Original filing (PDF)20251014160613NAL0006733778001

HEARTLAND SECURITY INSURANCE GROUP

Name: HEARTLAND SECURITY INSURANCE GROUP — HEARTLAND SECURITY INSURANCE GROUP ESOP PLAN, Form 5500 (2024)
Creator: HEARTLAND SECURITY INSURANCE GROUP

Form 5500

FILING_RECEIVED

HEARTLAND SECURITY INSURANCE GROUP ESOP PLAN

Defined-contribution retirement plan

Signals · 2

69% in single holdingNo recordkeeper disclosed

Active participants

206

Accounts w/ balance

319

Plan assets (EOY)

$16.6M

Net assets (EOY)

$16.5M

How this plan invests

This plan

17 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

100

Vendor stack

Participation health

100

Knocking points off

Top holding "( b ) IDENTITY OF ISSUER, BORROWER, MATURITY DATE, RATE OF INTEREST, COLLATERAL, ( e ) CURRENT ( a ) LESSOR OR SIMILAR PARTY PAR OR MATURITY VALUE ( d ) COST VALUE * Heartland Security Insurance Group, Inc. 257,203.24 shares" is 69% of plan.
No recordkeeper disclosed on Schedule C.

Helping the score

Below-peer total fees (3 bps vs 29 bps peer median).

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HEARTLAND SECURITY INSURANCE GROUP.

Plan sponsor

Name

HEARTLAND SECURITY INSURANCE GROUP

EIN

75-2960792

Address

501 SHELLEY DRIVE · TYLER, TX · 75701

Phone

(903) 561-8484

Industry

Insurance Agencies & Brokerages· Finance & Insurancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-14

Pension benefit codes

2E · Profit-sharing

2O · ESOP (non-leveraged)

3H · Sponsor in controlled / affiliated group

3I · Requires investment in employer securities

Audit & trust (Schedule H)

Auditor

PROTHRO WILHELMI & COMPANY

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

1 rows

Other

Name	EIN	Location	Relation	Direct comp	Indirect comp
RETIREMENTPLANS.COM	80-0968774	ADDISON, TX	NONE	$4K	—

Investments

17 direct securities· $15.9M(96% of reported assets)

Investment	Type	Shares / units	Cost	Current value	% of plan
( b ) IDENTITY OF ISSUER, BORROWER, MATURITY DATE, RATE OF INTEREST, COLLATERAL, ( e ) CURRENT ( a ) LESSOR OR SIMILAR PARTY PAR OR MATURITY VALUE ( d ) COST VALUE * Heartland Security Insurance Group, Inc. 257,203.24 shares	—	—	$6.0M	$11.0M	66.4%
Invesco Gov&Agncy - Inst1901 2,020,389.25 par value	—	—	$2.0M	$2.0M	12.2%
U.S. Treasury Bill 314,000 matures 3/20/25	—	—	$300K	$308K	1.9%
U.S. Treasury Bill 307,500 matures 1/9/2025	—	—	$300K	$307K	1.9%
U.S. Treasury Note 300,000 @ 4.625% matures 2/28/26	—	—	$300K	$301K	1.8%
Dodge & Cox Income Fund Class I 24,270.5930 shares	—	—	$304K	$300K	1.8%
U.S. Treasury Bill 300,000 matures 3/20/25	—	—	$290K	$297K	1.8%
U.S. Treasury Bill 300,000 matures 11/28/25	—	—	$288K	$289K	1.7%
U.S. Treasury Bill 260,000 matures 8/7/25	—	—	$249K	$254K	1.5%
U.S. Treasury Note 250,000 @ 3.5% matures 9/15/2025	—	—	$244K	$249K	1.5%
Vanguard Short Term Bd 2,341 shares	—	—	$180K	$181K	1.1%
Vanguard Val Indx-Insti 1,445.6530 shares	—	—	$80K	$95K	0.6%
Vanguard Grwth Indx-Insti 446 shares	—	—	$61K	$94K	0.6%
Invesco S&P 500 Equal Weight 535 shares	—	—	$77K	$94K	0.6%
Vanguard M/C Indx-Inst 1,162.1720 shares	—	—	$67K	$84K	0.5%
iShares Russell 1000 255 shares	—	—	$59K	$82K	0.5%
Invesco Premier US Gov MM 10,908.94 par value	—	—	$11K	$11K	<0.1%