Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NOVA 401(K) ASSOCIATES | — | HOUSTON, TX | THIRD PARTY ADMINISTRATOR | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAMBRIDGE RESEARCH INVESTMENT AD | 20-1665305 | — | SERVICE PROVIDER | $15K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT D VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $7.7M | 71.7% | |
| Voya Fixed Account (4062) Guaranteed investment account | — |
| — |
| — |
| $2.5M |
| 23.1% |
| American Funds Fdmntl Inv R6 Pooled separate account | — | — | — | $1.5M | 13.8% |
| Vangrd Trgt Retire 2040 Fd Pooled separate account | — | — | — | $1.4M | 13.4% |
| Vangrd Trgt Retire 2025 Fd Pooled separate account | — | — | — | $797K | 7.5% |
| Vangrd Trgt Retire Inc Fd Pooled separate account | — | — | — | $764K | 7.2% |
| Vangrd Trgt Retire 2030 Fd Pooled separate account | — | — | — | $601K | 5.6% |
| Participant notes receivable 5.25% - 10.50% - | — | — | — | $554K | 5.2% |
| Vangrd Trgt Retire 2045 Fd Pooled separate account | — | — | — | $552K | 5.2% |
| Vangrd Trgt Retire 2035 Fd Pooled separate account | — | — | — | $463K | 4.3% |
| Vangrd Trgt Retire 2050 Fd Pooled separate account | — | — | — | $202K | 1.9% |
| DFA US Targeted Vl Port Ins Pooled separate account | — | — | — | $155K | 1.5% |
| Neuberg Berm MdCp Grw Fnd R6 Pooled separate account | — | — | — | $137K | 1.3% |
| ClrBrg SmCp Grw Fd IS Pooled separate account | — | — | — | $128K | 1.2% |
| Vangrd Tot St Mkt Indx Fd Adm Pooled separate account | — | — | — | $118K | 1.1% |
| Vangrd Trgt Retire 2055 Fd Pooled separate account | — | — | — | $116K | 1.1% |
| DFA US Small Cap Portfolio Ins Pooled separate account | — | — | — | $115K | 1.1% |
| Vangrd Trgt Retire 2060 Fd Pooled separate account | — | — | — | $111K | 1.0% |
| Vangrd Trgt Retire 2065 Fd Pooled separate account | — | — | — | $81K | 0.8% |
| Franklin Biotech Dsc Fd R6 Pooled separate account | — | — | — | $71K | 0.7% |
| Vangrd Trgt Retire 2020 Fd Pooled separate account | — | — | — | $61K | 0.6% |
| Vangrd Energy Fund Adm Pooled separate account | — | — | — | $60K | 0.6% |
| American Funds Am Balanced R6 Pooled separate account | — | — | — | $55K | 0.5% |
| MFS Growth Fund R6 Pooled separate account | — | — | — | $44K | 0.4% |
| JPMorgan Equity Income Fund R6 Pooled separate account | — | — | — | $27K | 0.3% |
| Voya Intermediate Bond Fund R6 Pooled separate account | — | — | — | $25K | 0.2% |
| Vangrd Trgt Retire 2070 Fd Pooled separate account | — | — | — | $20K | 0.2% |
| iShares MSCI EAFE Index Fnd K Pooled separate account | — | — | — | $17K | 0.2% |
| Vangrd Mid-Cap Index Fund Adm Pooled separate account | — | — | — | $15K | 0.1% |
| American Funds EuroPacific R6 Pooled separate account | — | — | — | $14K | 0.1% |
