040 Fund Investor Shares | — | — | — | $5.9M | 11.5% | |
| Fidelity 500 Index | — | — | — | $5.9M | 11.3% | |
| Vanguard Target Retirement 2035 Fund Investor Shares | — | — | — | $3.9M | 7.5% | |
| Vanguard Target Retirement 2050 Fund Investor Shares | — | — | — | $2.8M | 5.5% | |
| WINSLOW LARGE CAP GROWTH FUND SEI TRUST COMPANY · EIN 27-3441498 / PN 043 | Common Collective Trust | — | — | $2.7M | 5.3% | |
| SEI Trust Company Nuveen Winslow Large Cap Growth | — | — | — | $2.7M | 5.3% | |
| Vanguard Target Retirement 2045 Fund Investor Shares | — | — | — | $2.2M | 4.4% | |
| Vanguard Target Retirement 2030 Fund Investor Shares | — | — | — | $2.2M | 4.3% | |
| PIMCO RAE FOUNDERS CIT GREAT GRAY TRUST COMPANY,LLC · EIN 92-2452619 / PN 001 | Common Collective Trust | — | — | $1.9M | 3.7% | |
| Great Gray Trust Company ClearBridge Small Cap Growth CIT R2 | — | — | — | $1.7M | 3.3% | |
| CLEARBRIDGE SMCAP GROWTH CIT GREAT GRAY TRUST COMPANY, LLC · EIN 38-4065336 / PN 434 | Common Collective Trust | — | — | $1.7M | 3.3% | |
| American Funds American Funds Europacific Growth R6 | — | — | — | $1.7M | 3.2% | |
| Fidelity Extended Mkt Index Fund | — | — | — | $1.7M | 3.2% | |
| SEI Trust Company American Century US Small Cap Value Equity Tier 1 | — | — | — | $1.5M | 2.9% | |
| AMCENT US SMCAP VAL EQ TRUST 1 Common Collective Trust Fund | — | — | — | $1.5M | 2.9% | |
| AMER CENTURYY U.S SMLCAP VAL EQ TR SEI TRUST COMPANY · EIN 27-0573048 / PN 019 | Common Collective Trust | — | — | $1.5M | 2.9% | |
| GOLDMAN SACHS SV INST CL 1 Common Collective Trust Fund | — | — | — | $1.4M | 2.7% | |
| GOLDMAN SACHS STAB VAL COLLECT TR F GOLDMAN SACHS TRUST COMPANY, N.A. · EIN 13-4166989 / PN 025 | Common Collective Trust | — | — | $1.4M | 2.7% | |
| Vanguard Target Retirement 2055 Fund Investor Shares | — | — | — | $1.4M | 2.7% | |
| Vanguard Target Retirement 2020 Fund Investor Shares | — | — | — | $982K | 1.9% | |
| Vanguard Target Retirement 2060 Fund Investor Shares | — | — | — | $741K | 1.4% | |
| Vanguard Target Retirement 2025 Fund Investor Shares | — | — | — | $730K | 1.4% | |
| BLACKROCK TOTAL RETURN BOND FUND T BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 47-1246942 / PN 001 | Common Collective Trust | — | — | $623K | 1.2% | |
| Vanguard Target Retirement 2065 Fund Investor Shares | — | — | — | $553K | 1.1% | |
| Notes Receivable from Participants Interest rates from 4.25% to 10.50% | — | — | — | $288K | 0.6% | |
| PARTICIPANT LOANS (4.25% - 10.50%) | — | — | — | $288K | 0.6% | |
| Fidelity Total Intl Index | — | — | — | $208K | 0.4% | |
| Fidelity US Bond Index Fund | — | — | — | $206K | 0.4% | |
| Vanguard Target Retirement Income Fund | — | — | — | $4K | <0.1% | |
| Represents a party-in-interest, as defined by ERISA. Note: As all investments are participant-directed, column (d), cost, has been omitted. Note: The information listed above is derived from the information certified by Charles Schwab Trust Bank, as permitted by 29 CFR 2520.103-5(c) | — | — | — | $3K | <0.1% |